Skip to content

Judicial Watch • Carlos T Bea Financial Disclosure Report for 2005

Carlos T Bea Financial Disclosure Report for 2005

Carlos T Bea Financial Disclosure Report for 2005

Page 1: Carlos T Bea Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:11

Date Created:September 21, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Carlos T Bea, Carlos, states, court, united, 2005, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

UNITED STATES COURT APPEALS 
FOR THE NINTH CIRCUIT SEVENTH STREET, SUITE 205 
SAN FRANCISCO, CALIFORNIA 94103-1526 
CHAMBERS TEL:.415.556.3000
June 30, 2006 
CARLOS TIBURCIO BEA 
U.S. CIRCUIT JUDGE 
Judge Ortrie Smith 
Judicial Conference the United States 
Committee Financial Disclosure 

.....,,=
One Columbus Circle N.S. a-CJ C-rn
Washington, D.C. 20544 ..,, 
o-c=
c.nZ cJ> rrt
CJ1 ::oz R: Calendar Year 2005  f91("") OJ;:>-)> 
-nr 
...,., Dear Judge Smith: 
r:1 ...0 have your letter June 20, 2006. Thank you for your advice regarding 
filling out next report. ,.  
 With respect the paragraph wfoii ;,-;re4t'.ies response: Bedford Ppty Inv. This inyestment was sold 12/29/94. The information should have been reported, and was not, error. The value code was "N''. The gain code was "M". The secuclties were sold national stock exchange n;ot knQw the buyer'.s.identity. San Diego Cnty partn'r smbac S.2So/o 'OS (not' your letter states) were redeemed their n.iaturity date September 2006, resulting 
 .. 
loss $5.10. The gain code'' would.be "J'' Please acknowledge receipt tltjs letter and inform whether anything
further necessary for meto do.  
 
 
U.S. Circuit Judge 
. Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app. JOI-I 11) Date Report Person Reporting (last name, first, middle initial) Court Organization 
Bea, Carlos U.S. Court Appeals,9th Circ .0511512006 Title (Article Ill judgesfodicate active. senior status; Sa. Report Type (check appropriate type) Reporting Period
magistrate judges Indicate full-or part-time) 
01/0112005 Nomination, Date 
Circuit Judge (Active) 
Initial Annual Final 
12/31/2005  
Sb. Amended Report Chambers Office Address the basis the information contained Ibis Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
U.S. Court Appeals, 9th Cir 7th Street, Ste. 205 
San Francisco, 94103 

Reviewing Officer Date 
IMPORTANT NOTES: TheinstrJlctions accompanying this form must followeil. Complete all parts, checking the NONE box/or each parf.where you have reportable information. Sign last page. OSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION ORGANIZATION/ENTITY
-'f'J  
-4, 
.-tf-i. .;.J 
;i:;: 
,.: 
'it.O
r::,.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) NONE (No reportable agreements.) 
.DATE PARTIES AND TERMS 
1123/90 Judges Retirement System (State California) PERS 
1/23/90 City and County San Francisco Deferred Compensation Plan (Aetna) 
1017/03 U.S. Court Appeals -Thrift Savings Plan 

' 
Name non Reporting 
Date Report 
Bea, Carlos 
05/15/2006 
ill. NON-INVESTMENT COME. (Reporting individual and spouse: see pp. 17-u instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) AND TYPE 
(yours, not spouse's) 2005 -LLC 68,279.23 
2.2005 Judges Retirement System 10/4/04 -12/31/03 81,086.00 
United States Court Appeals for the Ninth Circuit, San Francisco 145,392.00 Spouse's Non-Investment Income -I/you were married during any portion the reportingyear, complete this section. (Dollar amount not required except for honoraria.) 
[KJ NONE (No reportable non-investment income.) 

5 JV, REIMBURSEMENTS -transportalion, lodging,food, enterlainmenL (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 
DATE  2005  2005  2005  

FOR CALENDAR YEAR 2005 

From Ill. Nori-Investment Income, 

SOURCE AND TYPE  GROSS INCOME  
ING Life Ins Annuity 4,556.00 Rollover  $28,048.00.  
IRA  $29,450.00  

V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 [RJ NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependnt children. See PP.. 32-34 instruCtions.) NONE (No reportable liabilities.) 
VALUE Visa Credit Cards; First USA Bank, Charges for living expenses, including travel and tuition charges N.A, per license from Visa U.S.A. 
Name Person Reporting 
Date Report 

Bea, Carlos 
05/15/2006

instructions)VII. INVESTMENTS and TRUSTS :... income, value, transactions (includes those o/the spouse and dependent childreTL See pp. 34-57 filing NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (2)  (I}  Ifnot exempt from disclosure  
Amount  Type(c.g.  Value  Value  Type(c.g.  (2)  (3)  (4)  (S}  
Code  div., rent,  Code2  Method  buy, sell,  Dato  Value  Gain  Identity  
(A-H) int.)  (J-P)  Codc  merger,  Month- Code  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction). Dodge Cox Stock Fund Dividend Reinvest sel 12129 NIA Vanguard Calif. Inter. tax Exempt Dividend UBS Money Fund, Inc.  Dividend Russell 1000 Value (IWD)  Dividend  

