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Judicial Watch • Brock D Hornby Financial Disclosure Report for 2006

Brock D Hornby Financial Disclosure Report for 2006

Brock D Hornby Financial Disclosure Report for 2006

Page 1: Brock D Hornby Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:17

Date Created:September 10, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Brock D Hornby, Brock, price, 2006, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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DISTRICT MAINE BROCK HORNBY 
DISTRICT JUDGE 
April 24, 2007 
........ 


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Committee Financial Disclosure :::z,,,.
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1'V One Columbus Circle, N.E., Suite 2-301 ::uz 
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Washington, D.C. 20544 aj;:
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Re: 
Dear Committee Financial Disclosure: 

that was being transferred "IRA Brokerage Acct. Rowe Price #2." 2006 report was therefore moved Line 110, the last entry for that brokerage account. 

 
always have the past. cash management account Rowe Price part brokerage account. All investments this brokerage account are listed below the header, Brokerage Acct Rowe Price (Page Line 39), and are indicated "-" inark before the cash management account, stock, etc. 

Committee Financial Disclosure April24, 2007 Page reported this always have the past. cash management account Rowe Price part IRA brokerage account. All investments this brokerage account are listed below the header, IRA Brokerage Acct Rowe Price (Page Line 57). All investments this IRA brokerage account are listed below the header and are indicated /1-" mark before the cash management account, stock, etc. 
brokerage account. All investments this brokerage account are listed below the header, IRA Brokerage AcctT. Rowe Price (Page Line 82). All investments this IRA brokerage account are listed below the header and 
11are indicated -mark before the cash management account, stock, etc. 
Although spaces are inserted when the report prepared set off the investments contained each account header, the software will not print those spaces the final 
11-11
version. That the reason for using the marks set them off. 
Please contact you have additional questions. 

enclosure FedEx Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  /0/-111) Person Reporting (last name, first, middle initial) Court Organization Date Report.  
Homby, Brock  District Maine  03/21/2007 Title (Article III judges indicate active senior status;  Sa. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full-or part-time)  
District Judge (active)  Nomination, Initial    Date Annual  Final  01/01/2006 12/31/2006  

Sb. Amended Report Chambers Office Address the basis ofthe information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 
United States District Court 
156 Federal Street 
Portland, 04101 

Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-JJ instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee, Irrevocable Life Insurance Trust Estate Plan; Terminated 9/6/2006 
Member, Board Visitors University ofMaine School ofLaw; Resigned 10/26/2006 
Council Member The American Law Institute  Member, Committee Science, Technology and the Law Member, Committee the Evaluation the First and Second Editions the Reference Manual Scientific Evidence  The National Academies The National Academies o(J):Zc> ..,,rri  ::;;::: ::0 -+=  :::0   
II. REE MEN TS. (Reporting individual only; see pp. 14-16 instructions.) lliJ NONE (No reportable agreements.)  PARTIES AND TERMS 

(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

AND TYPE 
Homby Zeller Associates (management consultants state gov'ts human services areas) (See Section VIII-Addendum Section IIl(B)) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmeni 
(Includes those spouse anddependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  New York Intellectual Property Law Ass'n  Dinner Honoring the Federal Judiciary New York City 3/24/06; paid travel, lodging and  
meal expenses for self   

Osgoode Hall Law School, Toronto, Canada Panel participant Third Annual Symposium Class Actions Toronto, Canada 4/6-7 /06; paid travel, lodging and meal expenses 
First Amendment Center 
American Bar Association 

Date Report 
Hornby, Brock 
03/21/2007 
expenses for self and spouse Georgetown University Law Center Conference the Judiciary Washington, 9/27-29/06; paid travel, lodging and meal expenses  Gulfcoast Legal Services Inc.  Dinner speaker 25th anniversary celebration Bradenton, 0/6/06; paid travel, lodging and meal expenses for self  The American Law Institute  Restitution Advisers Meeting Philadelphia 0/13-14/06; paid travel, lodging and meal expenses 
The American Law Institute Council Meeting New York City 10/18-21106; paid travel, lodging and meal expenses 
First Amendment Center Conference Justice and Journalism Washington, 11/28-29/06; paid travel, lodging and meal expenses 

Date Report 
Hornby, Brock 
03/21/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ NONE (No reportable liabilities.) 
VALUE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and depetident children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
Income during reporting period 
(2) Amount 
(I) 
Type (e.g. Code 
div., rent. Transactions during reporting period  
(I) Type(e.g.  buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) 
Gross value end reporting period 
(2) 
Value 

(I) 
Value Code 
Method 
(A-H) int.) Code Bank America accounts Interest E*Trade Bank accounts Interest 
GMAC Bank account Interest 
Emigrant Direct Interest 
Gorham Savings Bank Interest close 2/14 
PayPal Money Mkt Interest 
Camden Nat'! Bank Interest buy 3/23 

sell 10/24 
U.S. Savings Bonds None 
U.S. Treasury Bills Notes Interest 

10. 
Maine State Turnpike Auth'y Bonds Interest buy 1/24 bonds) Maine Health Higher Edu. Bonds total) Interest buy 6/12 

12. 
Puerto Rico Public Finance Corp. Interest 

13. 
Bangor Ser. gen') obligation bond Interest buy 3/3 

14. 
Scarborough gen') obligation bond Interest buy 5/22 

15. 
Puerto Rico public improvement None buy 3/29 

16. 
Puerto Rico Hwy Transp. Auth. bond None buy 11/10 

17. 
J.B. Hanauer Co. money mkt acct Interest 

open Income Gain Codes: =Sl,000 less  B=Sl,001 -$2,500  C=S2,501 -$5,000  D=S5,001-Sl5,000 =$I 5,00 -S50,000  
(SecColumns and D4)  F=$50,001 -SI00,000  G=SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than SS,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000  L=$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and D3)  N=S2SO,OO -$500,000  0=$500,001 -$1,000,000 =Sl,000,001 -SS,000,000  P2=$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000  T=CashMarl