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Judicial Watch • Barbara J Rothstein Financial Disclosure Report for 2008

Barbara J Rothstein Financial Disclosure Report for 2008

Barbara J Rothstein Financial Disclosure Report for 2008

Page 1: Barbara J Rothstein Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:10

Date Created:December 4, 2009

Date Uploaded to the Library:November 13, 2013

Tags:ROTHSTEIN, Barbara J Rothstein, Barbara, speaker, lodging, transportation, 2008, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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bull; Government Act 1978 
Rev. 1/2008 
FOR CALENDAR YEAR 2008 U.S.C app. JOI-I Person Reporting (last name, first, middle imtial) Rothstein, Barbara Court Organization Federal Judicial Center Date Report 0711512009 Title (Article III Judges indicate acllve semor status; magistrate judges md1cate full-or part-time) Distnct Court Judge  Sa. Report Type (check appropnate type) Nomination, Date Initial Annual Sb. Amended Report Fmal Reporting Period 01/01/2008 12/31/2008 Chambers Office Address Federal Judicial Center Washington, D.C. 20002 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must befollowed-Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[Z]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

fT1 
Rothstein, Barbara Date Report 
Rothstein, Barbara 
07/15/2009 
III. N-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not requtred except jor honorana) NONE (No reportable non-investment income.) 2008 Medical Faculty Associates, Wages 
2.2008 Self Employed Consultant Fees 

IV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment 
(Includes those spouse and dependent children, see 25-27 filing mstructwns) NONE (No reportable reimbursements.) Ecole Nat10nale Magistra  February 25-29, 2008  Bordeaux, France  Speaker  Transportation, Lodging National Judicial Institute  April 2008  Toronto, Canada  Speaker  Transportation, Lodging Umvers1ty Chicago Law Sch ool  May 5-6, 2008  Chicago,  Speaker  Transportation, Lodging  Law Semmars International  May 8-9, 2008  Seattle,  Speaker  Transportation, Lodging Amencan Law Institue-Ameri can Bar Assn  May 29-31, 2008  Charleston,  Speaker  Transportation, Lodging  

Date Report 
Rothstein, Barbara 
07/15/2009 World Justice Forum  July 2-5, 2008  Vienna, Austria  Part1c1pant  Transportation, Lodging The Rutter Group  June 26-27, 2008  Los Angeles,  Speaker  Transportat10n, Lodgmg, Meals ROLi Board Meeting  August 2008  New York,  Participant  Lodging, Taxi  
IOFordham Uruversity  October 9-17, 2008  Accra, Ghana  Speaker, Tramer  Transportation, Lodging, Passport/Vacc1 nations Brooklyn Law School Novemer 13-14, 2008 Brooklyn, Speaker Transportat10n, Meals, Taxis GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR 

CODE 

Date Report 
07/15/2009
Rothstein, Barbara 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnpt10n Assets 
(mcludmg trust assets) 

Place "(X)" after each asset 
exempt from pnor disclosure  
Income during  Gross value end  Transactions durmg reportmg penod  
reportmg period  reportmg penod  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(eg,  Value  Value  Type(eg,  Date  Value  Gain  Identity  
Code  div, rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) mt.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (1fpnvate  
(Q-W)  transaction)  

Amcol Common Divtdend Paso Corp. D1v1dend 
Equitable Resources Common D1v1dend  Motorola Inc Common  Dividend  Oppenheimer Mum Bond  Int./Div.  Sold  06105  

Rochester Fund Muni's Cl.A lnt./D1v. Sold 06105 
New York Muni Income lnt./D1v. 
Amencan Euro Pacific Growth Fnd Dividend Buy 04/17 
Buy 06105 (add'!) 

IO. Amencan New World Fnd Dividend Buy 03/26 Buy 06105 (add'I) 
12. Bancorp Account Interest 
Chevy Chase Bank Account Interest 
14. Properties Ltd Partnership Rent 

15. 
Rental House Redmond, (1999 $172,0 Rent 00) New Horizon Capital III, None Amenca Movil Ads D1v1dend Income Gam Codes  A=$ 1,000 less =$1,001  $2,500 =$2,501 -S5,000 =$5,001  $15,000 =$15,001  $50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00  $5,000,000 =More thao $5,000,000 Value Codes =$15,000 Jess =$15,001  $50,000 =$50,001  $100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001  $500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Rothstein, Barbara 
0711512009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Descnpt10n Assets  Income dunng  Gross value end  Transact10ns durmg reporting penod  
(mcludmg trust assets)  reporting period  reporting penod  

