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Judicial Watch • Brock D Hornby Financial Disclosure Report for 2010

Brock D Hornby Financial Disclosure Report for 2010

Brock D Hornby Financial Disclosure Report for 2010

Page 1: Brock D Hornby Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:13

Date Created:November 7, 2013

Date Uploaded to the Library:November 13, 2013

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FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I I/) Person Reporting (last name, first, middle initial) Homby, Brock Court Organization District Maine Dale Report 04/25/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or pan-time) District Judge (senior status)  Sa. Rrport Tn1e (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Repon Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States District Court 156 Federal Street Portland, 04101 the basis the information contained this Report and any modifications prrtaining thrreto, is, opinion, compliance with applicable laws and regulations. Rt>irwing omcrr Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Council Member  The American Law Institute Member, Committee Science, Technology and the Law The National Academies 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
l2J NONE (No reportable agreements.) 

PARTIES AND TERMS 

Hornby, Brock 

Date Report 
Name Person Reporting 
04/25/2011
Hornby, Brock 
III. N-INV TMENT ME. (Reponing indfridua/ and spouse; supp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you "'ere married during any portion the reporting J"ear, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Homby Zeller Associates (management consultants state gov'ts human services areas) (See Section VIIIAddendum Section 111(8)) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing ins/ructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  American Ass'n for the  02/23-25/2010  Halifax, Nova Scotia,  
Advancement Science  Canada  Osgoode Hall Law School  04/29-30/2010  Toronto, Ontario, Canada  
(Toronto)  The National Academies  05/16-18/2010  Washington,  

PURPOSE ITEMS PAID PROVIDED 
Participate "Neuroscience the Courtroom" program  paid travel, lodging and meal expenses  
Class Action Symposium  paid travel, lodging and meal expenses  
CSTL Committee Meeting  paid travel, lodging and meal expenses  

The National Academics 0/24-26/20 Washington, 

[{] NONE (No reportable gifts.) SOURCE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Date Report 
Name Penon Reporting 
Hornby, Brock 
04/25/2011 
VII. INVESTMENTS and TRUSTS -income, l'alue, transactions (Includes those spouse and dependent children; pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
13. 
Income during Gross value end Transactions during reponing period 

(including trust assets) reporting period reporting period 
(1) (1) (2) (2) (J) (4) 
Place "(X)" afer each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Income Gain Codes: =$1,000 less 1,00 -S2,500 =$2,50 -$5,000 =$5,001 -$15.000 =S15.001-S50,000  
(See Columns and Doi) =$50.00 -SI 00.000 =SI00,001 -Sl,000.000 1,000,00 -$5,000,000 =Mon: than $5,000.000 Value Codes 15.000 le" 15.00 -S50.000 =$50,00 -SI 00,000 =SI 00,00 -$250.000  
(Sec Columns and DJ) =$250.001 -$500,000 =S500.00 1,000.000 =Sl,000,001 -$5,000,000 =$5,000,001 -S25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Esia1c Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value :Other =Estimated  

VII. INV TMEN and TRUSTS 
-income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period Income Gain Codes: 1,000 less =$1.00I $2,500 =$2.50I $5,000 =S5.00I -$15,000 =S1 5.00 $50.000  
(See Columns and [).I) =$50.001 -SI00,000 =SI00.001 -Sl.000.000 =Sl.000,001-S5.000.000 =More than $5.000.000 Value Codci; 15,000 less =SIS,001 -$50.000  L=S50,00l-SIOO.OOO =SI00,001 -$250.000  
(Sec Columns and DJ) =$250.00I $500,000 =$500.001 -Sl.000.000 =Sl.000,001 -$5.000.000 =SS,000,001 -$25.000.000 =S25.ooo.oo -s5o.ooo.ooo =Mon: than SS0,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnl =Cash Marlct  
(Sec Column C2) =Book Value =-Other =Estimated  

Date Report 
Name Person Reporting 
04/25/2011
Hornby, Brock 

VII. INVESTMENTS and TRUSTS income, a/ue, transactions (Includes those ofspouu and dependent children: pp. 34-60 filing
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Inco Gain Codes: 1.000 less =Sl.001 -S2,500 =S2,50 -$5,000 =S5.00I -$15,000 =SI 5,00 -SS0,000  
(See Columns and D-1) =S50,00 -SI 00.000 =SI00.001 -Sl.000.000 =Sl.000.001 -$5,000.000 =More than $5.000,000 Value Code> 15,000 less =Sl5,00I -$50.000 =$50.001 -SI 00,000 =SI00.001 -S250.000  
(Sec Columns and 03) =S250.00 -$500,000 =S500,00I -Sl.000.000 =Sl.000.001 -$5,000.000 =$5.000.00 -$25.000.000 =S25.000,00I -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) -=As::.cmcnt =C'a'.'.lh Market  
(Sec Column C2) =Book Value =Other =fatimatcd  

Date Report 
Name Person Reporting 
04/25/2011
Hornby, Brock 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes t/10se spouse and dependent ldren; pp. 3./-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reponing period  ofreponing period  

