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Judicial Watch • Carolyn D King Financial Disclosure Report for 2006

Carolyn D King Financial Disclosure Report for 2006

Carolyn D King Financial Disclosure Report for 2006

Page 1: Carolyn D King Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 19, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Issuer, Carolyn D King, carolyn, bonds, stock, 2006, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  /OJ-11/) Person Reporting (last name, first, middle Initial) KING, CAROLYN Court Organization U.S. COURT APPEALS 5TII CIR. Date Report 04/2712007 Title (Article Ill judges indicate active senior status; magistrate judges Indicate full-or part-time) U.S. CIRCUIT JUDGE (ACTIVE)  Sa. Report Type (check appropriate type) Npmination, Date Initial Annual Final Reporting Period 01/01/2006 '2/3112006  
Sb. Amended Repon Chambers Office Address U.S. COURTHOUSE, ROOM 11020 515 RUSK AVENUE HOUSTON; 77002-2694 the basis the Information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete allparls, checking the NONE box for each parl where you have reporlable information. Sign last page. POSITIONS. (Reporting individual only; pp. 9-13 a/instructions.) NONE (No reportable positions.) POSffiON NAME ORGANIZATION/ENTITY MEMBER BOARD DIRECTORS SOUTH TEXAS COLLEGE LAW  RESEARCH FELLOW  THE CENTER FOR AMERICAN AND INTERNATIONAL LAW (FORMERLY SOUTHWESTERN LEGAL FOUNDATION)  MEMBER COUNCIL  AMERICAN LAW INSTITUTE  MEMBER ADVISORY BOARD  THE CENTER FOR THOMISTIC STUDIES, UNIVERSITY SAINT THOMAS  MEMBER ADVISORY BOARD THE JUDICIAL OUTREACH PROGRAM  AMERICAN SOCIE1Y INTERNATIONAL LAW  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[Kl NONE (No reportable agreements.) 

KING, CAROLYN 
04/2712007 

III. NON-INVESTMENT INCOlIB. (Reporting individual andspouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[R] NONE (No reportable non-investment income.) 

SOURCE AND TYPE Spouse's Non-Investment Income I/you were married during anJ portion the reporting 1ear, complete this section. 
(Dollar amount not rf!l/uired except for honoraria.) NONE (No reportable non-investment income.) 

 
JV REINIBURSE11ENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE  AMERICAN SOCIETY INTERNATIONAL LAW  MEETING JUDICIAL ADVISORY GROUP; REIMBURSEMENT AIRFARE, ROOM CHARGE AND CABS; NEW YORK, NY; JAN 11-13, 2006  SYRACUSE UNIVERSITY  RECEIPT HONORARY DEGREE; COST AIRFARE, ROOM CHARGE AND MEALS; SYRACUSE, NY; MAY 12-14,2006 
ROMAN CATHOLIC DIOCESE CORPUS CHRISTI SPEAK RED MASS; REIMBURSEMENT AIRFARE, ROOM CHARGE, MEALS AND CABS; CORPUS CHRISTI, TX; OCT 4-5, 2006 
SOUTHERN METHODIST UNIVERSITY JUDGE MOOT COURT COMPETITION; REIMBURSEMENT AIRFARE; DALLAS, TX; OCT 18, 2006  AMERICAN LAW INSTITUTE  AITEND COUNCIL MEETING; REIMBURSEMENT AIRFARE, ROOM CHARGE,  
MEALS AND CABS; NEW YORK, NY; OCT 18-19, 2006 

KING, CAROLYN 
V IFf (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IBJ  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION 

