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Judicial Watch • Brooks D Smith Financial Disclosure Report for 2008

Brooks D Smith Financial Disclosure Report for 2008

Brooks D Smith Financial Disclosure Report for 2008

Page 1: Brooks D Smith Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:12

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Incorporated, Brooks D Smith, Brooks, smith, travel, school, 2008, INVESTMENTS, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


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Ill. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 of.filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
AND TYPE  (yours, not spouse's) 2008  The Pennsylvania State University-Dickenson Law School-Development Course and Lecturing -See Part VIII  $24,000.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2008 Reliance Bank -Vice President, Commercial Lending -Salary  
New York Law School 09/06/2008 -New York, Moot Court Competition Travel, food and lodging 09/07/2008 
Georgetown Univesity School 03/18/2008-03/19/2008 Washington, D.C. Moot Court Competition Travel, food and lodging Law 
Ave Maria Law School 04/19/2008-04/20/2008 Ann Arbor, Moot Court Competition Travel, food and lodging 
ALl-ABA 04/02/2008-04/05/2008 Scottsdale, Panelist Seminar Travel, food and lodging 
Pennsylvania Bar Ass'n Civil 04/05/2008-04/06/2008 New York, Speaker Seminar Travel, food and lodging Litig. Section 
Allegheny County Bar Ass'n 06/ 19/2008-06/20/2008 Seven Springs, Bench-Bar Conference Food and lodging George Mason University School Law  07/05/2008-07/09/2008  Sedona,  Education Seminar  Travel, food and lodging Academy Trial Lawyers  10/01/2008-10/02/2008  Farmington,  Professional Ass'n Activi  Food and lodging  

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[2J NONE (No reportable gifts.) 
DESCRIPTION VALUE
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [2J NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Name Person Reporting 
Date Report 
Smith, Brooks 
-05115/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing ins1ruc1ions.J  NONE (No reportable income, assets, transactions.) -i---. -----  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Amount 
Type (e.g., Value Value 

Date 

Value 
Gain 
Identity 
Place "(X)" after each asset 
Type (e.g., 
Code 
Code
div., rent, Code 
Method 
Month -Code 
buyer/seller
exempt from prior disclosure 
buy, sell, 
(I) (2) 
(I) (2) 
(2) 
(3) 
(4) (5)

(A-H) int.) (J-P) 
Code 
redemption) 
Day 
(if private 
(A-H) 
transaction)
(Q-W) 
------- 
Sold 1/19 (part) 
Sold 11/26 
54. 
Yerison Communication Dividend Buy 02/19 

55. 
Sold 11/26 Income Gain Codes; =Sl ,000 less =Sl ,OOl -S2,500 =$2,50 -SS,000 =S5,001 -St5,000  E=S15,00l -S50,000  
(See Columns and 04) =$50,001  SI00,000 =SIOO,OOt -Sl,000,000  Ill =Sl ,000,001 -S5,000,000 =More than S5,000,000 Value Codes =St 5,000 less 15,00 -$50,000 =$50,00 I00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl ,OOO,OOl -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estimated  

Name Person Reporting 
Date Report
Smith, Brooks 
05/15/2009 

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period 
(including trust assets) reporting period 
reporting period 
(I) 
(2) 
(2) (I)
(I) 
(2) 
(4) 
(.S.) 
Place "(X)" after each asset exempt from prior disclosure  ----- Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  
69.  Sold  

70. ING Groep Sponsored ADR Dividend Buy 
71. 
Sold 
72. 
Kimberly Clark Corporation Dividend Buy 

73. 
Sold 

74. 
Lilly Eli Company Dividend Sold 

Date 
Month-
Day 

11/26 
05/13 
10/16 
03/20 
11/26 
11/26 
Value Gain Identity 
Code Code 
buyer/seller (J-P) 
(if private transaction) (A-H) 
Buy 11/07 
76.  Philip Morris International Incorporated  Dividend  Sold  11/26  
77.  PNC Finl Svcs Group  Dividend  Buy  10116  
78.  Sold  11/26  

Regions Financial Corporation Dividend Buy 05107 
80. 
81. Royal Dutch Schell PLC Dividend 
82. 
83. Suntrust Banks Incorporated Dividend 
84. 

85. 

Sold  07/22  
Buy  11/20  
Sold  11/26  
Buy  01/10  
Buy (add'!) Buy (add'!)  02/08 02/11 Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,50 -S5,000 =S5,00I -$15,000 =Sl5,00I -$50,000  
(See Columns and 04)  F=S50,001-SI00,000 =SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than SS,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000  
(See Columns 03} =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal ==Cost (Real Esta Only) =Assessment =Cash rket  
(See Column C2) =Book lue  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parlo/ReporL) 
Part llIA: Represents services from 07/01/08 through 12/31/08 
Part VII (X) Exempt from disclosure 2007 Held elf directed IRA with Prudential Annuity Services (formerly American Skandia) Self directed IRA 3)Philip Morris International Incorporated was received from Stock Dividend Spin Off Distribution from Altria Group Incorporated March 2008 4)AST Balanced Asset Allocation was renamed 7/21/2008 AST Academic Strategies Asset Allocation 

Name Person Reporting 
Date Report 
Smith, Brooks 0511512009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFtES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  I04) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544