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Judicial Watch • Barbara M Lynn Financial Disclosure Report for 2006

Barbara M Lynn Financial Disclosure Report for 2006

Barbara M Lynn Financial Disclosure Report for 2006

Page 1: Barbara M Lynn Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:34

Date Created:January 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Daimler, Chrysler, Barbara M Lynn, redemption, Barbara, mutual, Market, 2006, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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NORTHERN DISTRICT TExAs 1100COMMERCE, ROOM 1572 DALLAS, TEXAS 75242 TELEPHON (214) 7S2420
CHAMBERS 
JUDGE BARBARA M.G. LYNN 
August 30, 2007 
,..._, __, :::0 ,--;-; (/) 
r-ri 
o=._,> (")(J) ::: rnCommittee Financial Disclosure 
:::0 ;_!:.:: (11 ::..:
Administrative Office the United States Courts 
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-rir
Suite 2-301 
One Columbus Circle, N.E. fT1 Washington, 20544 
Dear Sir Madam: response the letter dated August 16, 2007 from Ortrie Smith, Chair the Committee Financial Disclosure, providing below the additional information requested. Part VII, page line 42, have added the word "None" B(2). Part VII, page 16, line 188, have added income code "A" column B(l Part VII, page 17, line 207, have deleted the value code C(l all assets were disposed during the reporting period. 

BMGL/jlf Enclosures 

VII. INVESTMENTS and TRUSTS inco-, value, transactions (lnc1u11es those the spouse and dependent children. see PP. 14-60 offilbrx instructions.) NONE (No reportable income, assets, transactions.) 

06/20/20-07
Lynn, Barbara 
VII. INVESTMENTS and TRUSTS -incOIM, value, tronsocdons (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure 

188. 
-Pioneer Natural Resources Royalty 

189. 
-Profunds Govt Dividend 	Sell 4/27 

190. 
-Cohen Steers Realty Dividend 	Sell 513 

191. 
-Daimler Chrysler 9/1/2006 None 	Buy 5/30 

192. 
-Daimler Chrysler 9/1/2006 	Redemption 9/1 

193. 
-China Trust Bank 7/31/2006 None 	Buy 6/27 

194. 
-China Trust Bank /31/2006 	Redemption 7/31 

195. 
-Daimler Chrysler 12115/2006 None 	Buy 9/8 

196. 
-Daimler Chrysler 12/15/2006 	Redemption 12/15 

197. 
-Daimler Chrysler 11/15/2006 None 	Buy 10/12 

198. 
-Daimler Chrysler 11/15/2006 	Redemption 11/15 

199. 
Trust (includes 200-217) 

200. 
-Schwab Money Market Fund Dividend 

201. 
-Vanguard Bond Index Mutual Fund Dividend 	Sell 5/17  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) inl)  (J-P)  Code  redemption)  Day  (J-P)  (A-ll)  (if private  
(Q-W)  transaction)  

202.  -Vanguard Intermediate Treasury Mutual Fund  Dividend  Sell  5117  
203.  -Harbor International Mutual Fund  Dividend  
204.  -Pimco Total Return  Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =S2,501  $5,000 =$5,00t -$15,000 =$15,001 -$50,000 (Sec Columns and D4) =$50,001 -$100,000 =SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 les.s K=S15,001-$50,000 =$50,00 -$I 00,000 =$100,001  $250,000 (See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 =Sl,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) =Other Value Method Codes =Cost (Real Estate Only) T=Casb Merlcet =Appraisal =Assessment =Book Value 	W=Estimated 

Lynn, Barbara 
06/20/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependenJ children. See pp. 34-60 filing instruclions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 

{I) (2) (I) (1) (2) (3) (5) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. 
Gain
Date Value 
Identity 
Code 
div., rent, Code2 Method 
buy, sell, 
Month-Code
exempt from prior disclosure 
Code 
buyer/seller 
(A-H) int.) 
Code 
redemption)
(J-P) 
Day (J-P) 
(if private transaction)
(Q-W) 
205. 
-DFA Micro Cap Fund Dividend 
206. 
-Oppenheimer Real Asset None Sell 2/16 

