Skip to content

Judicial Watch • Charles J. Siragusa – 2012

Charles J. Siragusa – 2012

Charles J. Siragusa – 2012

Page 1: Charles J. Siragusa – 2012

Category:Federal Judges

Number of Pages:30

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Charles J Siragusa, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. .{' 101-111) Person Reporting (last name, first, middle initial) ------------SIRAGUSA, CHARLES Court Organization U.S. DISTRICT COURT, WDNY Date Report 05/14/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S.DISTRICT JUDGE (ACTIVE)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 1/2012 12/3 1/2012 Chambers Office Address 
1360 UNITED STATES COURTHOUSE 100 STREET ROCHESTER, NEW YORK 14614 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT!0NS. (Reporting individual only; see pp. 9-13 filing ins/ructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  ADVISORY BOARD MEMBER  COBBLESTONE ARTS CENTER 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instr11ctions.) NONE (No reportable agreements.) 

PARTIES AND TERMS PENSION NEW YORK RETIREMENT SYSTEM (STARTED RECIElVE BENEFITS NOVEMBER 2005) 

05/14/20 
Ill. 0N-INVESTMENT ME. (Reporting individ11a/ and spo11se; see pp. 17-24 filing instr11ctions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 BROWN TARANTINO 2012 ATTORNEY (PRIVATE PRACTICE) 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/14/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 
32-33 instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/14/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1uaes those spouse and dependent childre11; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporti.ng period  
(including tmst assets)  reporting period reporting period  

(I) 
(2) (I) (2) 
(4) (5) 

Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction MTBANK  Interest ACCOUNT -COVIDIEN PLC (Y) -SEAGATE TECHNOLOGY (Y) -SB MONEY MARKET FUNDS CASH PORT -WEATHERFORD INTL LTD -TE CONNECTIVITY TD-CHF -TYCO INTERNATIONAL LTD. NEW -UBS AG-CHF (Y)  
10. -ASML HLDG NEW YORK REG (Y)  
11. -AMC NETWORKS INC  
12. -CORE LABORATORIES  
13. -CORE LABORATORIES  
14. -AKAMAI TECHNOLOGIES (Y)  
15. -AMAZON COM INC  
16. -AMGEN INC. (Y)  
17. -ANADARKO PETROLEUM CORP. Income Gain Codes: 41.000 less .001 -$2,500 $2.501 -$5.000  0$5.001 -$15.000  E415.001 -$50.000  
(Sec Columns and 04) $50.001 -$!00.000 4100.001 -$1 .000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes $15.000 less  K=$1 5,001 -$50.000 $50.001 100.000 I00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.00 -$5,000.000  1'2 =$5.000.001 -$25,000.000  
1'3 =$25.000.00I -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

05/1 4/2013 

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets In.come during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) (2) (3) 
(4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
18. -ANHEUSER-BUSCH INBEV SPONS 
-APACHE CORP 
20. 
-APPLE INC 

21. 
-ATLAS COPCO SPONS ADR NEW RPSTG -USD (Y) 

22. 
-AUTODESK 

23. 
-AXA UAP SPONS ADR (Y) 

24. 
-BASF SPONS ADR (Y) 

25. 
-BARCLAYS 

26. 
-BED BATH BEYOND 

27. 
-BHP BILLITONLTD SPONS ADR 

28. 
-BHP BILLITONLTD SPONS ADR 

29. 
-BLACKROCK INC. 

-BP AMOCO PLC SPONS ADR (Y) 
31. -BIOGEN IDEC INC. 
-BROADCOMM CORP (Y) 
-CME GROUP INC. CLASS 
-CRH PLC AD-USD (Y) Income Gain Codes:  A=$1.000or less =$1 ,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000  E=$1 5.00l -$50,000  
(Sec Columns and 04)  F=$50,001 -$100.000 =$!00.00 -$1 .000.000  Ill =$1 .000.001 -$5,000,000  112 =More than $5,000,000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50.001 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.001 -$1 .000.000 =$1.000.00 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash rket  
(Sec Column C2) ""Book Value  Y=Othcr =Estimated  

05/14/2013 
------------SIRAGUSA, CHARLES
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(I) 
(I) (2) {I) (2) (3) (4) (5) Value Value Type (e.g., Date Value Gain Identity 
Place "(X)" after each asset Amount Type (e.g., 
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code (Q-W)  buy, sell, redemption)  mm/dd/yy  Code (J-P)  Code (A-H)  buyer/seller (if private transaction)  
-CVS CAREMARK CORP  

36. -CABLEVISION SYSTEMS CORP.CL 
(Y) 
37. -CAMERON INTERNA CORP 
-CANON INC. ADR 
-CELGENE CORP 
40. 
-CISCO SYSTEMS INC 

41. 
-CITRIX SYSTEMS INC (Y) 

42. 
-COCA COLA CO. 

