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Judicial Watch • Bruce W Kauffman Financial Disclosure Report for 2003

Bruce W Kauffman Financial Disclosure Report for 2003

Bruce W Kauffman Financial Disclosure Report for 2003

Page 1: Bruce W Kauffman Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:17

Date Created:February 2, 2005

Date Uploaded to the Library:November 13, 2013

Tags:PAXSON, PAXON, Bruce W Kauffman, kauffman, BRUCE, ACLU, reported, Retirement, 2003, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Calendar Year 2003 U.S.C. app.  Hll-Ul) Court Organizatiori Person Re1:>0rting (Last name, First name, Middle initial) Date Report 
KAUFFMAN, BRUCE  W.S. DIS1RJCT COURT, EASTERN Title (Article Ill Judges indicate .active senior status; ReportType {check appropriate type)  
magistratejudges indicate full-or part-time) U.S. DISTRICT JUDGE -ACTIVE Nomination, lnitial  Date Ammal Final  

51312004 Reporting Peric>d 
11112003 
12/31J2D03 Chambers Office Address the basis ofthe information contained this Report and any  
ROOM 5613, U.S. COURTHOUSE:  modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.  
601 MARKET STREET  
PHILADELPHIA, 19106  Reviewing Officer  

IMPORTANTNOTES: nie instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable: information. Sign last page. POSTIIONS. (R.eportin1i individual only; see pp. !H3 offiling illStruclions) li!J NONE -(No reportable 1pc1sitions.) 
IlAGREENIENTS. (Ri:porting individual only; see pp. 14-16 filing instructions) NONE  -(No reportable :agreements.)  1997  AND TERMS Dll..WOR'rn. PAXSON LLP-FORMERLY REPORTED Dll..WORTH, PAXSON, KALISH KAUFFMAN JUDICIAL RETIREMENT PROGRAM PAYOUT YEARS -NOW MAINTAINED PENN MUTUAL LIFE.  J.997  Dll.. WOR'rn. PAXSON, KALISH KAUJ.SFMAN RETIREMENT PLAN 401(1()-ROILED OVER INTO IRA  

FINANCIALDISCLOSURE REPORT NameofPersonReporting Date Report KAUFFMAN, BRUCE S/312004 
Ill. NQN..JNVESTMENT INCOME.  (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filer's Non-Investment l!J1com NON'E  -(No reportable non-investment income.)  
SOURCE AND TYPE  GROSS INCOME  
(yours, not spouse's}  2003  DILWORTI:I PAXSON, !LP -ANNlilTY DISlRIBUTION, MAINTAINED  98,727.87 PENN MUTUAL LIFE INSURANCE 2003 DILWORTI:I PAXON, lLP -PENSION ROU.OVER IRA 	130,382.09 Spouse's Non-Investment ][ncom -(If you were married during any portion the reporting year, please complete this section. (dollar amount not requm:d except for honoraria) NONE -(Noreportablenc1ninvestmentincome.) 
AND TYPE 2003 	SELFMPLOYED-MARKETINGDEfilGN 	REIIVIBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dc:pendent children. See pp. 2527 instructions.) 
 NOJNE -(No such report11ble reimbursements.) 

