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Judicial Watch • Brooks D Smith Financial Disclosure Report for 2007

Brooks D Smith Financial Disclosure Report for 2007

Brooks D Smith Financial Disclosure Report for 2007

Page 1: Brooks D Smith Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:17

Date Created:October 31, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Brooks D Smith, Brooks, smith, 2007, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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UNITED STATES COURT APPEALS FOR THE THIRD CIRCUIT 
CHAc"vfBERS JUDGE BROOKS SMITH 
ALLEGHENY PROFESSIONAL CENTER 
1798 OLD ROUTE 220 NORTH 
SUITE 203 
DUNCANSVILLE, 16635 

(814) 693-0570 
July 29, 2007 
Honorable Ortrie Smith, Chair ,.....,
Judicial Conference the United States 
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Committee Financial Disclosure --, One Columbus Circle, N.E. ...
Washington, 20544
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Re: Honorable Brooks Smith .,, .,,Calendar Year 2007 Filing ("") 
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Dear Judge Smith: 
The following are the required responses your request dated July 2008: 
Part VII, page Line 16: Travelcenters America LLC Travelcenters America LLC was spin off from Hospitality 
Properties Trust February 2007. Hospitality Properties Trust was 
listed the 2006 report Page 10, line 71. Travelcenters 
America LLC was subsequently sold February 15, 2008. 

Repor/ Required the Elhics Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Third Circuit Court Appeals 
Smith, Brooks 
05/15/2008 Title (Article Ill judges indicate active senior status; Sa, Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
Nomination, Date 

01/01/2007 
Judge-Active
Initial Annual Final 
12/31/2007 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Court Appeals, Ste 203 1798 Old Route 220N Duncansville, 16635 
Reviewing Officer 
Date-----
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign 011 last page. POSITI NS. (Reporting individual only; see pp. 9-13 .ftling instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY True tee Mount Aloysius College, Cresson, 

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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) cJ> 
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NONE (No reportable agreements.) 
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PARTIES AND TERMS rq 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructwns.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -lf you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2007 Reliance Bank -Vice President, Commercial Lending -Salary 

IV. REIMBURSEMENTS --transportation, lodging, food, eritertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Name Person Reporting 
Date Report 
Smith, Brooks 
05/15/2008 GIFTS. (focludes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instmctions.) NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS --i11come, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing i11stmctions.) NONE (No reportable income, assets, transactions.) 
------------------------ 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(I) 
(4) (5) 
Value Value Type (e.g., Date Value Gain Identity
Type (e.g., 
Place "(X)'" after each asset iAmount
Code 
Code Method buy, sell, Month -Code Code buyer/seller
div., rent, 
exempt from prior disclosure 
(A-H) 
(J-P) Code redemption) Day int.) 
(A-H) (if private 
(Q-W)  transaction)  Reliance Bank Ce11ificate Deposit.  Interest  Buy  12/21  FNB Corp (common.  Dividend  Fifth Third Bancorp  Dividend 
AST Capiral Growth Asset Allocation.I Dividend 
AST Balanced Asset Allocation. Dividend 	
MT Bank (common. Dividend 	
MT Bank 401(K) Dividend 	
Reliance bank 40l(K. lnt./Div. 	
Northwestern Mutual Life lns(Universal Dividend Life Policies) 

10. 	
Altria Group Incorporated Dividend Buy 

11. Dividend Buy 

12. 	
Ameren Corp Dividend 

13. 	
AN! Sponsored ADR(ltaly) Dividend Buy 

04/1 
05/30 
03109 
BBT Corporation Dividend Buy
08/24 
08/27
15. Dividend Buy
09110
16. Dividend Buy PLC Sponsored ADR(United Kingdom) Dividend Buy
03102 Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Coltunns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,001 -$250,000  
(See Coltunns and D3) =$250,00! -$500,000 =$500,001 -$!,000,000 =$1,000,001  $5,000,000 =$5,(J00,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Mark  
(See Column C2) =Book Value =Other -::::Estimated  

Name Person Reporting 
Date Report 
Smith, Brooks 
05/15/2008 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.! NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
-----1 
Place "(X)" after each asset .Amount 
(2) (2) (I) (2) (3) (4) 
Value Type (e.g., Date Value Gain Identity 

Code
exempt from prior disclosure 
(A-H) 
18.  
19.  
20.  Bank America Corporation  
21.  
22.  
23.  
24.  
25.  BCE Incorporated Com New  
26.  
27.  Bristol Myer Squibb Company  
28.  

div.,  Method Code (Q-W)  buy, sell, redemption)  Month -Day Code (J-P)  Code (A-H)  
Dividend  Buy  03/12  

Dividend 
Buy 06111 
Dividend 
Buy 01/11 
Dividend Buy 02/06 
Dividend Buy 02/07 
Dividend Buy 04/30 
Dividend Buy 06/11
Dividend Sold 05104 
Dividend Sold 05/03 
Dividend Buy 10/08 
Dividend Buy 10109 
buyer/seller (if private transaction) Dividend Buy 10/19 
30. Citizens Communications Company Dividend Buy 08/28 
Consolidated Edison Dividend Sold 08/03 Dividend Sold 08/29 
33. Dividend Buy 04/05 
Duke Energy Company New Dividend Buy 11107 Income Gain Codes: -.$1,000 less =$1.001  $2,500 =$2,50  ,000 =$5,001. $15,000 =$15,001  $50,000  
(See Colwnns and D4) =$50,001 $100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,()(11  $100,000 =$100,001  $250,000  
(See Colwnns and D3) =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cmt (Real Estate Oitly) ::::Assessment =Cash Mark  
(See Column C2) =Book Value =Other ::::Estimated  

Name Person Reporting 
Date Report 
Smith, Brooks 
05/15/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions c1nc1udes those spouse and dependent children; see pp. 34-60 filing instractions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting peri reporting period 
Place "(X)" after each asset 
exempt from prior disclosure 
(!)  (2)  (l)  (2)  (1)  (2) (3)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date Value  
Code  div., rent,  Code  Method  buy, sell,  Month-Code  
(A-H) int.)  (J-P)  Code  redemption)  Day (J-P)  
(Q-W)  

(4) 
Gain Identity Code 
buyer/seller 
(A-H) (if private transaction) Income Gain Codes: =$1.000 less =$1.001 -$2,500 42.501  $5,000 =$5,001 -$15,000 =$15,001 -$50.000  
(See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000.000 =$5,000,00! -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other :::::Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (1tic1udes those spouse and dependent children,-see pp. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
VII. INVESTMENTS and TRUSTS --income, value, transactWns (Includes those spouse and dependent children,-see pp. 14-60 filing instructions.> NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Smith, Brooks 
05/15/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions !Includes those spouse and dependent children,-see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS --income, value, transactions



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