207. 
-Cohen Steers Realty Dividend Sell 10/18 

208. 
-Goldman Sachs Software None Sell 3/16 

209. 
-Independent Bank 0/25/2006 None Buy 8/25 

210. 
-Independent Bank 0/25/2006 Redemption 10/25 

211. 
-University National 11/30/2006 None Buy 8/25 

212. 
-University National 11/30/2006 Redemption 11/30 

213. 
-Washington Mutual 10/19/2006 None Buy 8/29 

214. 
-Washington Mutual 10/19/2006 Redemption 10/19 

215. 
-Daimler Chrysler 11/15/2006 None Buy 10/12 

216. 
-Daimler Chrysler 11/15/2006 Redemption 11/15 

217. 
-Daimler Chrysler 2/2/2007 None Buy 10/31 

218. 
Trust (ncludes 219-250) 

219. 
-Schwab Money Market Fund Dividend 

220. 
-Vanguard Bond Index Mutual Fund Dividend Sell 5/I7 

221. 
-Vanguard Intermediate Treasury Mutual Dividend Sell 5/17 Income Gain Codes: =Sl,000 less =$1,001 -Sl,500 =S2,501 -S5,000 =S5,00I -Sl5,000 =Sl5,00I -S50,000 
(See Columns and D4) =$50,001 -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Jue Codes 15,000 less =Sl5,001 -S50,000 =S50,00I -SI00,000 =SI 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =SI,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal =Other  S=A=ment  
U=Book Value  W=Estimated  

06/20/2007
Lynn, Barbara 
VII. INVESTMENTS and TRUSTS -incme, value, transac/jqns (lncludn those the spouse and depentknt children. pp. 34-60 filing instrucfjqns.) NONE (No reportable income, assets, transactions.) Income Gain COO..: =Sl,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns aod D4) =$50,001 -SI00,000 G=SI00,001-Sl,C00,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SIOO,()()') =SI00,001 -$250,000 (See Columns and DJ) =$250,001 -$500,000 0=$500,001-Sl,OOO,OOO =Sl,000,001 -$5,000,000 =$5,000,COI -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (Sec Column C2) =Other Value Method Codes =Cost (Real Estate Ooly) T=Cash Marlee! =Appraisal =Assessment 
U=Book Value =Estimated 

Date Report 
Lynn, Barbara 
06/20/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Incl1ules those the spouse and dependent children. See pp. 3./-60 fiJJng instructions.) NONE (No reportable income, assets, transactions.) 
Income during Description Assets 
Gross lue end (including trust assets) reporting period reporting period 
Transactions during reporting period 

(I) (2) (I) 
Place "(X)" after each asset Value

Amount Type (e.g. CodeI
exempt from prior disclosure div rent, Code2 (A-H) int) (J-P) 
272. -Dow Jones Transportation Index Dividend 
(2) 
Value Method Code3 
(Q-W) 
(I) Type (e.g. buy, sel 
redemption) 
Buy 
(2) Date Month-Day 
2116 
(3) (4) (5) lue Gain 
Identity Code2 Code 
buyer /sel ler 
(if private transaction) 
(J-P) (A-H) 
273. 
-Dow Jones Transportation Index Sell 4126 

274. 
-!shares Africa Index None Buy 2/23 

275.
-!shares Africa Index Sell 6/1 
276.
-Daimler Chrysler /5/2006 None Buy 5/30 
277.
-Daimler Chrysler 7/5/2006 Redemption 715 
278.
-GECC 7/18/2006 None Buy 6115 
279.
-GECC7/18/2006 Redemption 7/18 
-GECC 917/2006
280.
None Buy 
281. -GECC 917 /2006 Redemption 917 
282.
-American Express 9/28/2006 None Buy 7/21 
283. 
-American Express 9/28/2006 Redemption 9/28 