Date Report 
5/3/2004 
vn. and TRUSTS 
Income during 
Gross value end Transactions dming reporting period 
Description Assets 
reporting period 
reporting period
fmcluding trust assets) 
1fnot exempt from disclosme
(I) -(2) 
{1) (2) (1) 
Place "(X)" after each asset c:xc:mptfrcm prior disclosure DNONE (No rqiartable income, llS!;ets, transactions) AVENHAM ASSOCIATES (LTD PARTNERSHIP) (SEEN0TE) HUNTINGTON ASSOCIATES (LTD PARTI>lERSHIP) (X) -(SEE NOTE) -3. WACHOVIA MONEY MARKET (PREVIOUSLY PRUDENTIAL) (SEE NOTE) PENNSYLVANIA BUSINESS BANK CHECKING IRA ROLLOVER 1985 COMMAND INSURED INCOME ACCOUNT HOLDINGS, INC -BONDS ATT CORP COMMAND MONEY FUND 10. GENERAL ELEcrRIC  Amount Code (A-H)  Type (e.g.div. rent. int.) None Interest Dividend  Value Code2 (1-P)  Value Method Code (Q-'N)  Type (e.g. buy, sell, merger,redemption)  Date: Month-Day  Value Code2 (J.P)  Gain Code1 (AH)  (5)Idmtity bu)'Cltseller(If private action}  
11. JOHN HANCOCK CORE EQUITY FUND CLASS 
12. PFJ:ZERINC  
13.  GENERAL MOTOR ACCEPTANCE NOTES  
14. FORD MOTOR CREDIT CO-MATURED 1/14/2003 MATURIT  01/14  
15. GENERAL MOTORS -SMART NOTES 16. PFIZER. INC -ASSIGNED  BUY SEU..  09/04  
17. PFIZER INC -CALL -18. PFIZER INC -CALL  .::  SEU. SEU.  02124 6124 lncoine/Gain Codes: .=:$1,000 Jess S!,001-$2,500  =.$2,501;,SS,OOO =S5,001-$15,000  '=" SIS,001-SSO,OOO .(See Columns and D4): sso.001-$100:()00  G:. .,; Sl00,001-$1,000,000 $.),000,00!SS,OOP;ooo  fi4 .;,Mpre tban $5,QOO,OO(l Value Cmies:  .='SI 5,000 less $15,001-$50,000:  =$50;001-$100)00li =SlOO,OOlc$250,000  
{See CollllDl:JS Bnd.03)  =$250.,000-$500,000 $25,IXlO)lOI-$50,000,000 $500,001-Sl.OOD,OOO  Pl Sl000,001-$5,000,000 =:S5,0llO;OOI-tz5,000,000. SMore than SS0,000,000 Value Method Codes /lpprmsal   Cost (Real Estate Oniy) AssesSO!ent Cash/Market  
(See Column C2)  =Buol' Value Other =Estimated  

FINANCJAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
KAUFFMAN, BRUCE 
513/2004 
VII. INVESTivffiNTS and TRUSTS income, value, transcations (includes !hose the spouse and dependent children. See pp. 34.57 Gffiling instructions.) 
19. 20. 21. 23. 24. 25. 26. 27. 28. Description Assets (including trust assets) Place "(X)" after each asset ec:mpt frum prior disclosure TECO ENERGY INC -DILWORTii PAXON RETIREMENT (SEE NOTE) ATT CORP -SG HOLDINGS, INC COCA COLA DEIAWAJRE COMMAND MONEY FUND GENERAL ELEC'IRIC CO. -INTELCORP SELIGMAN COMUl FDB SAFEGUARD SCIENTIFIC Income during reporting period (I} -Amount Type (e.g. Code div. nmt (AH} inl) Dividend Gross value end reporting period (2) Value Valluc Codc2 Method (J-P) Codel (Q-W) Transactions dming reporting period (I) not exempt from disclosme Type (e.g. buy, sell, merger, redemption) (2) Dale: Value MonlhCode2 Day (J-P) Code (A-H} Identity buye:r/seller (ifprivate saction)  
29. 30.  IVY n-rrt. FUND CLASS PUAMNEW OPPORTUNrl1ES FUND CLASS    
31. 32. 33. 34. 35.  CISCO SYSTEM, INC. -EMERGE INTERACTIVE, DC. -INTERNET CAPITAL GROUP OPUS,360 CORP -DAIMLRCHRYSLR. CIN 1141'  ....  -.' 
36.  FORD MTR CRED ROJll  MATURIT 1/14  lncomel'Gain Codes: $1,000 less Sl,OOJ-'$2,SOCl ('.: $2,501-$5,000 $5,o01s15,0IJO $1:5,001-SSO:.Ooo  
 (See CG1lunms and 04) "'. SS!l,CIOl_-Sloo,ooo   s100;001-s1.00.  
so.  PFH-CAU.  SELL  06123  
51. 52.  -HPlfl Al.NUT STREET ASSOCIATES (SEE NOTE) CSP DEBT ACCOUNT Interest   
53.  -CITlZ'ENS BANK PENNSYLVANIA (X)  Interest  

ROYAL BANK PENNSYLVANIA (IRA Interest TRANSFE 4/10 AOCOUNT) (SEE NOTE) hlcome/Gain Codes:  :.A =$l01:l0 less Sl,001$2,500 $2,50 f-S5 ,000 D_ :=S5,00lSl5,000 
: {Sce eo11nnnsB1 illu!D4)".  .F.>'=:S50-,1001-s100,ooo  2-Viilue Codes:  ,,;, SlS,1000 oriess  =Sl5,001-S50,000 sso;oo1-s100,ooo  =S100,001siso.ooo  
(See.Columns and D3) 'S2so.000-ssilo,ooo ss0n:oo1-s1.ooo,oo0 s1;000,001-ss,ooo,ooo" ss,ooo,001cS2s,ooo,ooo $25,l:Jooi4100,ooo =s1s,ooo less :.0.$_100,00J-$1,000,0PO K.. $15,001-$50,000 s1.ooci,oor.ss.ooo,o0o  'i..  sso.cio1S:100;00o .:.  .m'=  tban'ss,000.000 .t.(;,;:s1oo;ooi:..ruo;ooo  
(See Cohmms and D3)  .;:s25U,4lOO-SSOO.OOO  =S500,001-Sl,000,000  :?1 s1.ooo,001,ss,00-0,ooo ss,000.001-sis,ooo,ooo nlue Method Codes  p3 rn,000,001-sso.ooo,ooo ,.; APJirajsal Cost (Real Estate Only) =SMore tliansso,000,000 Asse'Slllent  T Cash.IMarket  