KING, CAROLYN 
04/27/2007
vn. INVESTMENTS and TRUSTS -income, value, transactWns (Includes those the spouse and dependent children. See pp. 34-60 filing instructians.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
CodeI  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Compass Bank Houston, (Money Market) .25% Aorida State Board Education Bonds Due 6/1/2010  Interest Interest  Partial Red.  6/1  Issuer Citigroup Common Stock (formerly Citicorp)  Dividend Pfizer Common Stock Daily Tax Free. Income Fund  Dividend Interest  Redeem  217  Issuer  Buy  1014  Issuer J.P. Morgan Chase Common.Stock (formerly J.P. Morgan Co.) General Electric Co. Common Stock  Dividend Dividend Atlanra; Bonds Due 1211/2009  Interest  Partial Red.  1211  Issuer  
10. 4.85% University o'f North Carolina-Chapel Hill Rev. RFDG  Interest  
11. Bonds Due 1111/2010  
12. Wisconsin Bonds Due 5/1/2014  Interest  Redemption  5/1  Issuer  
13. Intel Corp Common Stock  Dividend  Sell  9127  
14. IBM Common Stock  Dividend  
15. 4.3% Jupiter Isl. Aorida Util. Syst Due 10/1/2007 16. Exxon Mobil Corp. Common Stock  Interest Dividend  
17. Compass Bank Checking Account the  None Income Gain Codes: =SI ;000 less =Sl.001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04)  F=S50,001-$100,000 =SI00,001 -$1,000,000 =SI ,000,001 -$5,000,000 =Mon: than $5,000,000 Value Codes =$15,000 less =SI 5,001 -$50,000 =$50,001 -$100,000 =SJ00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =SI ,000,001 -$5,000,000 =$5,000,0QJ -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal =Other =Assessment =Book Value =EstimBled  

KING, CAROLYN 
04127/2CXJJ 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent ehildren. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt !Tom prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Name 18.  
19. Rowe Price Small Cap Value Fund  Distribution  
20.  Dividend  
21. Rowe Price New Era Fund  Distribution  
22.  Dividend  
23. Morgan Stanley Co. (cash balance brokerage account)  Interest  
24. Mesquite, !SD Due 8/15/2012  Interest  
25. Azle, !SD Series 4.875% Due 2115/201  Interest  Redemption  2115  Issuer  
26. Northwestern Mutual Whole Life Policies See Part VIII  Dividend  
27. Abbott Labs Common Stock  Dividend  
28. Cisco Systems Common Stock  None  
29. Illinois Tool Works Inc Common Stock  Dividend  
30. 4.00% Texas State Pub Fin Gen Oblig Bonds Due 10/1/2006  Interest  Redemption  10/2  Issuer  
31. 5.25% Indiana St. Office Bldg. Comm. Bonds Due 7/1110  Interest  
32. Amoco PLC  Dividend  
33. Microsoft  Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =SS0,001 -$100,000 =SI00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50,001 -$100.000 =SI00,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cosl (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column C2)  Q=Appraisal =Other =Assessment =Book Value =Estimated  

KING, CAROLYN 
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions crnc1at1es th11se the spouse and dependent children. See pp. 34-60 filing instructi11ns.> NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code!  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

34. MedcoHealth Solutions, Inc.  Nooe  
35. 3.25% Danbury, Connecticut Bonds Due 8/112010  Interest  
36. California Economic Recovery Bonds Due 7/1/2015  Interest  
37. Wells Fargo Co.  Dividend  
38. Procter Gamble Common Stock  Dividend  
39. 3.8% State Thruway Aul Geo. Rev. Bonds Due 111/2015  Interest  
40. Denver Colo City Coty Rev. Bonds Due 9/1/2015  Interest  
41. 3.125%US Treasury Note Due 1/31/2007  Interest  
42. Morgan Stanley Institutional Funds  Interest  Buy  2/8  Issuer  
43.  Redeem  10/3  Issuer  
44. Akron, CTFS PARTN Bonds Due 1210112017  Interest  Buy  2/16  
45. Corpus Christi, Util Sys Rev Bonds Due 7/15/2012  None  Buy  10/13 Income Gain Codes: =$1.000 orless =$1,001 -$2,500 =$2,SOI -$5,000 D=$5,001 -$15,000 E=$15.001 -$50,000 (Sec Columns and 04) =550,001 -$100,000 G=$100,001 -$1,000,000 =$1,000,00J -$5,000.000 =Mon: than $5,000,000 Value Cod =$15,000 less =SJS,OOJ -$50,000 L=SSO.OOJ -SJ00,000 M=SJ00,001 -$250,000 (Sec Columns and 03) 
N=$250,001 -$500,000 0=$500,00J -$1,000,000 =$1,000,00J -$5,000,000 =$5.000.00J -$25,000,000 =$25,000,00J -$50,000,000 P4=Mo"' than $50,000,000 (Sec Column C2) V=Othcr Value Method Codes =Cost (Real Estate Only) =Cash Market 
Q=Appraisal s=Assessment =Book Value =Estimated 

04/27/2007
KING, CAROLYN
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting n.on-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE TIIlS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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