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Judicial Watch • Brock D Hornby Financial Disclosure Report for 2007

Brock D Hornby Financial Disclosure Report for 2007

Brock D Hornby Financial Disclosure Report for 2007

Page 1: Brock D Hornby Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:14

Date Created:November 4, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Brock D Hornby, Hornby, Brock, committee, 2007, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  JOJ-111) Person Reporting (last name, first, middle initial) Homby, Brock Court Organization District Maine Date Report 03/20/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (active)  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address United States District Court 156 Federal Street Portland, 04101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. SITI NS, (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Council Member  The American Law Institute  

Member, Committee Science, Technology and the Law 	
Member, Committee the Evaluation the First and Second Editions the 	
Reference Manual Scientific Evidence 
II. AGREEMENTS. (Reporting individllal only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2007 	Homby Zeller Associates (management consultants state gov'ts human services areas) (See Section VIII-Addendum Section III(B)) 
IV. REIMBURSEMENTS -transportatio11, lodgi11g,food, entertai11me11l 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 	The American Law l/30-31/07 Tampa, Nominating Institute Committee 	
American Bar 2/8-11/07 Miami, ABA Midyear Association Meeting 	
The National Academies 3/21-23/07 Washington, CSTL Committee Meeting 	
American College 4/15-20/07 Washington, Canada-US Legal Trial Lawyers Exchange 	
Osgoode Hall Law 4/26-27/07 Toronto, Canada Class Action School (Toronto) Symposium 

paid travel, lodging and meal expenses 
paid some meal expenses for self  
paid travel, lodging and meal expenses 
paid travel, lodging and travel expenses for self-in Washington, and Williarrcburg, 
panel participant; paid travel, lodging and meal expenses 

Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 	
Federal Judges 5/6-7/07 Arlington, Association 	
American College 9/24-29/07 Montreal Ottawa, Trial Lawyers Canada 	
Barreau Quebec 0/25-26/07 Montreal, Canada 	
The National Academies /18-20/07 Washington, 

Annual Board Meeting 
Canada-US Legal Exchange 
Class Action Seminar 
CSTL Committee Meeting 
paid hotel and meal expenses 
paid travel, lodging and travel expenses for self
.... 
panel participant; paid travel, lodging and meal expenses 
paid travel, lodging and meal expenses GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing ins/ructions.) [Z] NONE (No reportable gifts.) DESCRIPTION  VALUE 

VI, LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION 

Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1t1c1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnption Assets 
(including trust assets) 

Place "(X)" after each asset exempt fro prior disclosure 
Income during reporting period 
(I) Amount 
Code (A-H) 
(2) 
Type (e.g., 
div., rent, int.) 
Gross value end reporting period 
(I) Value Code (J-P) (2) Value Method Code 
(Q-W) 
(I) 
Type (e.g., 
buy, sell, 
redemption) 
Transactions during reporting period 

(2) 
Date 
Month-
Day 

(3)  (4)  (5)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,00t -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ===Assessment =Cash Market  
(See Column C2) =Book Value =Other ==Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. 
INVESTMENTS and TRUSTS income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
(1) Amount Code (A-H)  (2) Type (e.g., div., rent. int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  

(5) Place "(X)" after each asset 
Identity exempt from prior disclosure 
buyer/seller (if private transaction) Income Gain Codes: "'$1,000 less 1,00 -$2.500 =$2,501  $5.000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 '.ess =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and 03) =$2500001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (RearEstate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other ""Estimated  

VII. INVESTMENTS and TRUSTS -income, value, tra11sacno11s r11.c1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Income Gain Codes: :::$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(Sec Columns and 04) =$50,001 -$100,000  G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000  0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment ""Cash Market  
L__{ee Column C2) ""Book Value  V=o-Other ""Estimated  

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions anc1udes those spouse and dependent children: see pp. 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,00  $2,500  c=$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$I 00,00 -$1,000,000  Ill =$1,000,001 -$5,000,000 :=More than $5,000,000 Value Codes ""$15,000 less  K=$15,001 -$50,000  L=$50,00  .$100,000 !00,00 -$250,000  
(See Columns and D3) =$250,001 -$500,000  0=$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(See Column C2) =Book Value  V=Other -=Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction)  

120.  partnership purchased 2/11/02 $50,000  
121.  Minnesota Life:endowment life  Dividend  
122.  Homby Zeller Properties LLC  Dividend  
123.  BACHZA, Inc.  None  
124.  
125.   amounts contributed automatically recurrent  
126.  basis employer and employee Income Gain Codes: =$1,000 less ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(SeeColunms and 04) =$50,00 -$I 00,000 =St00,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 5,000 .;s =$15,00I  $50,000 =$50,00 -SI 00,000 00,00 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than S50,000,000 Value Method Codes =Appraisal :=Cost (Real Fstate Only) ""Assessment ==Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) 

income derives from salary and distributions the management consulting firm which she fifty percent shareholder, officer and 
Part III(B): 
employee (subchapter corporation). There one other shareholder and officer. The firm's income derives from contracts with state governments and, occasionally, nonprofit corporations. 

Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIE AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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