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Judicial Watch • Carolyn D King Financial Disclosure Report for 2007

Carolyn D King Financial Disclosure Report for 2007

Carolyn D King Financial Disclosure Report for 2007

Page 1: Carolyn D King Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:9

Date Created:November 18, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Carolyn D King, carolyn, board, American, 2007, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) KING, CAROLYN Court Organization U.S. COURT APPEALS 5TH CIR. Date Report 0410212008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE (ACTIVE)  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Sb. Amended Report Reporting Period Ol/Ol/2007 12/31/2007 Chambers Office Address U.S. COURTHOUSE, ROOM 1020 RUSK VENUE HOUSTON, 77002-2694 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have .reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY  MEMBER BOARD DIRECTORS  SOUTH TEXAS COLLEGE LAW  RESEARCH FELLOW  THE CENTER FOR AMERICAN AND INTERNATIONAL LAW (FORMERLY  
SOUTHWESTERN LEGAL FOUNDATION)  MEMBER COUNCIL AND COUNCIL'S EXECUTIVE  AMERICAN LAW INSTITUTE  
COMMITTEE  

MEMBER ADVISORY BOARD THE CENTER FOR THOMISTIC STUDIES, UNIVERSITY SAINT THOMAS  MEMBER PRESIDENT'S BOARD ADVISORS  UNIVERSITY SAINT THOMAS  MEMBER ADVISORY BOARD THE JUDICIAL  AMERICAN SOCIETY INTERNATIONAL LAW  
OUTREACH PROGRAM  MEMBER BOARD TRUSTEES  BAYLOR COLLEGE MEDICINE  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2J NONE (No reportable agreements.) 

0410212008
KING, CAROLYN 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 09/20/2007  AMERICAN JUDICATURE SOCIETY -EDWARD DEVITT 15,000  
DISTINGUISHED SERVICE JUSTICE AWARD Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
2007 

JV. REJMB URSEMENTS -transportation, lodging, food, ent ertainment. (Includes those spouse and dependenl children; see pp. 25-27 filing ins/ructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  AMERICAN SOCIETY INTERNATIONAL LAW  JANUARY 24,2007  WASHINGTON,  ASIL MEETING  REIMBURSEMENT AIRFARE AND GROUND TRANSPORTATION  

Date Report 
KING, CAROLYN 
04/02/2008  AMERJCAN LAW INSTITUTE  OCTOBER 17-19, 2007  NEW YORK,  ATTEND COUNCIL MEETING  REIMBURSEMENT LODGING, MEALS AND AIRFARE  AMERlCAN LAW INSTITUTE  DECEMBER 6-7, 2007  PHILADELPHIA,  ATTEND COUNCIL MEETING  REIMBURSEMENT LODGING, MEALS, GROUND TRANSPORTATION AND AIRFARE  

04/02/2008
KING, CAROLYN GIFTS. (Includes tltose spouse and dependent children; see pp. 28-31 filing instructions.) 

DESCRIPTION 	VALUE 
VI. LIABILITIES. (foc/udes those spouse and dependent children; see pp. Jl-33 filing instructions.) 	NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 2007 	See attached report  

04/02/2008
KING, CAROLYN 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X) after each asset exempt from prior disclosure  (1) Amount Code (A-1-1)  (2) Type (e.g., div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (1) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and 04) =$50,001  $100,000 =$100,001 -Sl ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

04/02/2008
KING, CAROLYN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (l)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. Rowe Price New Era Fund  Distribution  
19.  Dividend  
20. Morgan Stanley Co. (cash balance brokerage account)  Interest  
21. Mesquite, !SD Due 8/15/2012  Interest  Redeem  8/15  Issuer  
22. Northwestern Mutual Whole Life Policies -See Part VIII  Dividend  
23. Abbott Labs Common Stock  Dividend  
24. Cisco Systems Common Stock  None  
25. Illinois Tool Works Inc Common Stock  Dividend  
26. 5.25% Indiana St. Office Bldg. Comm. Bonds Due 7/1/10  Interest  
27. Amoco PLC  Dividend  
28. Microsoft  Dividend  
29. MedcoHealth Solutions, Inc.  None  
30. 3.25% Danbury, Connecticut Bonds Due 8/1/2010  Interest  
31. California Economic Recovery Bonds Due 7/1/2015  Interest  
32. Wells Fargo Co.  Dividend  
33. Procter Gamble Common Stock  Dividend  
34. 3.8% State Thruway Aut. Gen. Rev. Bonds Due 1/1/2015  Interest Income Gain Codes: =$1,00-0 less  8=$1,001-$2,50-0 =$2,501 -$5,000 =$5,00 I-$I 5,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00I -$100,000 =$I 00,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,0-0 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

KING, CAROLYN 
04/02/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place 11(XY' after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (!)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,00t -$1,000,000 =$1,000,00 -$5,000,000  f!2 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and. D3) =$250,001-$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

KING, CAROLYN 
04/02/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndica/eparto/Reporl) response Part VII have reported the aggregate cash surrender value for the whole life policies. response Part VII have shown the aggregate amount the dividends those policies, which are used pay the premiums and increase the cash surrender value. 

04/02/2008
KING, CAROLYN 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILSTO FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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