Skip to content

Judicial Watch • Carlos F. Lucero – 2011

Carlos F. Lucero – 2011

Carlos F. Lucero – 2011

Page 1: Carlos F. Lucero – 2011

Category:Federal Judges

Number of Pages:8

Date Created:December 1, 2012

Date Uploaded to the Library:November 17, 2014

Tags:lucero, Carlos F Lucero, Carlos, Seminar, transportation, 2011, assets, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

AOlO Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 201L U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) LUCERO, CARLOS Court Organization COURT APPEALS -lOTH CIR Date Report 05/15/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III JUDGE-ACTIVE Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
1823 STOUT STREET 
DENVER, 80257 
 
JMPO ANT TES: The instructions accompanying this form must followed Complete oil ports, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY PRESIDENT DIRECTOR CARLOS LUCERO, PROFESSIONAL CORPORATION 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Date Report 
LUCERO, CARLOS 
0511512012 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Monthly Carlos Lucero, P.C. -Annuity payments received for prior services $22,300.00 
performed for law firm. SpouseS Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS transportation, lodging,food, entertainment. 
(Includes those ;pause and dependent children, see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	Northwestern University Law 3103-3105 Chicago, Non-FJC Edu Seminar Transportation, Food, Lodging School Miner Moot Court 	 
American Bar Association 4/13 -4/15 Mexico City, Mexico Non-FJC Edu Seminar Transportation, Food, Lodging 	 
Amencan Bar Association 5/18-5/22 Cuenca, Ecuador Non-FJC Edu Seminar Transportation, Food, Lodging Amencan Bar Association 0/04-10106 Washington, Non-FJC Edu Seminar Transportation, Food, Lodging 
Date Report 
LUCERO, CARLOS 
0511512012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
LUCERO, CARLOS 
05/15/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during repor ting penod 
(including trust assets) reporting period reporting period 
 
(1) 
(2) (I) 
(2) 
(2) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity exempt from pnor discl osure 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes. =$1.000 less =$1,001 -$2.500 c=$2,501 -$5.000 D=$5.001 -$15.000 E=$15.001 -$50.000 
(See Columns and 04) F=$50.00J -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less K=$1S.001-$50,000 L=$50,001 -$I 00,000 =$100.001 -$250.000 
(Sec Columns and D3) N=$250.001 -$500.000 0=$500,00 -$1,000.000 Pl=$1.000,001 -$5,000,000 =$5,000.001 -$25,000.000 
P3=$25.000.001 -$50,000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Other W=Estimated 
 
 
 
Date Report 
05/15/2012 
LUCERO, CARLOS 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 offitinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
 
(A-H) mt.) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gam Codes =$1,000 less =$1,001 -$2,500 =$2,501 -$5.000 D=$5,001 -$15.000 415,001-$50,000 
(Sec Columns and D4) F=$50,001 -$100,000 G=$100,001 -$1,000,000 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,00I -$100,000 =$100.001 -$250.000 
(See Columns and D3) N=$250,00 -$500.000 0=$500,001 -$1,000.000 Pl=$1,000.001 -$5.000,000 =$5.000.001 -$25,000.000 
P3=$25.000.001 -$50.000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing 
instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod includmg trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (I) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.50! -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50.001 -$100,000 I00,00 -$1.000,000 =$1.000.001 -$5.000.000 112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 I00.000 100.00 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1,000.000 =$1.000,001 -$5.000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Esumated 
 
Date Report 
LUCERO, CARLOS 
05/15/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) #I. Assets over$ I0,000 value consist otJRr11!1 ranch, land, water rights, equipment, livestock and related property help partnership Income was derived from the sale oflivestock. #2. Assets over 0,000 value consist oflaw partnership mcome earned prior June 30, 1995 the form annuities. For tax purposes, annuity income reported CFL, P.C. own 00% the stock Carlos Lucero, however the assets this corporation include only bank account for which the value and income amounts are Jess than the required reporting amounts, i.e. the value less than $5,000 and the income earned less than $200. This corporation does receive income the form annuity and reported Part III. #3. Assets over $10,000 value consists mutual funds. LCM, Inc corporation owned by The assets include bank account, certificates deposit, money market account, and Colorado Bondshares mutual fund #4. Land was purchased January 2003 for $50,174 from the estate Maria Medina, property subject mortgage (part VI, Line I). #5. Assets LCM LLC consist oil/gas investments through Avanti Exploration, LLC and are believed worthless the close the year. Most recent assessed value $6, 750. Most recent assessed value $49,140. Asset name change from (Prudent Global Inc BEN INT PSAFX line the 2010 FDR (Federated Income Sec PSAFX) 
 
Date Report 
LUCERO, CARLOS 
05/15/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: CARLOS LUCERO 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544