5.Franklin Templeton Cal Tax Exempt Dividend Fund 
6.Franklin Templeton Cal Tax Free Fund Dividend 
Cal Dept Wtr Res 5.9% '05 Interest 
Cii.l G.O.Ambac.5.5% '09 Interest 
Cal Veteran 5.75%'10 Interest 

10. 
Fresno CaJtPwrsFNG '03 Interest 

11. Lassen Mun Util Rev FSA 4.5% '11  Interest  
 12. Los Angeles Met Serv '11  Interest  
13. San Fran Int'! Airport4% 'JO  Interest  
14. San Mateo Cnty Jr. Pwr 3.6% '09  Interest  
15. IRA-Ford Motor Credit 6.875% '06  Interest  
16. Gen! Motors Corp 7.1% '06  Interest  
17. Target Corp Notes 6.35% '11  Interest Income Gain Codes: =$1,000 orlcss  8=$1,001-$2,500 =$2,501 -$5,000  D=$5,00l -$15,000  E=$15,00l -$50,000  
(Sec Columns andD4)  F=$50,001 -$100,000 =SJ00,001-$1,000,000 =$1,000,001 -$5,000,000 -More than $5,000,000 Value Codes  J=$15,000 less  K-$15,001 -$50,000  L=$50,00I -$100,000  M=SI00,001-$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Yalue Melhod Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =More than $50,000,000  T=CashMlllket  
(See Column C2)  Q-Appniisal  V-c>ther  S=Assessmeot  
U=Book Value  W=Estimatcd  

Date Report 
Name Person Reporting 

05/15/2006
Bea, Carlos 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57 filing i11$1Tuctions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "QC)" after each asset exempt from prior disclosure 
B Income during reporting period Gi:oss value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure  
Amo uni Codet (A-fl)  .Type(e.g. div., ren int)  Value Code (J-P)  Value Melhod CodeJ (Q-W).  Type(e.g. buy, sell, merger, redemption)  (2) Date Monlh-Day  (3) Value Codc2 (J-P)  (4) Gain Code (A-ll)  (5) Identity buyer/seller (if private transaction)  

18. Tsy Note 3.25% '07 Interest 

19. TsyNote 5;0% Interest 

20. TsyNote 5.5% '09 Interest 

21. Tsy Note 6.125% '07 Interest 

22. 
Ford Motor Credit 6.875% '06 Iiiterest 

23. 
Gen! Motors Co1p 7,1 Interest 

24. 
Target Corp NTS 6.35% Interest 

25. Tsy Note 5.0% '11 Interest 26. TsyNote 5.5% '09 intereSt 
27. 
HummertWinblad ill Ltd Part Distribution 

28. Flair Center Monte, Ltd Part Distribution 

29. 
LLC Distribution 

30. Income Gain Codes: =Sl,000 less =SJ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E=SJ5,00J -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less   K=$15,00l -$50,000  L=S50,00J -$100,000 =SI 00,001 -$250,000  
(See Columos .and 03) =$250,001 -SS00,000 =$500,001 -$1,000,000 =$1,000,00J -$5,000,000 =$5,000,001 -$25,000,000  
3.Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2)  Q-:Appraisal  V=Other =Assessment  
U=BookValue  W=Estimated  

.Date Report 
Name Person Reporting 

05/15/2006
Bea, Carlos 

VIII ADDITIONAL INFORMATION EXPLANATIONS. (Jndicaleparto/ReporL) 
Part Assessment Los Angeles County Assessor for tax year 2004-2005 was $1,853,053 for entire property. Filer oV;ns 45% partnership, which owns the land and buildings. 
Name Person Reporting 
Date orReport 

Bea, Carlos 
05/15/2006 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify tht earned Income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY IND WHO KNOWINGLY AND WILFULLY }i'ALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columl:>us Circle, N.E. Washington, D.C. 20544 

SELF INITIATED  
UNITED STATES COURT APPEALS  AMENDMENT  
FOR THE NINTII CIRCUIT SEVENTII STREET, SUITE 205  
SAN FRANCISCO, CALIFORNIA 94103-1526  
CHAMBERS OF  TEL:.415.556.3000  
CARLOS TIBURCIO BEA  
 FAX: 415.556.3001  
U.S. CIRCUIT JUDGE  May 18, 2006  Judge_ Bea@ca9.uscourts.gov Ortrie Smith, Chair Committee Financial Disclosure Administrative Office the 
United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Re: Amendment 2005 Financial Disclosure 
Dear Mr. Smith: 



number.   ';

Sincerely,  
CTB:wk Enclosure 

CLr INI TC[) 
AMENDMENT 
Date Report 
Name Person Reporting 
FlNANCIAL DISCLOSURE REPORT 
05/1512006
Bea, Carlos 
III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
SOURCE  TYPE  (yours, not spouse's) 2005  -LLC 68,279.23 2005 Judges Retirement System I0/4/04 -12/31/03 81,086.00 
3.2005 United States Court Appeals for the Ninth Circuit, San Francisco 145,392.00 Spouse's Non-Investment Income -./fyou were married during any portion the reporting yea, complete this section. (Dollar amount not required except for honoraria.) 
[R] NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS -transportaJion, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) NARTC (National Association Railroad Trial Counsel) 10/23-24/05, Combined Regional Annual meeting the Southwest and Pacific Regions, (Transportation, Meals, and Room)