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Judicial Watch • Brian E Sandoval Financial Disclosure Report for 2006

Brian E Sandoval Financial Disclosure Report for 2006

Brian E Sandoval Financial Disclosure Report for 2006

Page 1: Brian E Sandoval Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:16

Date Created:August 31, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Ameriprise, Sandoval, Brian E Sandoval, Brian, redemption, Nevada, mutual, trust, 2006, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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CAamberJ 
Brian Sadovaf 
::lJiJlricl Jd9e 
July 2007 
Committee Financial Disclosure Administrative Office the 
United States Courts Suite 2-301 One Columbus Circle, Washington, 20544 

Bruce/:!. JfwmpJon 
US.CourtfwuJe a,,j Jetkra! Bu1IJ;"9 
400 Soutf. V1r9inia St. Rm. 804 
Reno, rJ.vada 8950 
775-686-5670 
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Dear Members the Committee Financial Disclosure: amended Part page line include value code "J" Column 0(3); amended Part VII, page line (now line 34) include value code "J" Column 0(3); amended Part VII, entries and explain the amendments noted above. 

Committee Financial Disclosure Page hope these amendments are responsive your requests. you have any questions require additional information, please not hesitate contact me. 
Thank you for your assistance this matter. 

BES:cl Enclosures POSITIONS, (Reporting individual only; see pp. 9-13 instructions.) 
 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 

AND TERMS 1106103 	Nevada Public Employees Retirement System/payable upon separation from service retirement. 

Date Report 

Sandoval, Brian 
07/03/2007 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) 
NONE (No reportable non-investment income.) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE 
-... 2006 The Children's Cabinet-Salary 

IV, REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
IBJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Date Report 

Sandoval, Brian 
07/03/2007 GIFTS, (Includes those spouse and dependent children. See pp. 28-31 instructions.) (EJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

Date Report 
Sandoval, Brian 
07/03/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lnctudes those the spouse and dependent children. see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (1) Type (e.g. buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

Mutual Fund  
18.  IRA#3  See Note Part VIII  
19.  New Perspective Mutual Fund  Dividend  redemption  4-17  

20. 
American Century Value Mutual Fund Dividend redemption 4-17 

21. 
Hartford MidCap HLS Mutual Fund Dividend redemption 4-17 

22. 
American Century Ultra Mutual Fund Dividend redemption 4-17 

23. 
Oppenheimer Capital Aprreciation Mutual Dividend redemption 4-17 Fund 

24. 
American Century Equity Income Mutual Dividend redemption 4-17 Fund 

25. 
IRA#4 

26. 
RVS Large Cap Equity Fund Dividend 

27. 
AIM V.I. Core Equity Fund Dividend 

28. 
Putnam New Opportunity Fund Dividend 

IRA#4 
30. 
Ameriprise Trust Co. Mid Cap Growth Dividend Fund-B 

31. 
Ameriprise Trust Co. Large Cap Equity-B Dividend 

32. 
Ameriprise Trust Co. Growth Fund-B Dividend 

Ameriprise Trust Co. Global Equity Fund-B Dividend Income Gain Codes: 1,000 less =Sl,001 -S2,500 =S2,50 -S5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -Sl,000,000 =$1,000,001  S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$I 00,00 -$250,000  
(See Colunms and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl ,000,001 -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Sandoval, Brian 
07/03/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 offiting instrucuons.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(l)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  Ameriprise Trust Co. RVS Agg. Growth FundB  Dividend  Opened  3-10  
35.  Ameriprise Trust Co. Strategy Aggressive  Dividend  redemption  3-10  See Note Part VIII  
36. Income Gain Codes: =SI ,000 less =SJ,001 -$2,500 =$2,50 -$5 ,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100.000 =$100,001 -SJ,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess  K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ)  N=$250,00 -$500,000  0=$500,001 -$1,000,000 =SJ,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes (See Column C2) =$25,000,001 -$50,000,000 Q=Appraisal =Cost (Real Estate Only) V=Other =More than $50,000,000 =Assessment  T=Cash Market  
U=Book Value  W=Estimated  

Date Report 
Sandoval, Brian 
07/03/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) Part VII does not include entry from 2005 for stock ownership Sierra Pacific Resources that was listed Part VII, Line the 2005 Report. That stock was sold October 2005 and thus not reported 2006. Part VII, Line reflects disbursements from the Nevada Public Employees Retirement System ("PERS"). Employee contributions the Nevada PERS program not earn interest and disbursements eligible employee upon separation from state employment are paid dollar for dollar basis. 
Upon separation from service with the State Nevada 31, 2005, elected disbursement the account. PERS issued partial disbursement checks February 2006 the amount and February 16, 2006 the amount This line item listed "partial redemption" because 
PERS made initial redemption reported 2005. 
Part VII, Lines 19-24 represent investments from deferred compensation account that were redeemed April 17, 2006. The entire proceeds from this redemption were rolled over into Thrift Savings Plan account with the Federal Government: 
Part VII, Line represents investment "Ameriprise Trust Co. Strategy Aggressive that the fund manager unilaterally transferred into the new entry for "RVS Agg. Growth Fund B," noted Part VII, Line 34. 

