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Judicial Watch • Charles J. Siragusa – 2004

Charles J. Siragusa – 2004

Charles J. Siragusa – 2004

Page 1: Charles J. Siragusa – 2004

Category:Federal Judges

Number of Pages:26

Date Created:December 13, 2005

Date Uploaded to the Library:December 19, 2014

Tags:Charles J Siragusa, Charles, DOJ, Estate, Gross, stock, 2004, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, report, Federal Judge, income, Judge


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A0-10 Rev. WW04 
FINANCIAL DISCLOSURE UEPORT Government Act 1978 FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) SIRAGUSA, CHARLES Court Organization U.S. DISTRICT COURT, WDNY Date Report 51212005 Title (Article lil Judges indicate active sc:nior status: magistrate judges indicate full-or part-time) U.S.DISTRICT COURT JUDGE(ACTIV ReportType (check appropriate type) {=i Nomination Date :.; Initial Flnal Reporting Period 1/1/2004 12131/2004 Chambers Office Address 1360 UNITED STATES COURTHOUSE JOO STATE STREET ROCHESTER. NEW YORK 14614 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each pan .;: ,::--.-.. . ;., 
 ;.-:-->,> 
 ,,.   N  ,:,.. ,: POSITIONS. (Reporting individual only: see pp. 9-13 filing instructions) NONE -(No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
ADVISORY BOARD MEMBER ELDER ABUSE CONSORTIUM 
 
cJ: 
--J::io _.,,. 
,.,. 
rn2  
II. AGREEMENTS. (Reporting individual only; sec pp. 14-16 ofliling instructions) 
 NONE -(No reportable agreements.) 
PARTIES AND TERMS 
NEW YORK STATE RETIREMENT SYSTEM (ELIGIBLE RECEIVE REDUCED BENEFITS AGE 55; FULL BENEFITS AGE PENSION 
 
Date ofReport 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 17-24 filing instructions) Filers Non-Imestment Income .l NONE -(No reportable non-investment income.) SOURCE AND TYPE GROSS INCOME (yours, not spouses) Spouses Nern-Investment Income (Ifyou were married during any portion the reporting year, please complete this section. Dollar amount 
not required except for honoraria) 
 NONE -(No reportab.: non-investment income.) 
SOURCE AND TYPE BROWN TARANTINO ATIORNEY (PRIVATE PRACTICE) REIMBURSEMENTS transportation. lodging, food. entertainment. 
(Includes those spouse and dependent children. Sec pp. 25-27 instructions.) 
:../ NONE (No such reportable reimbursements.) 
DES CRIPTION 
Date Report 
5/2/2005 
 
 
 
DESCRIPTION 
 
Date Report 
J>age 1of18 
SIRAGUSA, CHARLES 
51212005 
VIL INVESTMENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent children_ See pp. 34-57 filing mstrnctions.) I>. Income during Gros. value end Transactions during reporting periodDescription ofAssels 
reporting pe1iod reporting period 
(including trust assets) not exempt from disclosure 
 
(I) (2) (I) (I) 
- 
 S5,001-S 15,0CIO 15.001-550.000 lnco111cCiai11 Code>: Sl.01)(1 less ,001-S2.500 S2,501-S5.000 
(Se Columns and D4) S50.00 l-SI 00,000 SlOO,OOJ-$1.000,000 Sl,OOO.O!Jl-$5,000.000 More than S5.000,(J00 Value Codes: 5.000 less 5.0{ll-$50,000 $50,001-S 00.000 SI00.001-$250,000 
!Sec C,,h1m11s and D3! S250,000-S500,000 $500,001-Sl.OOO,OllO SJ,OOO.O!Jl-S5,00)  S25tl ,OOO-S500,000 5500,001-SI J)(J(l,000  Sl,000.001-$5.000.000 S5.000.001-S25.0(J(l.Otl0 
P.> ... S25,000,00l-S50,0()().000 .... SMorc than S50,000,000 
;ilu.: kthoci Codes ... Jppraisal Cost (Real Estate Only) ... Assi:smcnt ... Cash/Market 
 
(Sec Column ... Book Value 
01hcr ... Es1ima1ed 
--- 
 
 
-- 
  
 
 