(lndicatepartofReport.)
VIII. ADDITIONAL INFORMATION EXPLANATIONS PART Il, PAGE LINE -BECAlvlE ANNUITY DURING THE YEAR. REPORTED BOTH AGREEMENT SECTION AND NON
INVESTMiENT INCOME SECTION. NEXT YEAR, THE VALUE WilL DERIVED SOLELY FROM PENN MUTUAL LlFE INSURANCE 
COMPANY, AND SUCH, WILL ONLY REPORTED TIIE NON-INVESTMENT INCOME SECTION SINCE THE REPORTING PERSON 
DOES NOT OWNERSHIP 01: THE CONTRACT. PART III., PAGE LINE -IN PREVIOUS REPORT, REPORTED RETIREMENT BUYOUT FROM DILWORTI:I PAXON llP. PART -LAST YEAR (2002) REPORTED STUDENT LOAN LIABILITY THAT WAS PAID OFF DURING 2003 
AND RESULT NOT REPORTED TIDS YEAR (2003). 

4)PARTVIL,Jl>.AGE l,LINE 1-AVENIHAM ASSOCIATES (LTDPARTNERSHIP)-ISSUEDFINALK-1. FURTHERMORE, REPORTED NET LOSS 
FROM RENTAL ACTIVlTY. CAPn:ALGAIN REPORTED ONLINE nns WlLLNOT CARRYFORW.ARD INTO NEXTYEAR'S REPORT. PART VIL, 
JI>AGE LINE -WACHOVIA MONEY MARKET (PREVIOUSLY PRUDENTIAL) -ACCOUNT OPEN BUT NOW UNDER FILING REQUIREJ;fENTS. PART VIL, PAGE LINE -FROM PREVIOUS REPORT-IRA ROU.OVER NOW REPORTED LINE nns YEARS REPORT DILWORTH PAXON RETIREMENT. 

Name Person Reporting 
Date
KAUFFMAN, BRUCE 
51312004 
IX. CER.TJFICA TION. certiJl'.Y that all infonnation given above (including infonnation pertaining spouse and minor dependent children, any) acc:urate, true, and complete the best knowledge and belief, and that any information not reported was withheld because mct applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDNI UAL WHO KNO AND WILFULLY FALSlFIES FAILS FILE nns REPORT MAY SUBmCT CNIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Commjttee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 19i8 
/2004 
. 	Calendar Year 2003 U.S.C. app.  101-lll) Person Rc:porting (Last name, First name, Middle initial) Court Organization  
KAUFFWIN, BRUCE  W.S. DISTRICT COURT, EASTERN Title (Article III Judges indicate aa:rt-time) Nomination,  Date  
U.S. DIS'I'RICT JUDGE -ACTIVE Initial  (!) Annual Flnal 	Date Report 51312004 Reporting Period 
111/2003 
12131/.:!1103 	Chambers Office Address the basis the infonnation contained this Report and any modifications pertaining thereto, is, opinion, compliance
ROOM 5613, U.S. COURTHOUSE with applicable laws and regulations. 
601 MARKET STREET 
Reviewing Officer PHILADELPHIA, 19106 
IMPORTANT NOTES: Tite instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part vvhere you have reportable information. Sign last page. POSffiONS. (Reporting individual only; see pp. 9-13 offiling instructions) 
 NONE -(No reportable J>Ositions.) 
:::0
('") ,.... :;; 
c:> ::u:z 
rrt 
oS: 
"TJr...,, 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportable agmements.) 
PARTIES AND TERMS 	
1997 DIL WORTii, PAXSON ILP FORMERLY REPORTED DILWORTH, PAXSON, KALlSH KAUFFMAN JUDICIAL RETIREMENT PF.OG PAYOUT YEARS NOW MAINTAINED PENN MUTUAL LIFE. 
1997 	DILWORrn, PAXSON, KALISH KAUFFMAN RETIREMENT PLAN 40l(K)  ROll..ED OVER INTO IRA 

