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Judicial Watch • Brock D Hornby Financial Disclosure Report for 2009

Brock D Hornby Financial Disclosure Report for 2009

Brock D Hornby Financial Disclosure Report for 2009

Page 1: Brock D Hornby Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:13

Date Created:November 7, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Brock D Hornby, Hornby, Brock, 2009, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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JiO Gowrnment Act Rev.112010 
FOR CALENDAR YEAR 2009 U.S.C. app.  101-l Person Reporting (last name, first, middle initial) Homby. Brock Court Org...,izatloa District Maine Date Report 04/16/2010 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (active)  Sa. Report Type (check appropriate type) Nomination. Date Initial Annual Final Reporting Period 01/01/2009 12/3112009  
Sb. Amended Report Chambers Office Address the basis the information contained this Report and 
modifications pertaining thereto, Is, opinion, compliance United States District Court 
with applicable lawt and regulatlon1. 
156 Federal Street 
Portland, 0410 

Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying thisform must followed. Complete parts, checking the NONE box for each part where pou have reportable informaticm. Sign last page. POSITIONS, (Repomng illdMdlllll only; see pp. 9-11 filing illstrucli'11u.) NONE (No reportable positions.) Council Member The American Law Institute 

Member, Committee Science, Technology and the Law The National Academies 

.,.,.._ 
.:.:_. 
...... 
....!.) 
---.... 
II. AGREEMENTS, (Repordng intlMtlual only; see pp. 14-16 filing illstruclions.) .. :.-; [Z] NONE (No reportable agreements.) 
f'v 

Hornby, Brock 

Date Report 
04/1612010
Hornby, Brock 

III. NON -INVESTMENT ME. (Reporling Uulividual amt spouse; ste pp. 17-24 flllnl lnstructwns.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

(yours, not spouse's) 09/06/2009  American Judicature Society-Devitt Distinguished Service Justice  $15,000.00  
Award Spouse's Non-Investment Income -lf.f"U were m/U'rled during anyportion the reportillg year, complete thissecdon. (Dollar amount nor required except for ho11ororla.} NONE (No reportable non-investment income.) 2009 Hornby Zeller Associates (management consultants state gov'ts human services areas) (See Section Vlll-Addcndum Section IU(B)) 
IV. REIMBURSEMENTS -transpor1111io11, lodging,food, entertainmen 
(Includes those spouse and dependent children; see pp. 15-17 filing instructions.) 
NONE (No reportable reimbursements.) The American Law Institute  American Judicature Society  American Law Institute  The National Academies  American Law Institute /08-13/09  Beijing, China  Educational Program  
09/12-13/09  Washington,  Ceremony for Devitt Award  
10/9-11/09  Philadelphia,  Meeting Restatement Advisers  
10118-20/09  Washington,  CSTL Committee Meeting  
I0/22-24/09  New York,  Council Meeting  

paid travel and lodging for self, and meal expenses for self and spouse 
paid travel., lodging and meal expenses for selfand spouse 
paid travel, lodging and meal expenses 
paid travel, lodging and meal expenses 
paid travel, lodging and meal expenses 

V GIFTS, (Includes those spouse and dependent children; seepp. 28-J filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VJ. LIABILITIES. (Includes those spouse and tkpemknt children; see pp. Jl-JJ ofjlilng iMlructlvns.) 
[Z] NONE (No reportable liabilities.) 

Date ofReport
Hornby, Brock 
04/1612010 
VII. INVESTMENTS and TRUSTS -income,,,,,,,,,, '""!-ctums  NONE (No reportable income. assets, transactions.) 
Deseription Assets 
(including !rust assets) 

Place "(X)" after each asset 
exempt from prior diselosurc  
Income during  Gross value end  Transactions during reporting period  
reporting period reporting period  
(I}  (2)  (I} (2)  (I}  (2)  (3)  (4)  (5)  
Amount  Type(e.g.,  Value Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code Method  buy, sell,  mm/dd/yy  Codc2  Code  buyer/seller  
(A-H) int.)  (J-P) Codc3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

!20.  112 unit ltd. partnership int. Falls Development Assoc.,  
121.  ltd. real estate partnership purchased 12130/85; total  
122.  of$16,489.50 installments completed 2/10/90  None  
123.  ltd. partnership int. Miraculous, LLC, ltd.  
124.  real estate partnership purchased 2/11 /02 $50,000  Distnoution  
125.  Minnesota Life:endowment life  Dividend  
126.  Hornby Zeller Properties LLC  None  
127.  BACHZA, Inc.  None  
128.  
129.   amounts contributcii automatically recurrent  
130.  basis employer and employee Income Oain Codes: $1,000 las l,001  $2, =$2,501 $5,000 S,001  $15,000 $15,001-$50.000  
(See Columns aod 04) =$S0,001 -$100,000 ..SI00.001 -Sl,000,000 "41,000,00t SS,000,000 =More than ss.000,000 Value Codes =$15,000orleos SIS,001  SS0,000 -$50,001 -St00,000 "1100.001-$2SO,OOO  
(See Columns and 03) -$250,001  $SOO,OOO ..SS00,001 $1,000,000 ;$1,000,001-SS.000,000 =$.S,000,001-$25,000,000 ..sis,000,001 -sso.000,000 More 11um sso.000,000 Value Method Codee Appra!sal -



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