VIL INVESTMENTS and TRUSTS --income. value, 1ransca1ions (includes those the spouse and dependen! children. See pp. 34-57 filing 111stmct1ons.) 
Income during Gross value end Transactions during repo1tmg penod 
Dcscripuon Assets reporting period reporting period 
 
(including trust assets) not exempt from disclosure 
(2) (1) lncomc/Ciai11 Codes: .- S1.01)(1 less Sl,0(11-$2.500 S2,50 -55.000 S5,001-515,0C10 15.(IQ(.$50.00l 
!Sec (>lunms and 1)4) $50.llfll-S Hnl.000 JOO.Oil 1-S 1.CJ(J0.000 111 s1,000.001-$5.00fJ.000 Ill More than S5.000,tltl0 VaJuc Cods = S15,UUO less 15.0tl !-S50.000  S50.001-S100.0Utl J.1   SIOtl.001-S250.000 
ISec 1>l11nms and )-.; S25i.OOO-S500.000 S500,00l-$ .00ll.(Jt!CI .OCJU.001->5.000.000 S5.000.001-525.0llO,ooo 
J>. 525,fJllO.OO -$50,l!OU.(l()O SM,,rc th:m $50.0llll,OOO 
V:1lu..k1hod mli.!s Apprn1;al Cost (Real Esrnte Only) Ass1.:-t:mcnt  Ca,;h/Markct .t.:-= Column L2J ------ - B1,ok Value  Uther -- -------------------. --------------- ----- .... Estimated ---------. -------... 
 
Date Report 
_Page 4of18 
51212005 
VIL INVESTMENTS and TRUSTS --income. value, tran;;cations (includes those the spouse and dependent children. See .14-57 filing instmctions.) 
Jncome during Grnss alue end Transactions during repomng perwd 
Dcscripti.>11 Asscrs 
rcporring period reporting period 
(including tmst assets) 
lfnm exempt from disclosure 
(I) 12) 
 
-------- lncomciGain Codes: $1,00{1 less =Sl,OOl-S2.500 S.501-S5,000 S5,00l-S 15,000 15.001-$50.000 
(Sc C.>lumns and D4) S5al Cost (Real Esta1c Only) :ss ... s:;rncnt Ci>h/Markct 
{i:c Column C::!) 13,,ok Value (lihcr Erimatcd 
 
Date Report 
5/2/2005 
VIL INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. see pp. 34-s1 filing instructions.) 
J. 
Income during Gross value end Transactions during repo rting period 
Description /ssc1s 
reporting period reporting period 
(including trnst assets) not exempt from discl0s11rc 
(21 C2) 
------- ----- _,, lncomc:(iain Codes: ,000 less SJ,OOl-S2.500 $2,501-$5.000 S5,0(tl-Sl5,000 =SI 5.110l-S50.(1()0 
(Sec Columns andD4) $50.001-SIOO, OOO $100,001-$1.000,000 $!,OOll.001-$5,000.000  More than .000 000 Value Codes: 15,(J{lO less Sl5,00l-S50,t)(l0 S50,001-S 00.000   00.001-S250,UOO 
(Sec C1llumns and D3) S250,000-S500,00!J $500,001-Sl.OOO,OtlO 1.000.(lO 1-55,llOO.OOO S5.000.00l-S25.000,000 
p:; $25.(JllO.OO 1-$50,UOO.!l(Jll J.j SM,,rc th:m sso.000,000 
Value !kthoJ Codes ) S.!50,000-$500,000 5500,001-S 1.000,000 Sl.OOO.OOl-S5,000.000 S5.000.00J-S25.ClOO,rion S25,000,00 -$50,000.000 $More than S50,000,000 
V:iluc Method Code,; (.l Appraisal Cost (Real Estate Only) :. !sssmcnt Cah/Markct 
i5,,e Column Book Value -- llrher  btimatcd 
 