284. 
-Daimler Chrysler 11/16/2006 None Buy 9/8 

285.-Daimler Chrysler /16/2006 Redemption 11/16  
286.-Daimler Chrysler 1/5/2007 None Buy 9129  
287.  -Daimler Chrysler 2/23/2007  None  Buy  11/21  
288.-Bldrs Emerging Mkts Dividend Buy 2122 Income Gain Codes: =$1,000 ie.. =$1,00  $2,500 =$2,501 -$5,000  D=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=S50,00l -SIOO,OOO =$100,001 -SI ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00  00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001  $500,000 =$500,001 -$1,000,000 =SI,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value  W=Estimated  

Date Report Name Penon Reporting 
06/20/2007Lynn, Barbara 
VII. INVESTMENTS and STS -inalme, value, transactions (!ndudes those the SpollSe and depelidenl children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) (I) 
(2) 
(3) 
Gain
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value 
Identity 
Code 
buyer/seller
Month-Code2 
Code
Method buy, sell, 
exempt from prior disclosure div., rent, Code2 
(A-H) inl) 
Day
Code3 redemption)
(J-P) 
(J-P) 
(ifprivate 
(Q-W) 
289. 
-Bldrs Emerging Mk:ts Sell 619 

290. 
Charles Schwab IRA (includes 292-305) 

291. 
-Schwab Money Market Fund Dividend 

292. 
-Pimco Total Return Fund Dividend Sell 4126 

293. 
-Managers Fremont Micro Cap Mutual None Sell 4/26 Fund 

294. 
-Gateway Mutual Fund None Sell 2/17 

295. 
-Tweedy Browne Global Value Mutual None Sell 4126 

296. 
-Meridian Value None Sell 4126 

297. 
-Profunds Govt Dividend Sell 4/26 

transaction) 

298.  -Oppenheimer Real Asset  None  Sell  2/16  
299.  -Capital Crossing 8/17/2006  None  Buy  5115  
300.  -Capital Crossing 8/17 /2006  Redemption  8/17  

301. -Prosperity Bank 9/25/2006 None Buy 8/25 
302.  -Prosperity Bank 9/25/2006  Redemption  9125  
303.  -Seattle Savings 2/12/2007  Dividend  Buy  9/29  
304.  -Western Bank 4/4/2007  None  Buy  9/29  
305.  401k-Fidelity (previously Transamerica)  None lncome Gain Codes: =Sl,000 =S1,00 -t2,500 =$2,501 -$5,000  0=$5,001 -$15,000 =SI 5,001  $50,000  
(See Column> and 04) =$50,001 -SI00,000 =$100,001 -Sl,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001-Sl,OOO,OOO =Sl,000,00t -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Name Penou Reporting 
Date Report 
06/20/2007
Lynn, Barbara 
VII. INVESTMENTS and TRUSTS -income, value, transac/Wns (Includes those the spouse and dependent children. pp. 34-60 fillng instruclktu.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  reporting period  

Transactions during reporting period 
(1) (I) (2) 
(2) (3) 
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, Month-Code2 Code buyer/seller
Code 
(A-H) int.) (J-P) 
Code redemption) Day 
(J-P) (if private 
transaction)
(Q-W) 
306.  Lexington Corp. Properties Trust (REIT)  Dividend  
307. Morgan Chase (formerly Bank One)  Interest 
Value Codes =$15,000 less =$15,001 -S50,'l00 =$50,001 -SI00,000 =$100,001 -$250,000 (See Colwnn and DJ) =$250,00 -$500,000 =$500,00 1,000,000 =SJ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
(See Colwnn C2) =Other 
Value Method Codes =Cost (Real Esta Only) =Cash Market =Apprai sal =Assessment =Book Value W=Estimated Government Act 1978
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Lynn, Barbara Court Organization U.S.D.C.-No. District Texas Date Report 06/20/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Active Federal Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [8l Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 1100 Commerce St., Room 1572 Dallas, 75242 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws a11d regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; 
see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Member  Executive Board, Southern Methodist University Dedman School Law  Board Member, President-Elect  International Womens Forum -Dallas  

