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Judicial Watch • Carlos F Lucero Financial Disclosure Report for 2010

Carlos F Lucero Financial Disclosure Report for 2010

Carlos F Lucero Financial Disclosure Report for 2010

Page 1: Carlos F Lucero Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:8

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:lucero, Carlos F Lucero, Carlos, money, 2010, Market, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Rev. J/2011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) LUCERO, CARLOS Court Organization COURT APPEALS OTH CIR Date Report 05/15/2011 Title (Article Ill judges Indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III JUDGE-ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 1823 STOUT STREET DENVER, 80257 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  PRESIDENT DIRECTOR  CARLOS LUCERO, PROFESSIONAL CORPORATION 

JI. AGREEMENTS, (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

Lucero, Carlos 

Name Person Reporting 
Date Report 

05/15/2011 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) Monthly  Carlos Lucero, P.C. -Annuity payments received for prior services  $22,300.00  
performed for law firm. Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required exceptfor honoraria.) 

SOURCE AND TYPE 
NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 ojjiling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Transportation, Food, Lodging American Bar Association 6/13 -6/17 Mexico City, Mexico Non-FJC Edu Seminar Transportation, Food, Lodging GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE EST ATE MARIA MEDINA INSTALLMENT NOTE PURCHASE I/2 INTEREST INf'"'"j
.,.,."' 
RIO ARRIBA COUNTY, N.M. 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1.001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See ColumnsB and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250,000  
(Sec ColumnsC and DJ) =$250,001 -$500,000 =$500,00 -$1,000.000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
05/15/2011
LUCERO, CARLOS 
VII. INVESTMENTS and TRUSTS income, varue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (!) (2) (I) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000  E=$15,001-$50.000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(Sec Columns and DJ) =$250.00I -$500.000 =$500,00I -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25.000.00I -$50,000,000 =Mor< than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(!) 
Place "(X)" after each asset 
(2) (!) (2) (3) 
Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code
exempt from prior disclosure Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
35. Money Market Fund TDAM  None  See#  
36. Vangu ard Conv Secs BEN INT  None  
37. Fidelity Advisor Ser Floating INC Retail (FFRHX)  None  
38. r:cHARLES SCHWAB CO, INC. BROKERAGE ACCOUNT  
39. --SCHWAB MUNI MONEY FUND  
40. --EQUITABLE LIFE ASSURANCE SOCIETY--ANNUITY  Dividend  See#2  
41. --SAFECO LIFE INSURANCE COMPANY--ANNUITY  Dividend  See#2  
42. --COLORADO BONDSHARES  Dividend  
43. LLC  None  See#  
44. Viento Claro Energy, LLC  None Jncomc Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 (See Columns and D4) =$50,001  $100,000 =$100,001 -$1,000,000 ,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.00 -$250.000 

(See Columns and DJ) =$250,00I -$500,000 =$500.00l -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25.000.000 $25,000,001 -$50,000.000 =More than $50,000,000 
Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment 
(See Column C2) =Book Value =Other =Estimated 

Name Person Reporting 
Date Report 
LUCERO, CARLOS 
05/15/2011 
VIII. ADDITIONAL INFORMATION EXPL ANATIONS. (lndicate partofreport.) 

#2. Assets over $10,000 value consist law partnership income earned prior June 30, 1995 the form annuities. For tax purposes, annuity income 
reported CFL, P.C. own 100% the stock of"Carlos Lucero, PC" however the assets this corporation include only bank account for which the value 
and income amounts are less than the required reporting amounts, i.e. the value less than $5,000 and the income earned less than $200. This corporation does 
receive income the form annuity and reported Part III. 
#3. Assets over $10,000 value consists mutual funds. LCM, Inc corporation owned 
The assets include bank account, certificates deposit, money market account, and Colorado Bondshares mutual fund 
#4. Land was purchased January 2003 for $50,174 from the estate Maria Medina, property subject mortgage (part VI, Line 1). 
#5. Assets LCM LLC consist oil/gas investments through Avanti Exploration, LLC and are believed worthless the close the year. Asset name change from (Money Market Fund TDAM Goverment Port Class line the 2009 FDR (Money Market Fund TDAM) line 2010 
FDR. Asset name change from (Money Market Fund Dividends TDAM Goverment Port Class line the 2009 FDR (Money Market Fund TDAM) 

line 2010 FDR. Asset name change from Diamonds Trust Series Com DIA) line the 2009 FDR SPDR Dow Jones DIA) line 2010 FDR. Asset name change from Diamonds Trust Series Com DIA) line the 2009 FDR SPDR Dow Jones DIA) line 2010 FDR. 

Name Person Reporting 
Date Report 
LUCERO, CARLOS 
05/15/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
signature: CARLOS LUCERO 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544