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Judicial Watch • Carolyn D. King – 2006

Carolyn D. King – 2006

Carolyn D. King – 2006

Page 1: Carolyn D. King – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 19, 2007

Date Uploaded to the Library:November 10, 2014

Tags:Issuer, Carolyn D King, carolyn, bonds, stock, 2006, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  /OJ-11/) Person Reporting (last name, first, middle Initial) KING, CAROLYN Court Organization U.S. COURT APPEALS 5TII CIR. Date Report 04/2712007 Title (Article Ill judges indicate active senior status; magistrate judges Indicate full-or part-time) U.S. CIRCUIT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) Npmination, Date Initial Annual Final Reporting Period 01/01/2006 2/3112006 
Sb. Amended Repon Chambers Office Address U.S. COURTHOUSE, ROOM 11020 515 RUSK AVENUE HOUSTON; 77002-2694 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete allparls, checking the NONE box for each parl where you have reporlable information. Sign last page. POSITIONS. (Reporting individual only; pp. 9-13 a/instructions.) NONE (No reportable positions.) POSffiON NAME ORGANIZATION/ENTITY MEMBER BOARD DIRECTORS SOUTH TEXAS COLLEGE LAW RESEARCH FELLOW THE CENTER FOR AMERICAN AND INTERNATIONAL LAW (FORMERLY SOUTHWESTERN LEGAL FOUNDATION) MEMBER COUNCIL AMERICAN LAW INSTITUTE MEMBER ADVISORY BOARD THE CENTER FOR THOMISTIC STUDIES, UNIVERSITY SAINT THOMAS MEMBER ADVISORY BOARD THE JUDICIAL OUTREACH PROGRAM AMERICAN SOCIE1Y INTERNATIONAL LAW 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[Kl NONE (No reportable agreements.) 
 
 
 
KING, CAROLYN 
04/2712007 
 
 
III. NON-INVESTMENT INCOlIB. (Reporting individual andspouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[R] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE Spouses Non-Investment Income I/you were married during anJ portion the reporting 1ear, complete this section. 
(Dollar amount not rf!l/uired except for honoraria.) NONE (No reportable non-investment income.) 
 
 
JV REINIBURSE11ENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE AMERICAN SOCIETY INTERNATIONAL LAW MEETING JUDICIAL ADVISORY GROUP; REIMBURSEMENT AIRFARE, ROOM CHARGE AND CABS; NEW YORK, NY; JAN 11-13, 2006 SYRACUSE UNIVERSITY RECEIPT HONORARY DEGREE; COST AIRFARE, ROOM CHARGE AND MEALS; SYRACUSE, NY; MAY 12-14,2006 
ROMAN CATHOLIC DIOCESE CORPUS CHRISTI SPEAK RED MASS; REIMBURSEMENT AIRFARE, ROOM CHARGE, MEALS AND CABS; CORPUS CHRISTI, TX; OCT 4-5, 2006 
SOUTHERN METHODIST UNIVERSITY JUDGE MOOT COURT COMPETITION; REIMBURSEMENT AIRFARE; DALLAS, TX; OCT 18, 2006 AMERICAN LAW INSTITUTE AITEND COUNCIL MEETING; REIMBURSEMENT AIRFARE, ROOM CHARGE, 
MEALS AND CABS; NEW YORK, NY; OCT 18-19, 2006 
 
 
KING, CAROLYN 
V IFf (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IBJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
 
