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Judicial Watch • Catharina D. Haynes – 2012

Catharina D. Haynes – 2012

Catharina D. Haynes – 2012

Page 1: Catharina D. Haynes – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Catharina D Haynes, Catharina, Haynes, Thompson, vanguard, 2012, assets, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Haynes, Catharina Court Organization Fifth Circuit Date Report 04/15/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Active Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
1100 Commerce Street 
Rm. 1452 
Dallas, TX75242 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT!0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION 	
Advisory Board Member Emory University School Law Alumni Advisory Board (term began the Fall 2012)( see note Section VIII) 
Board Member 	Appellate Judges Education Institute 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

04115/2013
III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Thompson Knight Law Partnership Income 

IV. REIMBURSEMENTS --transportation, /odging,food, entertainment.  American Bar Association  Feb. 2-6,2012  New Orleans, La.  ABA Mid-Year Appellate Judges Conference Exec. Meeting  lodging  American Bar Association  Apr. 19-21, 2012  Washington, D.C.  Speaker Litigation Section CLE  transportation, lodging, meals  

Emory University School  Oct. 5-6, 2012  Atlanta,  Judging Moot Court  lodging, transportation, meals 
Law (see note Sect. Vil!)  Competition 

Date Report 
Haynes, Catharina 
04/15/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 

instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

04/15/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  CodeI  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Bank America Accounts  Interest Janus Money Fund  Interest Rowe Price (TRP) Prime Reserve Fund  Interest TRP New Income  Dividend TRP International Stock  Dividend  Buy  5115112  Buy (add'!)  9115112 TRP New America Growth  Dividend TRP Health Science Fund  Dividend  Buy  5115112  Buy (add'!)  9115112  
10. TRP Tax Efficient Equity  Dividend  Buy  5/15/12  
11. TRP Tax Free Income  Dividend  Buy  1/10/12  
12. TRP Tax Free Short Intermediate  Dividend  
13. IBM  Dividend  
14. Motorola Solutions Inc. (MS!)  Dividend  
15. Motorola Mobility Holdings Inc. (MM!) (see Section VIII)  None  Redeemed  5/22/12 Franklin Mutual Shares Class  Dividend  Buy  5/17/12  
17. Janus Fund  Dividend Income Gain Codes: =$1,000 less ,00 -$2.500 =$2. 501 -$5.000 5.001 -$15.000 15. 001 -$50.000  
(See Columns and 04) 50.001 -$1 00.000 =$100.001 -$1.000.000 =$1 .000.001 -$5.000.000  112 =More than $5.000. 000  
2.Value Codes J=$1 5.000orlcss =$15,001  $50.000 =$50.001 -$100.000 =$1 00.001 -$2 50. 000  
(See Columns and 03) =$250.001 -$500.000 500.00 -$1 .000. 000 =$1.000.001 -$5, 000.000 =$5.000.001 -$2 5,000.000 =$25.000,00 -$50.000. 000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Haynes, Catharina 
04/15/2013

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (I) (I) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. TRP Capital Appreciation  Dividend  Buy  3/23/12  
19. TRP Equity Income Fund  Dividend  Redeemed (part)  06/01/12  
20.  Buy  1/10/12  
21. Vanguard REIT Fund  Dividend  Buy  05/16/12  
22.  Buy (add'!)  914112  
23.  Buy (add'!)  10/19/12  
24. Vanguard 500 Index Fund  Dividend  Buy  9/4/12  
25. Vanguard Small Cap  Dividend  Buy  914112  
26. Savings Bond  Dividend  
27. TRP Retirement 2020 (IRA)  Dividend  
28. TRP Retirement 2030 (IRA)  Dividend  
29. Thompson Knight Partnership Equity  None  Buy  12/31/12  
30. Emp. Ret. Plan  Dividend  
31. -Vanguard Institutional Fund,  
32. -Vanguard Growth Fund  
33. -Black Rock Bond Fund  
34. State ofTx. Judicial Retirement Equity  Interest Income Gain Codes: 41.000or lcss =$1.00 -$2.500 =$2.501 -$5.000  045.001 -$1 5.000 =$15.00 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 41.000 .001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$1 5,001 -$50.000 50.001 -$100,000 =$100.001 -$250.000  
(See Columns and 03) =$2 50.00 -$500.000 =$500.001 -$1 .000.000 =$1 .000.001 -$5,000.000 =$5,000,001  5,000,000 =$2 5.000.00 -$50.000.000 =More than $50.000.000 YaJuc Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