(2) (2) (4) 
Place "(X)" after each asset exempt from pnor disclosure AmoWJt Code (A-H)  Type (e.g div rent. mt.)  Value Code (J-P)  Value Method Code3 (Q-W)  Bank One Capital Trust  Interest  

Type g., buy, sell, redempt10n) 
Date 
Month-
Day 

Value  Gam  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (1fpnvate  
transaction)  

Blan Corp. Common None 
20. 
Emulex Corp. Common None 

21. 
Microsoft Corp. Common DIYldend 

22. Company Dividend 

23. 
XCel Energy Dividend 

24. 
PPL Corp. Dividend 

25. 
Applera Corp. Common Dividend Merged 12/02 (with line 26) 

26. 
Life Technologies Corp None Costco Wholesale Corp Common Dividend 
28. P1mco Corp5>rate Income Fund Dividend Sold 06105 
Putnam Managed High Yield Dividend Sold 04/17 
30. 
Western Asset Inc. Dividend 
31. Starbucks Common 
None 
32. Telefonos Mexico Common D1v1dend 
Telmex lnternat10nal D1v1dend Spinoff 06/11 (from line 32) 
34. Pennzoil Bonds Dividend Income Gam Codes =$I ,000 Jess =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 J00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes  I=$ 5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =SJ00,001 -$250,000  
(See Colwnns and 03) =$250,001 -$500,000 =5500,001 -Sl,000,000 =$1,000,00I -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Rothstein, Barbara 
07/15/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Dcscnpt10n Assets  Income during  Gross value end  Transactions durmg reportmg penod  
(including trust assets)  reporting penod  reportmg penod  (5)  
Place "(X)" after each asset  (I) Amount  (2) Type (e.g,  (I) Value  (2) Value  (I) Type (e.g,  (2) (3) (4) Date Value Gain Identity  
exempt from prior disclosure  Code  div, rent,  Code  Method  buy, sell,  Month Code Code buyer/seller  
(A-HJ  ormt.)  (J-P)  Code  redemption)  Day (J-P) (A-H) (1fpnvale  
(Q-W)  transaction)  

35. Nuveen Quality Preferred Income  Interest  
36. Bancorpsouth Cap Tr. Preferred  Interest  

3Com Corp Common None 
38. Home Depot Inc. Common DIVldend 
General Electric Co. Common Dividend Buy 04117 (add'!) 
Buy 10/27 (add'!) Morgan Stanley Cap. Trust Dividend 
CHS Cooperatives Preferred Dividend 
CEPS Gov'tAgency Funds Dividend 
CMS Energy Dividend 
45. 
P10neer Floating Rate Trust (PHO) D1v1dend 

46. 
Eaton Vance Enhanced Equity Income Fund Dividend 

47.  Eaton Vance Enhanced Equity Income  Interest  
48.  RMR Preferred Dividend Fund  Dividend  
49.  Dreyfus Premier Greater China Fund  D1v1dend  
50.  Eaton Vance Greater China Fund  None  
51.  Visa Inc  D1v1dend Buy 03/26 Income Gam Codes =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -S50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,00 1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,00l -$50,000 =$50,00 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,00 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Meth Codes =Appraisal =Cost (Real Esiate Only) =Assessment "'Cash Market  
(See Column C2) =Book Value =Olher =Estimated  

Name Person Reporting 
Date Report 
Rothstein, Barbara 
0711512009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Descnption Assets  Income during  Gross value end  Transactions during reporting penod  
(including trust assets)  reportmg period  reporting penod  

(I) (I) (2) 
(3) 
Place "(X)" after each asset  Amount  Type g.,  Value  Value  Type g.,  Date  Value  Gam  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transact10n) 
52. IBM  Dividend  Buy  10/16  
53. NJF Dividend Interest Premium Strategy Fund  Dividend  Buy  06105  
54. Dell, Inc  None  
55. ETrade Money Market Funds  Interest  
56. Cybersource Corp. Common  None Income Gam Codes =SI ,000 less =$1,001  $2,500  C=$2,50I  $5,000  0=$5,001-$15,000  E=$15,00l -S50,000  
(See Columns and 04)  F=s50,oq1 -$100,000  G=$!00,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,00I I00,000 =$100,001 -$250,000  
(See Colwnns and DJ) =$250,001 -$500,000  0=$500,001  $1,000,000 ,000,001 -$5,000,000 =$5,000,00  $25.000,000 =$25,000,001 -$50,000,000  P4=More lhan $50,000,000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Markel  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report 
Rothstein, Barbara 
07/15/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 

Date Reporl 
Rothstein, Barbara 
0711512009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544