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Judicial Watch • Bruce W. Kauffman – 2003

Bruce W. Kauffman – 2003

Bruce W. Kauffman – 2003

Page 1: Bruce W. Kauffman – 2003

Category:Federal Judges

Number of Pages:17

Date Created:February 2, 2005

Date Uploaded to the Library:November 08, 2014

Tags:PAXSON, PAXON, Bruce W Kauffman, kauffman, BRUCE, reported, Retirement, 2003, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Calendar Year 2003 U.S.C. app.  Hll-Ul) Court Organizatiori Person Re1:>0rting (Last name, First name, Middle initial) Date Report 
KAUFFMAN, BRUCE W.S. DIS1RJCT COURT, EASTERN Title (Article Ill Judges indicate .active senior status; ReportType {check appropriate type) 
magistratejudges indicate full-or part-time) U.S. DISTRICT JUDGE -ACTIVE Nomination, lnitial Date Ammal Final 
 
51312004 Reporting Peric>d 
11112003 
12/31J2D03 Chambers Office Address the basis ofthe information contained this Report and any 
ROOM 5613, U.S. COURTHOUSE: modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
601 MARKET STREET 
PHILADELPHIA, 19106 Reviewing Officer 
 
IMPORTANTNOTES: nie instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable: information. Sign last page. POSTIIONS. (R.eportin1i individual only; see pp. !H3 offiling illStruclions) li!J NONE -(No reportable 1pc1sitions.) 
IlAGREENIENTS. (Ri:porting individual only; see pp. 14-16 filing instructions) NONE -(No reportable :agreements.) 1997 AND TERMS Dll..WORrn. PAXSON LLP-FORMERLY REPORTED Dll..WORTH, PAXSON, KALISH KAUFFMAN JUDICIAL RETIREMENT PROGRAM PAYOUT YEARS -NOW MAINTAINED PENN MUTUAL LIFE. J.997 Dll.. WORrn. PAXSON, KALISH KAUJ.SFMAN RETIREMENT PLAN 401(1()-ROILED OVER INTO IRA 
 
 
FINANCIALDISCLOSURE REPORT NameofPersonReporting Date Report KAUFFMAN, BRUCE S/312004 
Ill. NQN..JNVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filers Non-Investment l!J1com NONE -(No reportable non-investment income.) 
SOURCE AND TYPE GROSS INCOME 
(yours, not spouses} 2003 DILWORTI:I PAXSON, !LP -ANNlilTY DISlRIBUTION, MAINTAINED 98,727.87 PENN MUTUAL LIFE INSURANCE 2003 DILWORTI:I PAXON, lLP -PENSION ROU.OVER IRA 	130,382.09 Spouses Non-Investment ][ncom -(If you were married during any portion the reporting year, please complete this section. (dollar amount not requm:d except for honoraria) NONE -(Noreportablenc1ninvestmentincome.) 
AND TYPE 2003 	SELFMPLOYED-MARKETINGDEfilGN 	REIIVIBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dc:pendent children. See pp. 2527 instructions.) 
 NOJNE -(No such report11ble reimbursements.) 
 
 
 