(I) (2) (I) 
(I) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-HJ int.)  (J.P)  Code  redemption)  (J.P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: A=$1.000orlcss =$1.001 -$2,500 =$2,50 -$5,000 D=S5,00l -$15,000 =SIS.001 -SS0.000 (See Columns and D-1) =$50.001  100,000 =SI00.001 -Sl,000.000 1.000.001  $5,000,000 =More lhan $5,000,000 Value Codes 15,000 less =SIS.001  S50.000 =$50.00 SI 00.000 =SI00,001  $250.000 

(Sec Columns and DJ) =$250.001 -$500,000 =SS00.001 Sl.000.000 =Sl.000.001 -$5,000,000 =$5,000,001  $25,000,000 =$25.000,001 -$50.000.000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only} =Asscmcnt =Cash Market (Sec Column C2) =Other =Book Value 	\' =btimatcd II. INVESTMENTS and 
-income, 1a/ue, transactions (Includes thou spouu and dependent children; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 13. 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reponing period ofreponing period 
(I) (I) 
(2) 
(3) (4) 
Gain Identity 
Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value 
Code 
Code buyer/seller
exempt from prior disclosure div., rent, Code Method buy, sell, mrn/dd/yy Code Income Gain Codes: ==$1,000 less 1.00 -$2,500 =S2,501 -SS,000 =$5.001 -$15,000 15.00 -$50,000  
(See Column> and [).I) =SS0.001 -SI00.000 =SI00,001 -Sl.000.000 1.000.00 -S5.000.000 =More than $5.000.000 Value Codes 15,000 ks< =S15,00I -$50,000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Column and 03)   =$250.001 -SS00.000 =$500,00 1.000.000 =Sl.000.001 -$5.000.000 =$5.000,001 -$25,000.000 =$25.000.001 -SS0.000.000 =More than $50.000.000 Value Mc1hod Codes =Appri""I =Cost (Real Estate Only) =As>Csmcnt ::o('a:-.h Market  
(Sec Column C2) ::=Book Value =Other =btimatcd  

VII. INVESTMENTS and TRUSTS 
-income, a1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reporting period reporting period 
(I) 
(I) (2) (I) (2) (3) 
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent?  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =SI ,000 less 1.00 -$2,500 =$2,50 -$5,000 =S5.00J -$15,000 =S15.00J -S50,000  
(See Columns and [).I) =$50.001 -$100.000 =SJ00.001 -Sl,000.000 1.000.00 -55,000,000 =More than $5.000,000 Value Codes =$15.000 less =$I 5.00 -$50.000 =$50.001 -SI00.000 100.001 -$250,000  
(Sec Columns and 03) =5250.001 -$500.000 =$500.00 1,000.000 =Sl.000.001 -$5,000,000 =55,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =CoSl (Real Esta Only) sscsmcnt =Cash Market  
(Sec Column C2) =Book Value =Other =fatimatcd II. VES and 
-income, t'afue, transactions (Includes those spouse and dependent children; see PP. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reponing period reponing period Income Gain Codes: 1.000 less =$1,001. $2,500 =$2,50 -$5,000 =$5,001 -$15.000 =$15.00 -$50.000  
(See Columns and [).l) =$50.00t -SI00.000 =SI 00.00  1.000,000 =Sl.000.001 -$5. 000.000 =More than $5.000.000 Value Codes 15.000 J.,,;s I5.00 -$50.000 =$50.001 -SI00.000 =SJ00.001 -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500,00 1.000. 000 =Sl.000.001 -$5, 000.000 =$5.000.001  $25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Cod.,,; =Appraisal =Cost (Real Estate Only) =-Asscssmcnl =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Hornby, Brock 
04/25/2011 
VII. INVESTMENTS and TRUSTS -income, atue, 1ransactions (Includes those ofspouu and dependent c11itdren; see PP 1.t-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reporting period ofreporting period 
(I) (I) (I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type(e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120.  BACHZA, Inc.  None  
121.  
122.   amounts contributed automatically recurrent  
123.  basis employer and employee  
124.   See Part VIII. Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,501 -$5,000 =$5,001 15,000 =$15.001 -$50.000  
(See Columns and D-l) =$50,001 -SI00.000 =SI00,001 -Sl.000.000 1.000.00 -S5.000.000 =More than S5.000.000 Value Codes 15.000 less =$15,001 -$50.000 =$50.00 -SI 00.000 =SI 00.00  $250.000  
(Sec Columns and DJ) =$250.001  $500.000 =$500.00 1,000,000 =Sl .000,001 -$5.000.000 =$5,000.001 -$25.000.000 =$25,000,001 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -==Ca-:.h Marct  
(Sec Column C2) =Book Value =Other =Es1ima1cd  

Name Penon Reporting 
Date Report 
04/25/2011 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Part IJl(B): income derives from salary and distributions the management consulting firm which she fifty percent shareholder, officer and employee (subchapter corporation). There one other shareholder and officer. The firm's income derives from contracts with state governments and, occasionally, nonprofit corporations. 
Part VII: 
Line 41, (2) -monthly 

Name Person Reporting 
Date Report 
Hornby, Brock 
04/25/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Brock Hornby 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544