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Judicial Watch • Carlos F Lucero Financial Disclosure Report for 2006

Carlos F Lucero Financial Disclosure Report for 2006

Carlos F Lucero Financial Disclosure Report for 2006

Page 1: Carlos F Lucero Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 21, 2007

Date Uploaded to the Library:November 13, 2013

Tags:SEMINIAR, lucero, Carlos F Lucero, educational, Carlos, COUNTY, university, 2006, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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iii Governme11t Act 1978 
Rev.1/2007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle Initial) Court Organization Date Report 
LUCERO, CARLOS COURT APPEALS -lOTH CIR 
05/14/2007 Title (Article IDjudges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
maglstratejudges indicate full part-time) 
01/01/2006
Nomination, Date
ARTICLE Ill JUDGE-ACTIVE 
loInitial Annual Final 
12/31/2006 
Sb. Amended Report Chambers Office Address the basis the information oonlllined this Report and any 
modifications pertaining thereto, is, opinion, compliance 
1823 STOUT STREET with applicable laws and regulations. 

DENVER, 80257 

Reviewing Officer Date 
IMPORTANT NOTES: The Instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page, POSITIONS. (Reporting l1uliv/dual only; see pp. 9-13 ofbJ.StructWns.) NONE (No reportable positions.) 
PRESIDENT DIRECTOR CARLOS LUCERO, PROFESSIONAL CORPORATION  
II. AGREEMENTS. (Reporting individual only; see pp.14-16 instmctions.) [RJ NONE (No reportable agreements.)  PARTIES AND  ("")r-ri (/)l>CZ:::0 ('") f'Tl_ Cl> ,,, FT1 ......, 3:> ..r=  :::u m-< 

III. N-JNVESTMENT ME. (Reporting Individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  
SOURCE AND TYPE  (yours, not spouse's) Spouse' Non-Investment Income If you were married during any portion tl1e reporting year, complete t/1is section. (Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE 	
UNIVERSITY IOWA, COLLEGE LAW NON-FJC EDUCATIONAL SEMINIAR-3/3/06-3/5/06 	
OKLAHOMA CITY UNIVERSITY LAW SCHOOL NON-FJC EDUCATIONAL SEMINIAR -3/19/06-3/20/06 	
UNIVERSITY UTAH, COLLEGE LAW NON-FJC EDUCATIONAL SEMINIAR -4/5/06-417/06 	
UNIVERSITY CINCINNATI, COLLEGE LAW NON-FJC EDUCATIONAL SBMINIAR-4(7106-4/9/06 	
UNITED STATES ENVIRONMENTAL PROTECTION MEETING SEMINAR WITH ANOTHER GOVERNMENT ENTITY AGENCY 4/26/06-4/28/06 CENTER FOR CIVIC EDUCATION NON-FJC EDUCATIONAL SEMINIAR 5/11/06-5/15/06-
FORDHAM UNIVERSITY GRADUATE SCHOOL 
EDUCATION 

HISPANIC NATIONAL BAR ASSOCIATION MEETING CIRCUIT JUDICIAL COUNCIL COMMITfEES 9/6/06-9/10/06

10.  FEDERAL JUDICIAL CENTER  MEETING SPONSORED THE AO, FJC USSC-11/3/06-11/5/06  
11.  COURT GOVERNANCE ADMINISTRATIVE/MANAGERIAL MEETINGS 11/28/06-11/29/06  
12.  COURT GOVERNANCE ADMINISTRATIVE/MANAGERIAL MEETINGS 12/3/06-12/6/06  

Date Report 
LUCERO, CARLOS 

VII. INVESTMENTS and TR.USTS --income, value, tra11actio11s (Includes those of/he spouse and depelldent c/1i/dren. See pp. 34-60 filing Instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during 
Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting

period 
(2) (2) (3)
(1) 
Place "(X)" after each asset 
Type (e.g. 
Value 
Value

Amount
Identity 
Type (e.g. 

Gain
Date Value 
Code
exempt from prior disclosure 
div., rent, 
Code2 
Method 
Month -Code2 
 buyer/seller
buy, sell, 

Code 
(A-H) inL) 
(J-P) 
Code3 
redemption) 
(if private 
Day (J-P) 

(A-H) 
(Q-W) 
transaction) Rent MOSA COUNTY, 	9J'ARTMENTS, ALAMOSA Rent COUNTY, 
ECTION FARM LAND; Rent COUNTY, SINGLE UNIT RENTAL; ALAMOSA None SEE#4 COUNTY, 
1/2 INTEREST None SEE#5 ARRIBA COUNTY, 	
ACANT LOT; JEFFERSON None COUNTY, 	
LOS HERMANOS LUCEROS, LTD Dividend SEE#l PARTNERSHIP (14% INTEREST) 
CARLOS LUCERO, (100% STOCK) Dividend SEE#2 

.LCM, INC. (100% MlITUAL FUNDS) Dividend SEE#3 

10. AMERITRADE IRA BROKERAGE ACCOUNT  
11. --ICON HEALTHCARE FUND  SELL  05/16  
12. --ICON HEALTHCARE FUND  03/08  
13. --ICON LONG/SHORT FUND Dividend  PART SELL  06/13  

14.  --!SHARES MSC! EMERGING MARKET INDEX  SELL  05/16  
15.  --!SHARES MSC! JAPAN FUND  SELL  11127  
16.  --!SHARES RUSSELL 1000 GROWTH INDEX FUND  SELL  02/15  
17. --RYDEX !NV RUSSELL 2000  SELL  09/29 Income Gain Codes: (See Ollwnns and 04) Value Codes (Sec Columns end 03) Value Method Codes (See Column C2) =Sl,000 less =$50,001  $100,000 .,$15,000 less =$250,001  $500,000 =$25,000,001  $50,000,000 Q=Appraisal =Book Value =Sl.001 -$2,500 =$100,001 -SJ,000,000 =$15,001 -$50,000 =$500,001 -Sl,000,000 =Olst (Rcaf Esla!c Only) V=Olhcr =$2,501 -$5,000 ;,s1,ooo,001 -s5,ooo,ooo =$50,001 -S!00,000 =$1,000,001  $5,000,000 =More lhan $50,000,000 =Assessment W=Estimeled '45,001-SlS,000 =More tbnn $5,000,000 =$100,001 -$250,000 =$5,000,001  $25,00(),000 =Cash Markel =$15,001-$50,000  

Date Report 

LUCERO, CARLOS 
05/14/2007 

VII. INVESTMENTS and TRUSTS --income, value, transaclwns (Includes those oft/re spouse and dependent clrUdren. See pp. 34-60 fillng instroclions.) NONE (No reportable income, assets, transactions.) 

Date Report 
LUCERO, CARLOS 

vn. INVESTMENTS and TRUSTS --income, value, lra11sactlons (Includes those the spouse a11d dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Descri ption Assets  Income during  Gross value end  Transactions during reporting period  
(including trust  assets)  reporting period  reporting period  

(2) 
(2) 
(3)
(1) 
(2) 
Place "(X)" after each asset 
Amount 
Type (e.g. 
Value 
Value 
Value (e.g 

Gain 
Identity 
CO



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