 
Date Report 
5/3/2004 
vn. and TRUSTS 
Income during 
Gross value end Transactions dming reporting period 
Description Assets 
reporting period 
reporting period 
fmcluding trust assets) 
1fnot exempt from disclosme 
(I) -(2) 
{1) (2) (1) 
Place (X) after each asset c:xc:mptfrcm prior disclosure DNONE (No rqiartable income, llS!;ets, transactions) AVENHAM ASSOCIATES (LTD PARTNERSHIP) (SEEN0TE) HUNTINGTON ASSOCIATES (LTD PARTI>lERSHIP) (X) -(SEE NOTE) -3. WACHOVIA MONEY MARKET (PREVIOUSLY PRUDENTIAL) (SEE NOTE) PENNSYLVANIA BUSINESS BANK CHECKING IRA ROLLOVER 1985 COMMAND INSURED INCOME ACCOUNT HOLDINGS, INC -BONDS ATT CORP COMMAND MONEY FUND 10. GENERAL ELEcrRIC Amount Code (A-H) Type (e.g.div. rent. int.) None Interest Dividend Value Code2 (1-P) Value Method Code (Q-N) Type (e.g. buy, sell, merger,redemption) Date: Month-Day Value Code2 (J.P) Gain Code1 (AH) (5)Idmtity bu)Cltseller(If private action} 
11. JOHN HANCOCK CORE EQUITY FUND CLASS 
12. PFJ:ZERINC 
13.  GENERAL MOTOR ACCEPTANCE NOTES 
14. FORD MOTOR CREDIT CO-MATURED 1/14/2003 MATURIT 01/14 
15. GENERAL MOTORS -SMART NOTES 16. PFIZER. INC -ASSIGNED BUY SEU.. 09/04 
17. PFIZER INC -CALL -18. PFIZER INC -CALL .:: SEU. SEU. 02124 6124 lncoine/Gain Codes: .=:$1,000 Jess S!,001-$2,500 =.$2,501;,SS,OOO =S5,001-$15,000 SIS,001-SSO,OOO .(See Columns and D4): sso.001-$100:()00 G:. .,; Sl00,001-$1,000,000 $.),000,00!SS,OOP;ooo fi4 .;,Mpre tban $5,QOO,OO(l Value Cmies: .=SI 5,000 less $15,001-$50,000: =$50;001-$100)00li =SlOO,OOlc$250,000 
{See CollllDl:JS Bnd.03) =$250.,000-$500,000 $25,IXlO)lOI-$50,000,000 $500,001-Sl.OOD,OOO Pl Sl000,001-$5,000,000 =:S5,0llO;OOI-tz5,000,000. SMore than SS0,000,000 Value Method Codes /lpprmsal  Cost (Real Estate Oniy) AssesSO!ent Cash/Market 
(See Column C2) =Buol Value Other =Estimated 
 
FINANCJAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
KAUFFMAN, BRUCE 
513/2004 
VII. INVESTivffiNTS and TRUSTS income, value, transcations (includes !hose the spouse and dependent children. See pp. 34.57 Gffiling instructions.) 
19. 20. 21. 23. 24. 25. 26. 27. 28. Description Assets (including trust assets) Place (X) after each asset ec:mpt frum prior disclosure TECO ENERGY INC -DILWORTii PAXON RETIREMENT (SEE NOTE) ATT CORP -SG HOLDINGS, INC COCA COLA DEIAWAJRE COMMAND MONEY FUND GENERAL ELECIRIC CO. -INTELCORP SELIGMAN COMUl FDB SAFEGUARD SCIENTIFIC Income during reporting period (I} -Amount Type (e.g. Code div. nmt (AH} inl) Dividend Gross value end reporting period (2) Value Valluc Codc2 Method (J-P) Codel (Q-W) Transactions dming reporting period (I) not exempt from disclosme Type (e.g. buy, sell, merger, redemption) (2) Dale: Value MonlhCode2 Day (J-P) Code (A-H} Identity buye:r/seller (ifprivate saction) 
29. 30. IVY n-rrt. FUND CLASS PUAMNEW OPPORTUNrl1ES FUND CLASS  
31. 32. 33. 34. 35. CISCO SYSTEM, INC. -EMERGE INTERACTIVE, DC. -INTERNET CAPITAL GROUP OPUS,360 CORP -DAIMLRCHRYSLR. CIN 1141 .... 
36. FORD MTR CRED ROJll MATURIT 1/14  lncomelGain Codes: $1,000 less Sl,OOJ-$2,SOCl (.: $2,501-$5,000 $5,o01s15,0IJO $1:5,001-SSO:.Ooo 
 (See CG1lunms and 04) SS!l,CIOl_-Sloo,ooo  s100;001-s1.00. 
so. PFH-CAU. SELL 06123 
51. 52. -HPlfl Al.NUT STREET ASSOCIATES (SEE NOTE) CSP DEBT ACCOUNT Interest  
53. -CITlZENS BANK PENNSYLVANIA (X) Interest 
 