04/15/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions (Includes those spo11se and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

{I) (2) 
(2) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  CodeI  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  CodeI  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Texas County District Retirement System  Interest  
36. TRP Small Cap. Value  Dividend  
37. Thompson Knight 401K (see note VIII)  Dividend  
38. -Vanguard Wellington Fund  
39. -Vanguard Institutional Fund  
40. -Stable Value Fund  
41. -Fidelity Freedom 2025  
42. TRP Financial Services (IRA)  Dividend  Redeemed (part)  06101112  
43. TRP Global Stock (IRA)  Dividend  Redeemed (part)  03/23/12  
44.  Redeemed (part)  06/01/12  
45. TRP Media Telecommunications (IRA)  Dividend  Redeemed (part)  06/01/12  
46. TRP New Era (IRA)  Dividend  Redeemed (part)  06/01/12  
47. TRP Spectrum Growth (IRA)  Dividend  Redeemed (part)  06/01/12  
48. TRP Spectrum Income (IRA)  Dividend  Redeemed (part)  06101112  
49. TRP Summit Cash (IRA)  Interest  Redeemed (part)  03/23/12  
50.  Redeemed (part)  06/01/12  
51. Savings Bond  Interest Income Gain Codes: =$1.000 less =$1,00 -$2,500 =$2,501 -$5.000 =$5,001 -$15 .000 =$15 ,001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$I 00.00 -$1,000.000 =$1.000.001 -$5.000.000  112 =More than .000.000 Value Codes =$15.000 less  K=$15,001 -$5 0.000 =$50,001 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$25 0.00 -$500.000 =$500,001 -$1.000. 000 =$1,000, 001 -$5 ,000.000 =$5 .000.001 -$25,000.000 =$25 .000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Haynes, Catharina 
04/15/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(I) 
(2) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Chase Bank Account checking (see note Section VIII)  None  
53. PEBCX(IRA)  Dividend  
54. PCRCX (IRA)  Dividend  
55. PCRAX(IRA)  Dividend  
56. Arnegy Bank -CD  Interest  
57. Citibank Account,  Interest  
58. Capital One Bank Account  Interest Income Gain Codes: =$1.000 less 1.00l -$2,500 =$2,501 -$5.000 =$5,001 -$15,000 =$15 .001 -$50,000  
(Sec Columns and 04) =$50,00 -$100,000 =$100.00 -$1.000.000 =$1.000.001 -$5 .000.000  ll2 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50 .001 -$100,000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000 .001-$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
04/15/2013
Haynes, Catharina 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart ofreport.) Line This disclosure does not seem required the rules but made for informational purposes. 
III. and VII: recuse from all cases which Thompson Knight eitiher party represents party. 
IV. Line Emory directly paid for the hotel and meal expenses. The reimbursement for transportation expenses was not actually received until 2013, but 
12, 2012, MM! merged with Google, and existing MM! shares were cashed out follows: cash was paid return for the shares MM!. longer has interest this entity and did not obtain interest Google. abundance caution, the entire cashout was gain from sale stock. 
makes regular payroll deduction contributions (amount this regular 401K fund every paycheck (twice month) until the maximum allowable 401K limit reached. His firm also contributes this fund part his compensation. Line 52: This non-interest bearing checking account reported for informational purposes. 

04/15/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Catharina Haynes 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544