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Judicial Watch • Carol B. Amon – 2012

Carol B. Amon – 2012

Carol B. Amon – 2012

Page 1: Carol B. Amon – 2012

Category:Federal Judges

Number of Pages:15

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Carol B Amon, Carol, Estimated, Estate, 2012, Gross, Market, assets, transactions, Codes, dividend, reporting, Federal Judge, income, Judge


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POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 

POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Amon, Carol 
08113/2013 
Ill. 0N-INVESTMENT INC 0ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2012 Brooklyn Law School -Teaching $1,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Self-Employed Attorney -Law Partnership Distribution 
JV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) Maritime Law Association November 2012 NY,NY Dinner Food the United States 

Amon, Carol 
08113/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
DESCRIPTION VALUE CODE Passumpsic Bank Mortgage rental property -Newport, Vermont (Part VII, Line 19) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
IRA Accts Citibank, Bklyn,NY Dividend Fidelity Ad.DynamicCapita!AppFud Law Partnership,Cap.Acct 	None 
Pension Plan Interest 
PrfShrPian Interest 
Citibank N.A., Money Market Interest 	
FidelityContraFund Dividend 	
Fidelity lndependenceFund Dividend 
Aim Dynamics Class (Name change  Dividend  
Invesco/ Aim  
Fidelity Ad. Equity Growth  Dividend  

IO. 	Fidelity Ad. Tech Fund 
11. 	
Legg Mason Partners Financial Services Fund 

12. 	
Legg Mason Partners Large Cap Value Fund 

13. 	
MFS Moderate Allocation 

14. 	
Chase Select Checking 	Encore Networks, Inc. (See VIII) 
16. 	
Rental Property Newport, (See VIII) 

17. 	
Equitable Variable Life Policy Income Gain Codes: =$1,000 less (Sec Columns and D4) =$50.001 -$100.000 
2.Value Codes 	J=$15,000or less (See Columns and D3) =$2 50.001  $500.000  Dividend  Dividend  Dividend  Dividend  Interest  
None  
None  Interest =$1,001 -$2.500 =$100.001 -$1.000.000 
K=$1 5.001 -$50.000 
0=$500.00 -$1.000.000 =$25.000.001  $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  
(Sec Column C2) =Book Value =Other  
c=$2.501 -$5.000 Ill =$1.000.001 -$5.000.000 =$50.00  $100.000 =$1.000.001. $5.000.000 =More than $50.000.000 =Assessment W=Estimated  D=$5.001 -$1 5.000 112 =Moic than $5.000.000 =$100.001 -$250.000 =$5.000 .001 -$2 5.000.000 T=Cash Market  E=$1 5.001 -$50,000  

Amon, Carol 
08/13/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fit inc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(l) 
(2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18.  Alternative Construction Tech, Inc. (See VIII) (Y)  

19. 
Rental Property Newport, (See VIII) Rent 

20. 
Cranston II. LLC (See VIII) (Y) 

21. 
Aim Technology Dividend Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.501 -$5,000  0=$5,001 -$15,000 =$15.001-$50.000  
(See Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 lcss  K=$15.001 -$50.000  L=$50.001 -$100.000 =$I 00.00 -$250.000  
{See Columns and 03)  N=$250.001 -$500.000  0=$500.00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50 .000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column CZ) =Book Value  V""Othcr  W=Estimated  

Amon, Carol 
08113/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemptibn)  (J-P)  (A-H)  (if private  

transaction) Co. Dividend Buy 07112112 (add'!) 
36. Arthur Gallagher Co. Dividend Buy 04/20/12 Amon, Carol Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 I00.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 I00.000 =$!00.001 -$250 .000  
(Sec Columns and 03)  N=$250.001 -$500.000 =$500.00  $1.000.000 =$1.000.001 -$5.000. 000 =$5.000.001 -$25.000.000  
1'3 =$25.000.00  $50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

08113/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
52. Coca-Cola Co. Dividend Buy 03/14/12 
Coca-Cola Co. Dividend Buy 07112/12 (add'!) 
Conoco Phillips Dividend Buy 03/14/12 Incom Gain Codes: =$I .000 less =$1.001  $2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.00  $50.000  
(Sec Columns and 04) =$50.001 -$!00.000 I00.00  $1.000.000  Ill =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes  J=$15 .000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Ass essment =Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes 11iose spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting penod ofreporting period Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2,501 -$5.000  D=$5.00! -$15.000 =$15.001 -$50.000  
(See Columns and D4) =$5 0.001 -$!00.000 I00.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than .000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00.000 !00.00 -$250.000  
(Sec Columns and DJ) =$250.00 $500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25 .000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Amon, Carol 
08/13/2013