ROYAL BANK PENNSYLVANIA (IRA Interest TRANSFE 4/10 AOCOUNT) (SEE NOTE) hlcome/Gain Codes:  :.A =$l01:l0 less Sl,001$2,500 $2,50 f-S5 ,000 D_ :=S5,00lSl5,000 
: {Sce eo11nnnsB1 illu!D4). .F.>=:S50-,1001-s100,ooo 2-Viilue Codes: ,,;, SlS,1000 oriess =Sl5,001-S50,000 sso;oo1-s100,ooo =S100,001siso.ooo 
(See.Columns and D3) S2so.000-ssilo,ooo ss0n:oo1-s1.ooo,oo0 s1;000,001-ss,ooo,ooo ss,ooo,001cS2s,ooo,ooo $25,l:Jooi4100,ooo =s1s,ooo less :.0.$_100,00J-$1,000,0PO K.. $15,001-$50,000 s1.ooci,oor.ss.ooo,o0o  i..  sso.cio1S:100;00o .:. .m= tbanss,000.000 .t.(;,;:s1oo;ooi:..ruo;ooo 
(See Cohmms and D3) .;:s25U,4lOO-SSOO.OOO =S500,001-Sl,000,000 :?1 s1.ooo,001,ss,00-0,ooo ss,000.001-sis,ooo,ooo nlue Method Codes p3 rn,000,001-sso.ooo,ooo ,.; APJirajsal Cost (Real Estate Only) =SMore tliansso,000,000 AsseSlllent T Cash.IMarket 
 
 
 
(lndicatepartofReport.) 
VIII. ADDITIONAL INFORMATION EXPLANATIONS PART Il, PAGE LINE -BECAlvlE ANNUITY DURING THE YEAR. REPORTED BOTH AGREEMENT SECTION AND NON 
INVESTMiENT INCOME SECTION. NEXT YEAR, THE VALUE WilL DERIVED SOLELY FROM PENN MUTUAL LlFE INSURANCE 
COMPANY, AND SUCH, WILL ONLY REPORTED TIIE NON-INVESTMENT INCOME SECTION SINCE THE REPORTING PERSON 
DOES NOT OWNERSHIP 01: THE CONTRACT. PART III., PAGE LINE -IN PREVIOUS REPORT, REPORTED RETIREMENT BUYOUT FROM DILWORTI:I PAXON llP. PART -LAST YEAR (2002) REPORTED STUDENT LOAN LIABILITY THAT WAS PAID OFF DURING 2003 
AND RESULT NOT REPORTED TIDS YEAR (2003). 
 
4)PARTVIL,Jl>.AGE l,LINE 1-AVENIHAM ASSOCIATES (LTDPARTNERSHIP)-ISSUEDFINALK-1. FURTHERMORE, REPORTED NET LOSS 
FROM RENTAL ACTIVlTY. CAPn:ALGAIN REPORTED ONLINE nns WlLLNOT CARRYFORW.ARD INTO NEXTYEARS REPORT. PART VIL, 
JI>AGE LINE -WACHOVIA MONEY MARKET (PREVIOUSLY PRUDENTIAL) -ACCOUNT OPEN BUT NOW UNDER FILING REQUIREJ;fENTS. PART VIL, PAGE LINE -FROM PREVIOUS REPORT-IRA ROU.OVER NOW REPORTED LINE nns YEARS REPORT DILWORTH PAXON RETIREMENT. 
 
 
 
 
Name Person Reporting 
Date 
KAUFFMAN, BRUCE 
51312004 
IX. CER.TJFICA TION. certiJl.Y that all infonnation given above (including infonnation pertaining spouse and minor dependent children, any) acc:urate, true, and complete the best knowledge and belief, and that any information not reported was withheld because mct applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDNI UAL WHO KNO AND WILFULLY FALSlFIES FAILS FILE nns REPORT MAY SUBmCT CNIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Commjttee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 19i8 
/2004 
. 	Calendar Year 2003 U.S.C. app.  101-lll) Person Rc:porting (Last name, First name, Middle initial) Court Organization 
KAUFFWIN, BRUCE W.S. DISTRICT COURT, EASTERN Title (Article III Judges indicate aa:rt-time) Nomination, Date 
U.S. DISIRICT JUDGE -ACTIVE Initial (!) Annual Flnal 	Date Report 51312004 Reporting Period 
111/2003 
12131/.:!1103 	Chambers Office Address the basis the infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance 
ROOM 5613, U.S. COURTHOUSE with applicable laws and regulations. 
601 MARKET STREET 
Reviewing Officer PHILADELPHIA, 19106 
IMPORTANT NOTES: Tite instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part vvhere you have reportable information. Sign last page. POSffiONS. (Reporting individual only; see pp. 9-13 offiling instructions) 
 NONE -(No reportable J>Ositions.) 
:::0 ,.... :;; 
c:> ::u:z 
rrt 
oS: 
TJr...,, 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportable agmements.) 
PARTIES AND TERMS 	 
1997 DIL WORTii, PAXSON ILP FORMERLY REPORTED DILWORTH, PAXSON, KALlSH KAUFFMAN JUDICIAL RETIREMENT PF.OG PAYOUT YEARS NOW MAINTAINED PENN MUTUAL LIFE. 
1997 	DILWORrn, PAXSON, KALISH KAUFFMAN RETIREMENT PLAN 40l(K)  ROll..ED OVER INTO IRA 
 