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) Fikr's Non-Investment Incom 

Name Person Reporting 
Date Report 
KAUFFMAN, BRUCE 
5/3(1004 GIFTS. (Includes those s.pouse and dependent children. See pp. 28-3 instructions.) 
 NONE (No such reportable gifts.)
DESCRIPTION 
VI. LI.ABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructiolllS.) 
CREDITOR DESCRIPTION VALUE CODE ACSINC. STUDENT LOAN 
FI.+"ANCJAL DISCLOSURE REPORT 
Nwnc l'cnu:in llcpurllnr: 	!)me llcrimt 
KAUi:rMAN, SRUCS 	S'3r.!004 
vn. Nv:EST.MENTS and TRUSTS 	rs. D,lncamll durlll1t 
0111"1 1111h11111L 1111 r11pnrfl111 1111l11rl 
TIWOcilan duriairnparthilr pr;rllld 
Dl:JG'ip1lnn "-I" (laclull1n11 tnlJf lllllC/ll) (ll 
(I) 
Type (i:.(J.
div. tc11t.
1111.) 
Pince IX) ahcr e11ch 111m C'l llllL rram priordllClotun: 
V1h11 i'yrw (.ir. IJ111111 btll'.lcll. 
AmaulltCoJt: (1'-11)

Vnlue 
V.iluc Cln h!codiyar
Cmr.:z C11J11I huh:r

rJl'J (lollJ c1rpr1w111."1111111Cillll!I) 
Code:% Mctllod  MunlhCl-l"J eadc3 mi:l'llcr. Dll)Ircdc:mpllonl
tQ-W) 
'Nanc
*"""
 AVlNHAMASSOCfA'rES O'l'IJ PAll'l'NltRSHrP) (SEJ?NOTS) 
(I.TDPJltn!SRSHJr1) (SSE lIO"l'bl ...1 
 ,., "'  i-{  -.:.
HUN1'1NafoN 
WAC:HOVIA MONbY MAltiCG'r PftLIDl:iN'l'W.l (SnEll!.
 
Clil:CKING lllA llCHJ.OVF.lt 19115 

Dividend T 
c ,...-,' "''l NON-JNVl?STMENT INCOME SECTION SINCE THE REPOR"l'INO PERSON 
DOES NC:l'r OWNF..RSHll" CIF nlli CONmACT. PART PACiE LINS 3-IN PREVIOUS RHPOtrr. ltEl'OR.1'UD R.ETIRSMENTBU'YOUTFRM DlLWOllniPAXON ill'. PAR"J' l.AS'r YEAR(200l)FU::PORT6DSTUDENTLOAN LIABlUTYTHATWAS PAID O!=P OUltlNd lD03ANO AS: RESUL.T1SNOTR.P0_11m:ttnns ;YeR.{2003).   l'MT VD'. l'JOE I.INF. A'V'f:.NHAM A.liOCIATES Tl:> t>AllTNI!nStIIP) -JSSTJEI) FJNJL. K-1. r-IJR.THERMOl?.E. RF.PORTED NE"I' l.OSS rROM ltf.:N'l'AL.AcnvITY. CAPlrrAI.CWNREJIORTED l..INF.1. THIS Wll.l.NO'l"CARRYPORWARD INTONEXrYEAR'S REPORT. PART VII. Atg.1 ; .iw1C:HOVIA {POtJSL. JtRUD00W..)  ACCOU; B;;:;;W 
1111.!NO 
REQUIR'ISMeN1'S. 
: .-.FrU;Jlll PR.J:Vl(JU6 R,t ROvmt NOWlmPORTED LINE OFnus YEARS R.EroRT 
"'"  
PART PAOJS PART vn. PAOn-1. JSsQ'1A'lP:S(1m:i:PAltTNERSMIP)AMOUNT UNDIGR.RGPOltnNO ItEC!UIREMENTs. , : ?'ART VII!. PAGB3. IJ1'!t; l{fOH. WAl..NUT si:rumrASSClATES-MAAKEO FINAi. Kl ANllw11.1. NO'I' ar. NEX'l' Yt!.AR'S
 '   
lllSl101t'l''. :rMT v1J1.!'AGE uNe  HlH  11011 otIAm  N1N;' INVESTMENT  
...... . 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accuirate, true, and complete the best ofy knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. furtb.er certify that earned iincome from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations.



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