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$!00.000 I00.001 -$1.000.000 =$1.000.001 -$5.000.000  fl2 =More than $5.000.000 Value Codes =$15,000 less  K=$15.001 -$50.000  L=$50.00 -$100.000 =$100.001 -$250.000  
(See Columns and DJ) =$250.001 -$500.000  0=$500,00t -$1.000.000 =$1.000.001 -$5. 000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Amon, Carol 
08113/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (4) 
Place "{X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
(Q-W) transaction) 
103. 
Molex Inc. Dividend Buy 03/14/12 

104. 
Mondelez Int'! Dividend Buy 12/19/12 

105. 
Nextera Energy Inc. Dividend Buy 03/14112 Income Gain Codes: =$I ,000 Jess =$1 .001 -$2,500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and D4)  F=$50.001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000  L=$50.00I -$I 00.000 =$!00.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 45.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value  V=Other  W=Estimated 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (A-H) (if private 
(Q-W) 	transaction) 
120. 	
Pfizer Inc. Dividend Buy 07116112 (add'!) 

121. 
People's United Financial Dividend 	Buy 03/14/I2 

122. 
People's United Financial Dividend 	Sold 06127112 
(part) Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 '$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100,00 -$250.000  
{Sec Columns and 03)  N=$250.00 -$500.000 =$500.00 -$1.000.000 =$t.OOO.OOI -$5.000.000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment  T=Cash Market  
{Sec Column C2) =Book Value  V=Othcr  W=Estimated 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) 
(I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
137. 
Snap Dividend Sold 07131/12 (part) 

138. 
Southern Co. Dividend Buy 03/14/12 

139. 
Southern Co. Dividend Sold 06/20/12 

140. 
Petra Energy Corp. Dividend Buy 03/14/12 

141. 
Petra Energy Corp. Dividend Buy 07/16/12 (add'!) 

142. Rowe Price Group Inc. Dividend Buy 03/14/12 Jncomc Gain Codes: =$1.000 less =$1.001 -$2.500 42.501 -$5.000 =$5.001 -$15.000  E=$15.001-$50.000  
(See Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$100.000 =$100.001 -$250.000  
(See Columns and =$250.00I -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes """Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2}  U=Book Value =Other =Estimated  

Amon, Carol 
08/13/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes t110se spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
 

(I) (2) (I) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mmlddlyy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
154.  Williams Sonoma Inc.  Dividend  Buy (add'!)  04104112  
155.  Williams Sonoma Inc.  Dividend  Buy (add'!)  12/I0/12  
156.  Wells Fargo Co.  Dividend  Buy  03/14/12  
157.  Wells Fargo Co.  Dividend  Buy (add'!)  07/16/12  
158.  Yum Brands  Dividend  Buy  12110/12 Income Gain Codes: 41.000 less  B=$ 1,00l -$2,500  c=$2. 501 -$5,000 =$5,001 -$15.000 =$15,00 -$50.000  
{See Columns and D4)  F=$50.00l -$100.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.00 -$I 00.000 !00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00I -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.00I -$25.000.000  
'P3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Apprai sal =Cost {Real Estate Only) =Assessment =Cash Market  
{Sec Column C2) =Book Value  V=Othcr =Estimated  

08/13/2013
Amon, Carol 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
Re: Part VII 
Item -Market value vested options less exercise price 12/31/11. 

Item -Rental property located City ofN.ewport, Chittendon County, Vermont; 1994. Value date acquired -$200,000. 
Item -Full description -Alternative Construction Tech, Inc., FIKJA Alternative Consruction Co., Inc. (Restricted Stock). 
Item -Rental property located City Newport, Chittendon County, Vermont September 2005. Purchase price -$220,000. 

Item -Interest Cranston II, LLC owned through Denmark Management, LLC. 
Item -Asset management 

Item -Managed Asset Account Spoleto Corp. 

Amon, Carol 
08/13/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Carol Amon 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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