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Judicial Watch • Brooks D. Smith – 2012

Brooks D. Smith – 2012

Brooks D. Smith – 2012

Page 1: Brooks D. Smith – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Brooks D Smith, Brooks, smith, travel, lodging, school, university, 2012, court, spouse, transactions, Codes, reportable, reporting, report, Federal Judge, financial, income, Judge


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Government Act of/978
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-1 JI) Person Reporting (last name, first, middle initial) Smith, Brooks Court Organization Third Circuit Court Appeals Date Report 05/07/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or pa1t-time) Judge-Active  Sa. Report Type (check appropriate type) Nomination Date Initial [l] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Court Appeals, Ste 203 1798 Old Route 220N Duncansville, 16635 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 
9-13 filing instructions.) NONE (No reportable positions.) POSITION Board Counselors Penn State University -Dickinson School Law 

II. AGREEMENTS. (Reporting individual only; see pp. 
14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS  NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) 2012  The Pennsylvania State University-Dickinson School Law-Adjunct Professor Fall Semester-See Part VIII  $23,568.00  

Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 
17-24 filing instructions.) Filer's Non-Investment Income Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 Reliance Bank -Vice President, Business Banker -Salary'. 
IV, REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Penn State University Dickinson School Law  0613012012-07/08/2012 Istanbul, Turkey  Speaker for education program  Travel, food and lodging  New York Law School  09/21/2012-09/23/2012 New York,  Moot Court Competition  Travel, food and lodging  

TravelFederalist Society, University Pittsburgh Law School Chapter 
Lewis Clark Law School 
Travel, food and lodging 
Federalist Society, Columbia Speaker for education Travel, lodging University Law School program Chapter 	
University Alabama 03/20/2012-03-22-2012 Tuscaloosa, Moot Court Competition Travel, food and lodging  School Law 	University Virginia School 
04/13/2012-04/15/2012 Charlottesville, Moot Court Competition Travel, food and lodging Law 	
USA 0511912012-05/28/2012 Belgrade, Serbia, and Rule Law Program Travel, food and lodging Montenegro 	
Queen Mary University I0/09/2012-10/14/2012 London, England Speaker for education Travel, food and lodging London program GIFTS. (Includes those spouse and dependent children; see pp. 
28-31 filing instructions.) 
[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 [{] NONE (No reportable liabilities.)  ins/ructions.)  
CREDITOR  VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des t1iose spouse and dependent cllildren; seePP 34-60 NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(2) (I) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 Jess .001 -$2.500 $2.50 -$5.000 45.001 -$15.000  E=$15.00t -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  tll 41.000.001 -$5.000,000  ll2 =More than $5.000.000 Value Codes =$I 5.000 less =$15.00t -$50.000 =$50.001 $100.000 =$100.001 -$250.000  
(Scc Colmnns and03) =$250.001 -$500.000 =$500.001 1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 $25.000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Smith, Brooks 
05/07/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; seePP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (I) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Jncomc Gain Codes: 41.000 less  B41,001 -$2.500 =$2,501 -$5.000 45.001 -$15.000  E415.00l-$50.000  
(Sec Columns and 04)  F450.001 -$100.000 =$100.001 -$1,000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and03) =$250.00 -$500.000  0=$500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50,000.000  1'4 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  Y=Othcr =Estimated  

05/07/2013
Smith, Brooks 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; seePP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) 
35.  
36.  
37.  
38.  
39.  
40.  
41. Income Gain Codes: $1,000 less $1,001 -$2.500 $2.501 -$5.000  D=$5,00I -$15.000 415.00 -$50,000  
(Sec Columns and 04) 450,001 -$I 00.000 4100,001 -$1.000,000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000.000 Value Codes 415,000 less  K=$15,001 -$50,000 $50,001 -$100,000 =$100.001 -$250,000  
(Sec Columns and 03) $250.00 -$500,000 4500,001 -$1.000,000 $1.000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Name Person Reporting 
Smith, Brooks 
05/07/2013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate par/of report.) 
Part IIIA: Represents services for the year 2012 

Part VII: Held Reliance Bank 40!(k) se1r 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Brooks Smith 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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