Executive Committee Patrick Higginbotham Inn Court  Trustee  The Center for American and International Law  Trustee  Trust (Dallas, Texas)(lncome and Principal Beneficiary)  Chair-Elect  Federal Trial Judges Conference, Judicial Division the American Bar  
Association 
Vice-Chair Judicial Division the American Bar Associil;tion 
Co-Chair, Judiciary Committee American College Trial Lawyers ,....., (:) c;, --J :::0 r- 
C)...
- ;l'::
II. AGREEMENTS. (Reportingindividualonly;see
pp.14-16ofinstructions.) :::0. -c.n
Pl: [KJ NONE (No reportable agreements.) o;-:> 
---qr--)> 
-,,
PARTIES AND TERMS f"Tl ...0 

06/20/2007
Lynn, Barbara 

III. N0N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
(yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
2006 Michael Lynn P.C. 

JV. REJMB URSEMENTS transportation, lodging,Jood, entertainmeni
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  ABA  Amelia Island, FL, January 19-22, ABA Litigation Section Winter Meeting (meals, hotel,  
transportation)  

ABA Chicago, IL, February 9-12, ABA Midyear Meeting (meals, hotel, transportation)  University Virginia School Law  Charlottesville, VA, February 24-25, William Minor Lile Moot Court Competition (meals, hotel, transportation)  ABA  Los Angeles, CA, April 19-22, ABA Litigation Section Annual Meeting (meals, hotel, transportation)  

Lynn, Barbara 
06/20/2007

ABA Washington, DC, May 1-3, ABA SCFJI Meeting (meals, hotel, transportation) 

Rapid City, SD, May 18-21, ABA Judicial Division Meeting (hotel, meals, transporttion) 
American Society Trial Consultants Austin, TX, June 15-17, State Bar Annual Meeting (hotel, meals, transportation) 
Napa Valley, CA, June 21-25, ABA Litigation Section Spring Leadership Meeting (hotel, meals, transportation) 
Honolulu, HI, August 3-7, ABA Annual Meeting (hotel, meals, transportation) 
Dallas, TX, October 26-27, National Symposium American Jury System (meals) 
Colorado Springs, CO, November 3-5, ACTL Western Workshop (hotel, meals, transportation) 
12. American Law Institute Washington, DC, December 6-7, ALJ-ABA Program (hotel, meals, transportation) 

Date Report 
Lynn, Barbara 
06/20/2007 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[2[J NONE (No reportable gifts.) 
SOURCE DESCRJPTION 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[2[J NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Lynn, Barbara 
06/20/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
reporting period 
(including trust assets) 
reporting period 
(2)
(2) 
(I) 
(3)
(2) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction)  Charles Schwab Brokerage Account  
(includes 2-45)  -Schwab Tax Exempt Money Market Fund  Dividend  

-Scudder Municipal Bond Mutual Fund Dividend 
Sell 4/27 	
-Vanguard Intermediate Tenn Municipal Dividend 
Bond Mutual Fund 	
-Pimco Foreign Bond Mutual Fund Dividend 	
-DFA 6-10 Value Mutual Fund Dividend 	
-Managers Fremont Micro Cap Mutual None 
Fund 	
-Gateway Mutual Fund None 	
-Harbor Capital Appreciation Mutual Fund None 

10. 	
-Janus Balanced Mutual Fund Dividend 

11. 	
-Vanguard Index Trust Mutual Fund Dividend 

12. 	
-Tweedy Browne Global Value Mutual Dividend 

13. 	
-Mosaic Investors None 

14. 	
-Royce Low Priced Stock None 

15. 	
-Goldman Sachs Natural Resources Dividend 

16. 	
-Goldman Sachs Software None 

17. 	
-Cohen Steers Realty Dividend 	Income Gain Codes: =$1,000 less 8=$1,001-$2,500 (See Columns and 04) =$50,00 -$I 00,000 =$I 00,00 -S1,000,000 
Value Codes =$15,000 less K=$15,00l -$50,000 (See Columns and 03) =$250,00 -$500,000 =$500,00  $1,000,000 =$25,000,001 -$50,000,000 
Value Method Codes =Cost (Real Estate Only) =Appraisal =Book Value 
(See Column C2) 	V