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Judicial Watch • Carlos F. Lucero – 2010

Carlos F. Lucero – 2010

Carlos F. Lucero – 2010

Page 1: Carlos F. Lucero – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 12, 2013

Date Uploaded to the Library:November 17, 2014

Tags:lucero, Carlos F Lucero, Carlos, money, 2010, Market, assets, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. J/2011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) LUCERO, CARLOS Court Organization COURT APPEALS OTH CIR Date Report 05/15/2011 Title (Article Ill judges Indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III JUDGE-ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 1823 STOUT STREET DENVER, 80257 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY PRESIDENT DIRECTOR CARLOS LUCERO, PROFESSIONAL CORPORATION 
 
 
JI. AGREEMENTS, (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
Lucero, Carlos 
 
 
Name Person Reporting 
Date Report 
 
05/15/2011 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Monthly Carlos Lucero, P.C. -Annuity payments received for prior services $22,300.00 
performed for law firm. Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required exceptfor honoraria.) 
 
SOURCE AND TYPE 
NONE (No reportable non-investment income.) 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 ojjiling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
Transportation, Food, Lodging American Bar Association 6/13 -6/17 Mexico City, Mexico Non-FJC Edu Seminar Transportation, Food, Lodging GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE EST ATE MARIA MEDINA INSTALLMENT NOTE PURCHASE I/2 INTEREST INfj 
.,.,. 
RIO ARRIBA COUNTY, N.M. 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See ColumnsB and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250,000 
(Sec ColumnsC and DJ) =$250,001 -$500,000 =$500,00 -$1,000.000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
Name Person Reporting 
05/15/2011 
LUCERO, CARLOS 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (!) (2) (I) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 E=$15,001-$50.000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and DJ) =$250.00I -$500.000 =$500,00I -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25.000.00I -$50,000,000 =Mor< than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(!) 
Place (X) after each asset 
(2) (!) (2) (3) 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code 
exempt from prior disclosure Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
35. Money Market Fund TDAM None See# 
36. Vangu ard Conv Secs BEN INT None 
37. Fidelity Advisor Ser Floating INC Retail (FFRHX) None 
38. r:cHARLES SCHWAB CO, INC. BROKERAGE ACCOUNT 
39. --SCHWAB MUNI MONEY FUND 
40. --EQUITABLE LIFE ASSURANCE SOCIETY--ANNUITY Dividend See#2 
41. --SAFECO LIFE INSURANCE COMPANY--ANNUITY Dividend See#2 
42. --COLORADO BONDSHARES Dividend 
43. LLC None See# 
44. Viento Claro Energy, LLC None Jncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 ,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.00 -$250.000 
 
(See Columns and DJ) =$250,00I -$500,000 =$500.00l -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25.000.000 $25,000,001 -$50,000.000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
LUCERO, CARLOS 
05/15/2011 
VIII. ADDITIONAL INFORMATION EXPL ANATIONS. (lndicate partofreport.) 
 
#2. Assets over $10,000 value consist law partnership income earned prior June 30, 1995 the form annuities. For tax purposes, annuity income 
reported CFL, P.C. own 100% the stock ofCarlos Lucero, however the assets this corporation include only bank account for which the value 
and income amounts are less than the required reporting amounts, i.e. the value less than $5,000 and the income earned less than $200. This corporation does 
receive income the form annuity and reported Part III. 
#3. Assets over $10,000 value consists mutual funds. LCM, Inc corporation owned 
The assets include bank account, certificates deposit, money market account, and Colorado Bondshares mutual fund 
#4. Land was purchased January 2003 for $50,174 from the estate Maria Medina, property subject mortgage (part VI, Line 1). 
#5. Assets LCM LLC consist oil/gas investments through Avanti Exploration, LLC and are believed worthless the close the year. Asset name change from (Money Market Fund TDAM Goverment Port Class line the 2009 FDR (Money Market Fund TDAM) line 2010 
FDR. Asset name change from (Money Market Fund Dividends TDAM Goverment Port Class line the 2009 FDR (Money Market Fund TDAM) 
 
line 2010 FDR. Asset name change from Diamonds Trust Series Com DIA) line the 2009 FDR SPDR Dow Jones DIA) line 2010 FDR. Asset name change from Diamonds Trust Series Com DIA) line the 2009 FDR SPDR Dow Jones DIA) line 2010 FDR. 
 
 
 
 
 
Name Person Reporting 
Date Report 
LUCERO, CARLOS 
05/15/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
signature: CARLOS LUCERO 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544