 
KING, CAROLYN 
04/27/2007 
vn. INVESTMENTS and TRUSTS -income, value, transactWns (Includes those the spouse and dependent children. See pp. 34-60 filing instructians.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type(e.g. Date Value Gain Identity 
CodeI div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Compass Bank Houston, (Money Market) .25% Aorida State Board Education Bonds Due 6/1/2010 Interest Interest Partial Red. 6/1 Issuer Citigroup Common Stock (formerly Citicorp) Dividend Pfizer Common Stock Daily Tax Free. Income Fund Dividend Interest Redeem 217 Issuer Buy 1014 Issuer J.P. Morgan Chase Common.Stock (formerly J.P. Morgan Co.) General Electric Co. Common Stock Dividend Dividend Atlanra; Bonds Due 1211/2009 Interest Partial Red. 1211 Issuer 
10. 4.85% University North Carolina-Chapel Hill Rev. RFDG Interest 
11. Bonds Due 1111/2010 
12. Wisconsin Bonds Due 5/1/2014 Interest Redemption 5/1 Issuer 
13. Intel Corp Common Stock Dividend Sell 9127 
14. IBM Common Stock Dividend 
15. 4.3% Jupiter Isl. Aorida Util. Syst Due 10/1/2007 16. Exxon Mobil Corp. Common Stock Interest Dividend 
17. Compass Bank Checking Account the None Income Gain Codes: =SI ;000 less =Sl.001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=S50,001-$100,000 =SI00,001 -$1,000,000 =SI ,000,001 -$5,000,000 =Mon: than $5,000,000 Value Codes =$15,000 less =SI 5,001 -$50,000 =$50,001 -$100,000 =SJ00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =SI ,000,001 -$5,000,000 =$5,000,0QJ -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal =Other =Assessment =Book Value =EstimBled 
 
KING, CAROLYN 
04127/2CXJJ 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent ehildren. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt !Tom prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Name 18. 
19. Rowe Price Small Cap Value Fund Distribution 
20. Dividend 
21. Rowe Price New Era Fund Distribution 
22. Dividend 
23. Morgan Stanley Co. (cash balance brokerage account) Interest 
24. Mesquite, !SD Due 8/15/2012 Interest 
25. Azle, !SD Series 4.875% Due 2115/201 Interest Redemption 2115 Issuer 
26. Northwestern Mutual Whole Life Policies See Part VIII Dividend 
27. Abbott Labs Common Stock Dividend 
28. Cisco Systems Common Stock None 
29. Illinois Tool Works Inc Common Stock Dividend 
30. 4.00% Texas State Pub Fin Gen Oblig Bonds Due 10/1/2006 Interest Redemption 10/2 Issuer 
31. 5.25% Indiana St. Office Bldg. Comm. Bonds Due 7/1110 Interest 
32. Amoco PLC Dividend 
33. Microsoft Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =SS0,001 -$100,000 =SI00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=$50,001 -$100.000 =SI00,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cosl (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) Q=Appraisal =Other =Assessment =Book Value =Estimated 
 
 
KING, CAROLYN 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions crnc1at1es th11se the spouse and dependent children. See pp. 34-60 filing instructi11ns.> NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code! div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
34. MedcoHealth Solutions, Inc. Nooe 
35. 3.25% Danbury, Connecticut Bonds Due 8/112010 Interest 
36. California Economic Recovery Bonds Due 7/1/2015 Interest 
37. Wells Fargo Co. Dividend 
38. Procter Gamble Common Stock Dividend 
39. 3.8% State Thruway Aul Geo. Rev. Bonds Due 111/2015 Interest 
40. Denver Colo City Coty Rev. Bonds Due 9/1/2015 Interest 
41. 3.125%US Treasury Note Due 1/31/2007 Interest 
42. Morgan Stanley Institutional Funds Interest Buy 2/8 Issuer 
43. Redeem 10/3 Issuer 
44. Akron, CTFS PARTN Bonds Due 1210112017 Interest Buy 2/16 
45. Corpus Christi, Util Sys Rev Bonds Due 7/15/2012 None Buy 10/13 Income Gain Codes: =$1.000 orless =$1,001 -$2,500 =$2,SOI -$5,000 D=$5,001 -$15,000 E=$15.001 -$50,000 (Sec Columns and 04) =550,001 -$100,000 G=$100,001 -$1,000,000 =$1,000,00J -$5,000.000 =Mon: than $5,000,000 Value Cod =$15,000 less =SJS,OOJ -$50,000 L=SSO.OOJ -SJ00,000 M=SJ00,001 -$250,000 (Sec Columns and 03) 
N=$250,001 -$500,000 0=$500,00J -$1,000,000 =$1,000,00J -$5,000,000 =$5.000.00J -$25,000,000 =$25,000,00J -$50,000,000 P4=Mo than $50,000,000 (Sec Column C2) V=Othcr Value Method Codes =Cost (Real Estate Only) =Cash Market 
Q=Appraisal s=Assessment =Book Value =Estimated 
 
04/27/2007 
KING, CAROLYN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting n.on-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE TIIlS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544