Date Report 
Sandoval, Brian 
07/03/2007 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUB.JECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S. opp. 101-111) Court Organization Person Reporting (last name, first, middle initial) Date Report 
District Court-Nevada 
Sandoval, Brian 05/09/2007 
Sn. Report Type (check appropriate type) Title (Article III judges indicate active senior status; Reporting Period 
magistrate judges indicate full-or part-time) 
Nomination, Date 
01/01/2006 
U.S. District Judge-Active
Initial Annual Final 
12/31/2006 
Sb. Amended Report Chambers Office Address the basis the information contnincd this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.
400 Virginia Street, 8th Reno, 89501 
Hcvicwing Officer Date 
IMPORTANT NOTES: The instructions 
acco111pa11yi11g thisfon11
11111st followed. Complete all parts, 
checking the NONE box each part where yo11/111l'e110 repo rtable i11for111 atio11. Sign 011 /ast page. POSITIONS. (Reporting i11di1iduu/ 011/y; see pp. 9-13 i11structio11s.) 
[KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

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II. AGREEMENTS. (Reporting i11divid1111{ 011/y; see pp. 14-16 ofinstmctions.) NONE (No reportable agreements.)  
PARTIES AND TERMS 1106103 Nevada Public Employees Retirement System/payable upon separation from service retirement. 

Date Report 

Sandoval, Brian 
05/09/2007 
III. N-JNVESTMENT ME. (Repurti11g i11tlil'itl1111! 1111d spouse; see pp. 17-24 imtmctio11s.) Filer's Non-Investment Income 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -Ifyuu 11ere 111arriet1t111ri11g1111y purtiu11 ()fthe rep11rti11g yeor, cumplete this sectiu11. (Dollaramo1111r not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 The Children's Cabinet-Salary 

IV. REIMBURSEMENTS --tra11spurl11tiu11, lotlgi11g,jiJ11tl, enterl11i11111e11t. 
(!nc/11des those .po11se and dependent children. See pp. 2527 instructions.) 
[KJ NONE (No reportable reimbursements.) 
DESCRIPTION 

Date Report 
Sandoval, Brian 
05/09/2007 GIFTS. (lnc/ut!es those spouse and dependent children. See pp. 28-31 i11structio11s.) 
[KJ NONE (No reportable gijis.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Jnc/11des t/1ose spouse Ill/I/ dependent children. See pp. 32-33 ofinstmctions.) 
IBJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Sandoval, Brian 
0510912007 
VII. INVESTMENTS and rfRUSTS --income, l'llille, tr1111s11ctio11s (I11c/11des those the .IJIDllSe 1111d depe11de11/ children. See pp. 34-60 ofji/ing i11str11ctio11s.) NONE (No reportable income, assets, transactions.) 
lnrnrne G;iin Codes: ==S1,000 less ll=5t,001 -52,500 "52,501 55,000 =55,00 15,000 "515,001 50,0llll 
(See C:oh1nms and 04) 550,001  Sl00,000 =5t00,001  51,onn,OOO ,0011,11111  55,1100,000 ll2 ""t-.forc than SS,000,000 
Vah1c Codes ""515,000 less =515,0tlt  S5tl,Ollll "550,001 -Sl00,000 100,1101  5250,000 (Sec Columns ;ind 03) =5250,001 -5500,000 =5500,001  51,000,llllO "Sl,000,001 -55,000,000 =55,000,001  S25,000,000 
Value Method Codes 'J =525,000,001  550,000,000 ""Cost (Real Est;itc On!y) :o.:/fore 1ha11 S50,000,000 ==Cash iv!arket 

(See Colomn C2) "'-Appraisal ==Other ""Assc:.1nc11t =i3ook Value \' ==Es1ima1cd 

Name Person Reporting 
Date Report 
Sandoval, Brian 
05/09/2007 
VII. INVESTMENTS and TRUSTS --i11cu111e, l'tl/11e, tm11.rnctiu11s (l11c/11des those ufthe spo11se 1111d dependent children. See pp. 34-60 instructiuns.) NONE (No reportable income, assets, transactions.)
Description Assets 
(including trust assets) 
(1)
Amount
Place "(X)" after each asset 
exempt from prior disclosure 
Code(A-H)1 
=s:lend ---
period (2)
(2) (1)
Type (e.g. Value Value
div., rent, Code 
Method
Code int.) (J-P) 
(Q-W) 
Type(1)(e.g.
buy, sell, 
redemption) 
--1 
durireporting period 
(2)  -(4)
Date -Value Gain
Month -Code Code
(A-H)
Day 
(JP) 
Identity 
buyer/seller
(if vate
transaction) Income G;iin Codes: ,000 less fJ"St,OO -S2,500 "s2.so1 ss.ooo =SS,OO t SIS,000 E=SIS,001-SS0,000 (Sec Culumns 4 =i!orc than SS0,000,000 Q"'Appr;mnl =AssCS.'.>rnenl 
Value Mc!hod Codes '"'Cost (Real Esta!e Only) =Ca::.h fvforke! 

(See Column C2) =Other :=oOnok V



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