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Judicial Watch • Barbara Keenan Financial Disclosure Report for 2010

Barbara Keenan Financial Disclosure Report for 2010

Barbara Keenan Financial Disclosure Report for 2010

Page 1: Barbara Keenan Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:22

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Barbara Keenan, Keenan, Barbara, Supreme Court, stock, 2010, Market, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  /01-111) Rev. 112011 Person Reporting (last name, first, middle initial) Keenan, Barbara Court Organization U.S. Court Appeals, 4th Circuit Date Report 05/06/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Judge-Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 110 Royal Street Suite 305 Alexandria, 22314 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee Trust  Trustee  Trust  Co-Trustee  Trust  Co-Trustee  Trust 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Keenan, Barbara 

HJ. N-INVE TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Federal Salary (03/12/2010 through 12/31/2010)  $121,238.00  

2.2010 Retirement Income -Commonwealth Virginia (4/1/2010-12/31/2010) $92,740.00 
2010 Supreme Court Virginia Salary (01/01/2010 through 03/11/2010) $36,280.00 Spouse1 Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Virginia Retirement System-Monthly Payment 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse ond dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Administrative Office the United States Courts  11/16/201011/17/2010  Washington,  Phase Orientation Seminar for Newly Appointed Judges  Hotel Expenses and meals, $662 

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent clrildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (1) (2) 
(3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50,001-$!00,000 =$100,001 -$1 ,000,000 =$1.000,00 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,00 -$I 00,000 =$I 00,00 I-$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$I ,000,000 $1,000,001 -$5.000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscsmcnt =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VIL INVESTMENTS and TRUSTS income, vatue, transactions (Includes t11ose 11/spouse and dependent children; see PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (2) (2) (3) (5) 
Place "(X)" after each asset Amount Type(e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
(Q-W) 
transaction) 
18. Bank America Tax-Exempt Reserves  Interest  
19. Bank America Brokerage Acct. (IRA)  
20. Pfizer, Inc.-common stock  Dividend  
21. MFS Growth Fund Port Class  None  
22. Bank America Cash Reserves Class  Interest  
23. Bank America Brokerage Acct.  
24. Coca Cola Co.-common stock  Dividend  
25. General Electric-common stock  Dividend  
26. Intel Corp.-common stock  Dividend  
27. IBM-common stock  Dividend  
28. Microsoft Corp.-common stock  Dividend  
29. Pfizer Inc.-common stock  Dividend  
30. Bank America Muni Reserves Money Market  Interest  
31. Federal Thrift Savings Plan Fund  None  
32. Merrill Lunch Brokerage Acct (IRA 
33. AIM International  Interest  
34. Allianz NFJ Divident  Interest Income Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000  E=$15,00l -$50,000  
(See Columns and D4)  F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15.00 -$50.000 =$50,001 -$100,000 =$100,001 -$250.000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000.000 =$1,000,00 -$5,000,000 =$5,000,001 -$25.000,000 =$25,000.00 -$50.000.000 =More than $50,000,000 Value Method Codes (Sec Column C2)  Q=Appraisal U=Book Value =Cost (Real Estate Ony) =Other ==Assessment W=Estimated =Cash Market  

Date lteport 
Name Person Reporting 
05/06/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes t1wse of>pouse and dependent c1ti1dren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(2) (I) (2) (3) 
Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) (if private 
(A-H) int.) (J-P) Code redemption) (J-P) 
transaction)
(Q-W) 

35. Blackrock Global Growth Fund  None  
36. Davis Financial  None  
37. Jennison 20/20 Focus  None  
38. Morgan Equity Income Fund  Interest  
39. MFS International New Discovery Fund  Interest  
40. Thornburg Core Growth Fund  None  
41. Touchstone Large Cap Growth Fund  None  
42. Commonwealth Defined Contribution Plan  
43. Treasury Bill-Money Mkt Fnd  None  
44. SP 500 Index  None  
45. Active Inflation Pro Bond Fund  None  
46. International Equity Index Fund  None  
47. Active Global Equity Fund  None  
48. 401(a) Cash Match-SP 500 Index Fund  None  
49. Commonwealth Defined Contribution 50. Treasury Bill Money Market Fund  None  
51. SP 500 Index Fund  None Income Gain Codes: =$1,000 less =$1,001 -$2,500  C=$2,50 -$5,000  D=$5,00l -Sl5,000 Sl5,00I -$50,000  
(Sec Columns and D4)  F=$50.001  $100,000 =$100,001  $1,000,000 =$1,000.001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000  L=$50.00  00.000 =$100,00 -$250,000  
(Sec Columns and D3) =$250.001 -$500,000  0=$500,00 -$1.000.000 =$1.000.00 -$5,000,000 =$5,000,001  $25.000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated INVESTMENTS and TRUSTS -income, value, transactions