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Judicial Watch • Barbara M. Keenan – 2012

Barbara M. Keenan – 2012

Barbara M. Keenan – 2012

Page 1: Barbara M. Keenan – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Barbara M Keenan, Keenan, Barbara, 2012, Gross, stock, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reporting, Federal Judge, income, Judge


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Governmenl Act o.f 1978 Rev. FOR CALENDAR YEAR 2012 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Keenan, Barbara Court Organization U.S. Court Appeals, 4th Circuit Date Report 6/24/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Judge-Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
110 Royal Street 
Suite 305 
Alexandria, 22314 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITI0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee Trust 

II. AGREEMENTS. (Reporling individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Keenan, Barbara 
6/24/2013
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
(yours, not 
spouse's) 2012 Retirement Income -Commonwealth Virginia $140,900.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except.for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Virginia Retirement System-Monthly Payment 

IV. REIMBURSEMENTS --transportaiion, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

William Mary School February 17-18, 2012 Williamsburg, Virginia Moot Court Travel, hotel, meals and lodging Law 

Keenan, Barbara GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instr11ctions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

instr11ctions.)
VJ. LIABILITIES. (Includes those ofspo11se and dependent children; see pp. 32-33 
[{] NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION VALUE CODE 

6/24/2013
Keenan, Barbara
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including uust assets)  reporting period reporting period  

(2) (2) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
(J-P) Code3 redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15.000 =$1 5.00t -$50,000  
(See Columns and 04) =$50.001 -$100.000 =$100.00 -$1,000.000  Ill =$1.000,001 -$5.000,000 =More than $5,000.000 Value Codes =$15.000 less  K=$15,001 -$50.000 =$50.00 -$100,000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000  0=$500,001-$1.000,000 =$1,000,001 -$5,000,000 =$5,000.001  $25,000,000 =$25.000.001  $50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

6/24/2013
Keenan, Barbara
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instmctitms.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
(J-P) (A-H)Code redemption) (if private 
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5.000  D=$5.00I -$15.000  
(Sec Columns and D4)  F=$50.00  00.000 =$100,001 -$1,000,000  Ill =$1.000.001-$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00  100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250,00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Casi) Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated =$15.00 -$50,000 

Keenan, Barbara 
6/24/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Boeing Co. -common stock (X)  Dividend  
36. Cisco Systems Inc. -common stock (X)  Dividend  
37. Express Scripts Holding Co. -common stock (X)  None  
38. Freeport -McMoran Copper and Gold inc. common stock (X)  Dividend  
39. General Electric Co. -common stock (X)  Dividend  
40. Hewlett-Packard Co. -common stock (X)  Dividend  
41. IBM -common stock (X)  Dividend  
42. Kraft Food Group -common stock (X)  Dividend  
43. Marriott Int'! -common stock (X)  Dividend  
44. Marriott Vacations Worldwide Corp. common stock (X)  None  
45. Merck Co. -common stock (X)  Dividend  
46. Mondelez Int'! Inc. -common stock (X)  Dividend  
47. Mylan Inc. -common stock (X)  None  
48. Pfizer -common stock (X)  Dividend  
49. Philip Morris International -common stock (X)  Dividend  
50. Reynolds American Inc. -cmmon stock (X)  Dividend  
51. Time Warner Cable -common stock (X)  Dividend Income Gain Codes: 41.000orless =$1,00 -$2,500 =$2.501 -$5.000 D=$5,00l -$15.000 -$50,000 (Sec Columns and D4) F=$50.00I -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 112 =More than $5.000.000 =$50.001 -$100.000 =$100.001 -$250.000 (See Columns and D3) =$250.001 -$500.000 =$1,000.001 -$5.000.000 1'2 =$5.000.001 -$25.000.000 =$25,000.00 -$50.000.000 1'4 =More 1han $50.000.000 Value Codes =$15.000 less Value Mc1hod Codes =Cash Market (Sec Column C2) =Other =Appraisal =Assessment =Book Value =Estimated 

Keenan, Barbara 
6/24/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent c11itdren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 

(including trust assets) reporting period ofreporting period 
(I) (2) (I) (I) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5,000  0=$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50,00l -$100.000 =$100.001 -$1,000.000  fll =$1.000.001 -$5.000,000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00I -$I 00.000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000  ci=$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5,000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Keenan, Barbara 
6/24/2013
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and depende111 children; see PP 14-60 offiting ins1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
{I) (2) (I) (2) (2) (3) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (ifprivate 
transaction)
(Q-W) 
69. Treasury Bill-Money Mkt Fnd  None  
70. SP 500 Index  None  
71. Active Inflation Pro Bond Fund  None  
72. International Equity Index Fund  None  
73. Active Global Equity Fund  None  
74. 401(a) Cash Match-SP 500 Index Fund  None  
75. COMMONWEAL VIRGINIA -DEFINED CONTRIBUTION PLAN  
76. Treasury Bill Money Market Fund  None  
77. SP 500 Index Fund  None  
78. Active Inflation Pro Bond Fund  None  
79. International Equity Index Fund  None  
80. Active Global Equity Fund  None  
81. 401(a) Cash Match SP Index  None  
82. TRUST#!:  
83. BBT Corp. Accounts  Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5.000  0=$5.001-$15.000 =$15.001 $50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1,000,000  Ill =$1,000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15,00! -$50,000 =$50.00 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000,000 =$1,000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated 

Date Report
Keenan, Barbara 
6/24/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicate partof report.) 
(I) The 2011 entry for "Sentinel Short Maturity Government (X)" was sold .:. The 2012 entry for "Sentinel Short Maturity Government Fund-Open End Mutual Fund" DIFFERENT asset, which acquired inheritance. 
lines 58-63; p.8, lines 69, 76, 84, and 85; p.9, lines 86, 87, 92, 93, and 95. ALL these items were part trusts The assets were my share these assets listed with (X) next them the 

Keenan, Barbara 
6/24/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature: Barbara Keenan 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544