 
 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) Fikrs Non-Investment Incom 
 
Name Person Reporting 
Date Report 
KAUFFMAN, BRUCE 
5/3(1004 GIFTS. (Includes those s.pouse and dependent children. See pp. 28-3 instructions.) 
 NONE (No such reportable gifts.) 
DESCRIPTION 
VI. LI.ABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructiolllS.) 
CREDITOR DESCRIPTION VALUE CODE ACSINC. STUDENT LOAN 
FI.+ANCJAL DISCLOSURE REPORT 
Nwnc lcnu:in llcpurllnr: 	!)me llcrimt 
KAUi:rMAN, SRUCS 	S3r.!004 
vn. Nv:EST.MENTS and TRUSTS 	rs. D,lncamll durlll1t 
01111 1111h11111L 1111 r11pnrfl111 1111l11rl 
TIWOcilan duriairnparthilr pr;rllld 
Dl:JGip1lnn (laclull1n11 tnlJf lllllC/ll) (ll 
(I) 
Type (i:.(J. 
div. tc11t. 
1111.) 
Pince IX) ahcr e11ch 111m llllL rram priordllClotun: 
V1h11 iyrw (.ir. IJ111111 btll.lcll. 
AmaulltCoJt: (1-11) 
 
Vnlue 
V.iluc Cln h!codiyar 
Cmr.:z C11J11I huh:r 
 
rJlJ (lollJ c1rpr1w111.1111111Cillll!I) 
Code:% Mctllod  MunlhCl-lJ eadc3 mi:lllcr. Dll)Ircdc:mpllonl 
tQ-W) 
Nanc 
 AVlNHAMASSOCfArES OlIJ PAlllNltRSHrP) (SEJ?NOTS) 
(I.TDPJltn!SRSHJr1) (SSE lIOlbl ...1 
 ,.,  i-{  -.:. 
HUN11NafoN 
WAC:HOVIA MONbY MAltiCGr PftLIDl:iNlW.l (SnEll!. 
 
Clil:CKING lllA llCHJ.OVF.lt 19115 
 
Dividend T 
c ,...-, l t>AllTNI!nStIIP) -JSSTJEI) FJNJL. K-1. r-IJR.THERMOl?.E. RF.PORTED NEI l.OSS rROM ltf.:NlAL.AcnvITY. CAPlrrAI.CWNREJIORTED l..INF.1. THIS Wll.l.NOlCARRYPORWARD INTONEXrYEARS REPORT. PART VII. Atg.1 ; .iw1C:HOVIA {POtJSL. JtRUD00W..)  ACCOU; B;;:;;W 
1111.!NO 
REQUIRISMeN1S. 
: .-.FrU;Jlll PR.J:Vl(JU6 R,t ROvmt NOWlmPORTED LINE OFnus YEARS R.EroRT 
  
PART PAOJS PART vn. PAOn-1. JSsQ1AlP:S(1m:i:PAltTNERSMIP)AMOUNT UNDIGR.RGPOltnNO ItEC!UIREMENTs. , : ?ART VII!. PAGB3. IJ1!t; l{fOH. WAl..NUT si:rumrASSClATES-MAAKEO FINAi. Kl ANllw11.1. NOI ar. NEXl Yt!.ARS 
     
lllSl101tl. :rMT v1J1.!AGE uNe  HlH  11011 otIAm N1N; INVESTMENT  
...... . 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accuirate, true, and complete the best ofy knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. furtb.er certify that earned iincome from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations.