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Judicial Watch • Cathy Seibel – 2012

Cathy Seibel – 2012

Cathy Seibel – 2012

Page 1: Cathy Seibel – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Astoria, Cathy Seibel, Columbia, SAVINGS, federal, vanguard, university, 2012, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. .JOI-I Person Reporting (last name, first, middle initial) Seibel, Cathy Court Organization U.S. District Court --S.D.N.Y. Date Report 05114/2013 Title (Article Ill judges indicate active senior status; magistrate judges indiate full-or part-time) District Judge --active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012  
Charles Brieant U.S. Courthouse 300 Quarropas St., Rm. 633 White Plains, 060 Chambers Office Address 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ0NS. (Reporting individ11al only; see pp. 9-13 jiiing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
board member Fordham Law Alumni Association 
Lecturer-in-Law (part-time trial practice instructor) Columbia University School Law 

JJ. AGREEMENTS. (Reporting individ11al only; see pp. 14-16 filing instr11ctions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 
$10,000 compensation for instructing Trial Practice course Columbia University School Law January -April 2013 

05/14/2013 
III. 0N-INVESTMENT ME. (Reporting imlfridual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  Columbia University --payment for teaching  $10,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Columbia University --salary faculty member and physician 2012  New York University --salary faculty member and physician 2/2/12  Oxford University Press --$300 for manuscript review 2/7/12  Wide-Eyed Entertainment -$250 for speaking {appearance videos) 313112  Johns Hopkins University Press -$185 book royalty 3/8/12  Columbia University/N.Y. State Psychiatric Institute -$300 for speaking 4/2112  University Vermont --$500 for speaking 4/2/12  Robert Shepard Agency--transmission through book agent of$338 book royalty from Johns Hopkins University Press 4119112 University Wisconsin --$2200 for speaking 5/2/l Downstate Medical Center --$750 for speaking 

11. 0119112 Gannett --$250 for speaking {appearance webinar) 

12. 

13. 

05/14/2013 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offi!ing instructions.) NONE (No reportable reimbursements.) 

SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Federal Bar Council  9/2 ]/] 2-9/23/12  Skytop,  attendance Fall Bench Bar Retreat  lodging, meals, CLE programs for self and husband  

05/14/2013 GIFTS. (Inc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE David Howard/New York Mets tickets game+ refreshments ,200.00 

VI. LIABILITIES. (Jnc/11des those spouse and dependent children; see pp. 32-33 

instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/14/2013 
vII. INVESTMENT and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (l) (l) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) American Century Vista Fund  Dividend Astoria Federal Savings account (CD)  Interest  Matured  01/03/12 Astoria Federal Savings account (savings)  Interest Astoria Federal Savings account (CD)  Interest  Matured  01/18112 Astoria Federal Savings account (savings)  Interest Astoria Federal Savings account (checking)  Interest ATT common stock  Dividend ATT common stock  Dividend Brandywine Fund  Dividend  
IO. Comcast common stock  Dividend Comcast common stock  Dividend  
12. Prudential (formerly Dryden) Global Total Return Fund  Dividend  
13. Dreyfus Tax-Exempt Bond Fund  Dividend  
14. Enbridge Energy Partners common stock  Dividend  
15. Fidelity Magellan Fund (IRA)  Distribution  
16. Fidelity Capital Appreeiation Fund (IRA)  Distribution  
17. Fidelity Muni Income Fund  Interest Income Gain Codes: =$1.000 less  B41.00t -$2.500 =$2.501 -$5.000 =$5.00 -$15.000 =$15.001-$50.000  
(Sec Columns and D4) =$50.001-$100.000 =$100.00t -$1.000.000  111 =$1.000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.001 -$100.000 I00.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.00 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =:Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

05/14/2013
VII. INVESTMENTS and TRUSTS -income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
-insrruc1io11s.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  rep011ing period reporting period  

(I) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.00l -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50,001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15.001 -$50.000 =$50.001 -$100.000 =$!00,001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.001 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

05/14/2013 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des 11iose spouse and dependent children; see PP 34-60 filing imtmcrions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) repo11ing period reporting period 

(2) (I) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  tramaction)  

35. Vanguard Long-Term Treasury Inv. Fun (retirement annuity)  Dividend  Open  08/28112  
36. Vanguard Long-Term Bond Index Fund (retirement annuity)  Dividend  Open  08/28/12  
37. Vanguard Inflation-Protected Sec Fun (retirement annuity)  Dividend  Open  08/28/12  
38. Zweig Total Return Fund Inc.  Dividend Income Gain Codes: =$1.000 less 41.001 -$2.500 $2.501 -$5.000 $5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 4100.00t -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$t5.001 -$50.000 $50.001 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.00t -$5.000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ::=Cash Market  
(Sec Colmnn CZ) o=:8ook Value  V=Othcr =Estimated  

Date Report 
05/14/2013
Seibel, Cathy 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 

05/14/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Cathy Seibel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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