----- ----- -----.-------.. -  -------- 
 
Date Report 
Name Person Reporting 
SIRAGUSA, CHARLES 
51212005 
VII. INVESTMENTS and TRUSTS income, value, 1ranscarions (includes 1hose ofthe spouse and dependem children. See pp. 34-57 offiling insrruclions.) Income during Gmss value end Transaclions during reponing penod Description Assets 
reporting period reporring period 
(including trust assets) Income/Gain Codes: ... =St .00(1 less SI,OOJ-S2.500 S2,501-55.000 S5,00J-SI 5,000 S15.00l-S50.000 
(See Columns and 04) $50,001-SIOO,OOO SJ00,001-Sl.OOO,OOO ,000.00l-S5,0(l(J.000  Mure than S5.CJOO,fJ00 Value ColumnsCI andD.>) ... S250,000-S500,000 -S500,00l-Sl.OOO,OOO Sl.OOO.OfJl-S5,00fJ.000 $5_000.001-$25.OOCl,000  S25,000,001-S50,tJOu.llOll  $More 1h:t11 S5tl,Otl0.000 
V;iluo Mc1hod Codes (.) Appraisal  Cost (Real Estate Only) tssl..ssmcnt Ca.  S5,1)01-Sl 5.000  lumns and S:!50.00D-S500,000 $500,001-S 1.000,IJtlO  S1.000.001-$5,!lOfJ.000 S5.000.001-$25.000,000 :.25,000,001-$50,000.000 ,,, Stvfore 1h:i11 sso.000.000 
V:1lw Method Codes . .ppraisal Cost (Real Estate Only) A5Sl!3SIOC!ll Ci>h/IVlarkct 
iScc Column Cc) .,. Book Value Other Estimated 
 
------ ------- -------------------------------------------------. 
 
VII. INVESTMENTS and TRUSTS --income. value, rranscations includes those the spouse and dependent children. See pp. 34-57 filing nmmcrions.) Income during Gross value end Transactions dunng repomng periodDescnption Assc1s 
reporting pc1iod rcponing period (including trnst assets) fncomc1Gain Code;: SJ.000 less Sl,00l-S2.500 S2,501-S5.000 S5,1lO J-S 15,000 15J>Ol-S50_(lQ0 
(Sec C1>lunms and D: S .IJ(IO le55  Sl5,00l-S50,U(l0 $50,001-S 00.000 Otl.00 l-S25D,000 Sec Ct>lunms and Ll3 $250.000-5500.00(J s;oo,OOl -$1.000,IJllO 1.000.DOJ-S5.ll0tJ.(l0U S5.000.00 i-S25.0U0,(Jtl0  S25,0tO,OOl-S50,000.000   SM1>rc 1h:111 S5tJ.llU0,000 
Valu rvlcthod Codes ,) 1pprai>al Cos1 (Real Estate Only) A:;ss.smcnt Ci!::>it..:l.farkct 
(Se Column C2) Bok Value ,,. 01hcr  siima1cd 
--------- -------- ----- 
------------------ -------- 
 
VII. INVESTMENTS and TRUSTS --income. value, transcations (includes those the spouse and dependent children. See pp. J4-57 tiling instmctions.) 
Description Assets 
reporting period rcporling period 
(includong trusc assets) 
 
--------------- ------------------------------------------------- ------------ Income/Gain Codes: ,00(1 Jes. =Sl,001-S2.500 52,50 -S5 .000 =S5,00l-Sl5,000 =Sl5.00J-S50.000 
!Sec Columns and!)ic th:;n 550,UO(i,O(HJ 
V:thl. Method Codi.!s Apprai,;al Cost (Real Estate Only) .S.!!iSlm.:nt Ca;h/lfarke1 
iS,c Co!umn C.:!; Blumns and D4) $50.001-SI00,000 $100,001-$1.000,000 Ill  .000.001-$5,000.000 More 1han $5.CJ00,000 	Value Codes: $15,000 orless $15,001-$50,000 $50,001-$100.000 Iv! s100.001-5250,000 (Sec C.>lumns andD3J S250,000-S500,00(J 0 $500,001-Sl.OOO,OOO  ,OOO.OOl-S5,000.(l00 S5.000.00l-S25.000,fJ00 P..  S25.0lt0,001-$50,000.000 Pl .,,. $!fore 1h3n SS0,000,00() 
:;, 	Valu,, Mc1hod Cock> Apprai>nl  Cost (Real Esta Only) .::Sl!S.JnC!llt Cash/Market (Sal Cosr (Real Esrate Only) :ss:.:;:-:;mcnt Cash/Markel 
1.Se Column  Book Value  Orhei  btimatcd 
-. ---. 
 
