Skip to content

Judicial Watch • Carlos T. Bea – 2012

Carlos T. Bea – 2012

Carlos T. Bea – 2012

Page 1: Carlos T. Bea – 2012

Category:Federal Judges

Number of Pages:9

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:Traditional, Carlos T Bea, Carlos, shares, 2012, trust, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Ac! 1978
Rev. l/2013 
FOR CALENDAR YEAR 2012 u.s.c. app 101-111; Person Reporting (last name, first, middle initial) Bea, Carlos Court Organization U.S. Court Appeals for the Ninth Circuit Date Report 05/30/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge (Active)  Sa. Report Type (check appropriate type) Nomination Date lnitial [2] Annual Sb. Amended Report Final Reporting Period 01101/2012 12/31/2012 Chambers Office Address 
U.S. Court Appeals for the Ninth Circuit Seventh Street, Suite 205 San Francisco, 94103 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY REE MEN TS. (Reporting individual only; see pp. 14-16 filing ins/ructions.) 
o NONE (No reportable agreements.) 

PARTIES AND TERMS 1/23/1990 	Judges Retirement Systems, State California (PERS) 1/23/1990 	City and County San Francisco Deferred Compensation Plan (Aetna) 

Bea, Carlos 
05/30/2013 
III. NON-INVESTMENT ME. (Reporting individ11a/ and spo11se; see pp. 17-14 filing ins/r11ctions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 
INCOME 2012 
2012 San Francisco Judges' Retirement $97,193.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS --transportafion, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 qffiling instructions.) NONE (No reportable reimbursements.) 
ITEMS PAID PROVIDED rave and food 
Travel, hotel and food George Mason Law School 09/22-28113 Rosslyn, Virginia Attend class -judges Travel, hotel and food Federalist Society 11115-17113 Washington D.C. Moderate panel Travel, hotel, and food 

05/30/2013
Bea, Carlos GIFTS. (/nc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 
Bea, Carlos 
05/30/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spo11se and dependent children; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including tmst assets) reporting period reporting period 
(I) (I) (2) (I) 
(2) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure (A-H) int.) FPA Associates, L.L.C, Newport Beach,  Distribution  Distribution  See Note Part VIII Banco Santander  Interest  See Note Part VIII Trees (Spain)  None  See Note Part VIII UBS Money Fund, Inc. Deposit A/C  Interest ATT, Inc.  Dividend Caterpillar, Inc.  Dividend Chevron Corp.  Dividend Coco Cola  Dividend  
IO. Dodge Cox Stock Fund  Dividend  
11. EMC Corp. MASS  None  
12. Exxon Mobil Corp.  Dividend  
13. Freeport McMoran Copper Gold Inc.  Dividend  
14. !Shares Gold Trust  None  Buy  11/08/12  
15. !shares High Dividend  Dividend  Buy  11/09/12  
16. !Shares High Dividend  Dividend  Buy  09/14/12  
17. IShares High Dividend  None  Sold (part) 1/09112 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000  D=$5.001-$15.000 =$15.001 -$50.000  
(See Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$I 00.00  $250.000  
(See Columns and D3) =$250.00  $500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Ren! Es1ate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =01hcr =Es1imatcd  

Bea, Carlos 
05/30/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent clritdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Descriplion Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) (A-H) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  D=$5.00l-$15.000 =$I 5.00 -$50,000  
(See Columns and D4) =$50.001 -$100.000 4100.001 -$1.000.000 =$1.000.001  $5.000.000 =More 1han $5.000.000 Value Codes =$15.000 less =$15.00  $50.000 =$50.00I -$I 00.000 =$I 00.00 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00  $1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcn1 =Cash Market  
(Sec Column C2) =Book Value  V=:Othcr =Esti_matcd  

05/30/2013
Bea, Carlos 
VII. ESTMENT and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) 
(2) (I) 
(3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Jdentity 
Code 
exempt from prior disclosure 
(A-H) int.) 
(Q-W) 
35. YUM! Brands, Inc.  Dividend  
36. Currency Shares Swiss Franc Trust SHS  None  Sold l/27/l  
37. Currency Shares Japanese Yen Trust SHS  None  Sold  11/27/12  
38. SPDR Gold Trust  Distribution  Sold (part)  03/07/12  
39. Trust IShares SP Global Telecommunications  Dividend  
40. Trust Dodge Cox Stock Fund  Dividend  
41. Trust !Shares Gold Trust  Dividend  Buy  11/20/12  
42. Trust SPDR Gold Trust  None  
43. Trust SPDR SP 500  Dividend  
44. Trust UBS Money Market  Interest  
45. Trust  Distribution  
46. JShares Gold Trust  Dividend  Buy  10118/12  
47. IRA Traditional: UBS Bank Deposit  Interest  
48. IRA Traditional: Dodge Cox Stock Fund  Dividend  
49. IRA Traditional: IShares Tradional: Russell 1000  None  Left off prior report  
50. IRA Traditional: SPDR Gold Trust  None  Buy  06112/12  
51. IRA Traditional: Treasure TIP  Interest  Sold (part)  10/22/12 Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.50 -$5.000 =$5.001 -$15.000 =$15.00t -$50.000  
(Sec Columns and 04) =$50.00t -$100.000 l00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More 1han $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 $25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =CoSI (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Bea, Carlos 

05/30/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions



Sign Up for Updates!