(Indicate pan ofRep011.} 
VIII. ADDITIONAL INFORMATION EXPLANATIONS JULY 15, 2004, INTERACTIVECORP CHANGED ITS NAME IAC INTERACTIVECORP. NOVEMBER 2004, NEWS LTD-ADR NEW MERGED WITH NEWS CORP CLASS NEW. MONEY MARKET FIJNDS WERE USED PURCHASE STOCKS INDICATED BELOW THERE WERE TWO DATES SALE FOR THE ALLSTATE COMMON STOCK, MARCH 10. 2004 AND MARCH 16, 2004. MONIES RES TING FROM THE MATURITY THE WAL-MART NOTES WERE PLACED INTO THIS MONEY MARKET FUND. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  et. seq., .S.C.  7353, and Judicial Conference regulations. 
Signature Date J-._ 
NOTE: ANY INDIVID AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  04) 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. 
Washington, D.C. 20544 
 
UNITED STATES DISTRICT COURT WESTERN DISTRICT NEW YORK ROCHESTER, NEW YORK 14614-1363 
CHARLES SIRAGUSA DISTRICT COURT JUDGE 585-613-4050 FAX-613-4055 
August 2005 
;:::-:I (,;) 1-:-...., ,..._,  c:: :::0 
 
Judicial Conference the United States 
Committee Financial Disclosure  
rr-;o 
One Columbus Circle, N.E. -q, 
Washington, D.C. 20544 
Attn: Hon. Mary Lisi, Chair 
Dear Judge Lisi: request, secretary spoke with staff member the Committee Financial Disclosure, Edwin Oundee. She explained that response your June 28, 2005 request for additional information regarding financial disclosure was mailed out July 12, 2005 but just returned today, apparently because the mailing label was not compatible with the Post Offices security screening system. have idea why took three weeks returned. any event, pursuant secretarys discuss with Mr. Oundee, remailing response, with the address handwritten the envelope. 
 
CJS/kap Enclosure 
 
 
UNITED STATES DISTRICT COURT 
WESTERN DISTRICT NEW YORK 
ROCHESTER, NEW YORK 14614-1363 
 
CHARLES SIRAGUSA 585-613-4050 
DISTRICT COURT JUDGE FAX-613-4055 
 
July 2005 
r::1 ........ 
Judicial Conference the United States (.) r--., 0-- en:-:;: c:: )_;;lo :::Jz fTj()  
One Columbus Circle, N.E. .-:-: 
Washington, D.C. 20544 ;-q 
Attention: Honorable Mary Lisi, Chair 
 
Dear Judge Lisi: writing response your correspondence June 28, 2005 concerning financial disclosure filing for calendar year 2004. apologize for any errors and, 
pursuant your instructions, providing the additional information requested. Part VII, page line pertaining Mettler Toledo International Inc. Common Stock, page line 115 pertaining Nestle Spons ADR Common and page 11, line 191 pertaining American Express Common Stock, the value each holding should have been listed and the value method for each holding should have been listed Part VII, page line 60, the inclusion Neuberger Berman Inc. was error. that regard, the explanation that included Part VIII(?) 2003 report the effect that Neuberger Inc. merged with Lehman Brothers Holdings Inc. correct. Part page line and page line 116, involving transactions for UBS 
AG-CHR Common Stock and News Corp Class New Common Stock, Column 0(3) should have indicated each. Part VII, page lines 156 and 158, pertaining college savings accounts, the specific Portfolio Name for each these College Savings Funds managed Vanguard Aggressive Age-Based Option Growth Portfolio. Part VII, page 10, line 177, 2004 report, pertaining IRA #5, and its apparent conflict with Part page 13, line 227 2003 report, 2004 report should Part VII, page 17, line 301 pertaining Smith Barney Money Market under Account #6, Column C(1) should have indicated Part VII, page 15, lines 256 and 257 my2003 report and the failure ofBank One Common Stock listed 2004 report, should have reported that 7/1/04 Bank One merged with J.P. Morgan Chase. Therefore 2004 report should correctly read follows: DESCRIPTION ASSETS INCOME DURING REPORTIN PERIOD GROSS VALUE END REPORTING PERIOD TRANSACTIONS DURING REPORTING PERIOD 
(1) (2) (1) (2) (1) (2) (3) (4) (5) BANK ONE COMMON STOCK DIVID END MERG 7/1 hope this additional information satisfactorily answers your concerns. you have any other questions, will glad respond promptly. 
Very truly yours 
United States District Judge