43. 
-COMCAST CORP A-SPL 

44. 
-CREE INC. (Y) 

-CUMMINS INC 
-DANONE SPONS (Y) 
47. 
-DEERE CO) 

48. 
DIAGEO PLC -SPONSORED ADR NEW 

49. 
-WALT DISNEY 

50. 
-DIRECTV (Y) 

51. -DOLBY LABORATORIES INC CLASS  
(Y) Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2.501 -$5.000 =$5,001 -$1 5,000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100.001  .000,000  111 =$1 .000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$1 5.000 less  K=$1 5.001 -$50.000 =$50.00 -$I 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 ,000.001 -$5,000.000 =$5.000.00 -$25,000.000  
1'3 =$25.000.001 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/1 4/20 
VII. INVESTMENTS and TRUSTS -incme, atue, transactions r1nc111des tt1ose spouse and dependent c1titdren; see PP 34-60 filing
instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  
 

(I) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H) private  

transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2.50t -$5.000 =$5.001 -$15.000 (Sec Columns and 04) 450,001 -$100.000 =$100.001 -$1.000.000 Ill 41.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 I00.00 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000,000 =$1.000,001 -$5.000.000 1'2 =$5.000.001 -$25,000.000 =$25,000.001 -$50.000.000 1'4 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 
E=$15.001 -$50.000 
05/14/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: .000 less =$1 .001 -$2.500 42.501 -$5.000 =$5.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.00 -$1 00.000 =$!00.001 -$1 .000.000  tit =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50.00 -$I 00.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000  1'4 =More thon $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcm =Cash Market  
(Sec Column C2) =Book Value =Other :=;Estimated  

05/1 4/20 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 of.filing ins1r11c1io11s.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  rep011ing period reporting period  

(2) (I) (2) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
86. 
-LIBERTY MEDIA HOLDG CORP INTERACTIVE SER (Y) 

87. 
-METTLER TOLEDO INTERNATIONAL INC. COMMON STOCK 

88. 
-MICROSOFT CORP 

-MITSUBISHI TOKYO FINANCIAL GROUP SPONS ADR(Y) 
90. -MONSANTO (Y) 
-NASDAQ OMX GROUP INC. (Y) 
-NATIONAL OILWELL VARCO (Y) -NESTLE SPONSORED ADR REPSTG REG 
-NETAPP INC 
-NEWS CORP CLASS (Y) 
96. 
-NIKE INC CLASS 

97. 
-NOKIA CORP. SPONSORED ADR 

98. 
-NOMURA HOLDINGS INC. UNSP ADR 

99. 
-NOVARTIS ADR (Y) 

100. 
-NOVO NORDISK ADR (Y) 

IOI. -NUCOR CORP (Y) 
102.  -NVIDIA CORP Income Gain Codes: =$1 .000 less .001 -$2,500 =$2.501 -$5.000  D=$5.00I -$1 5.000  E=$1 5.001 -$50,000  
(Sec Columns and 04) =$50.00 -$1 00.000 =$I 00.00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns D3) =$250.00 -$500.000 =$500.00 -$1 ,000.000 =$1 .000.00 -$5.000.000  1'2 =$5.000.00 -$25.000.000  
1'3 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) o::Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(I) (I) (2) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) 
103. -ORACLE CORP (Y) 
I04. -ORIX CORP SPONS ADR (Y) 
105. 
-PALL CORP. 

106. 
-.PEPSICO 

107. 
-PETROBRAS (Y) 

I08. -PROCTOR GAMBLE 
109. -QUALCOMM INC 10. -RIO TINTO PLC-GBP (Y) 
111. -SANDISK CORP 12. -SAP SPONS ADR-USD 
113. 
-SCHLUMBERGER LTD 

114. 
-SCHWAB CHARLES CORP (Y) 15. -SHIRE PLC (Y) -SMITH NEPHEW PLC ADR (Y) -SUNCOR ENERGY INC NEW (Y) -TELEFONICA S.A. SPONS ADR (Y) 19.  -TESCO PLC SPONSORED ADR (Y) Income Gain Codes: (Sec Columns and D4) Value Codes (Sec Columns and 03) Value Method Codes (Sec Column C2) =$1 .000 less =$50.001 -$1 00.000 =$15.000 less =$250.001 -$500.000 1'3 =$25.000.00 -$50.000,000 =Appraisal =Book Value ,001 -$2.500 =$!00.001 -$1 .000.000 =$1 5,001 -$50.000 =$500,00 -$1 .000.000 =Cost (Real Estate Only) Y=Othcr =$2.501 -$5.000 Ill =$1 .000.001 -$5.000.000 =$50.001 -$100.000 =$1 .000.001 -$5.000.000 1'4 =More than $50.000.000 =Assessment =Estimated  0=$5.001 5.000 112 =More than $5.000.000 =$1 00.001 -$250.000 1'2 =$5.000.00 -$25,000.000 =Cash Market 15.001 -$50.000  

05/14/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent c1ti111ren; see PP 34-60 offiting ins1ruc1itms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (I) (2) (I) (2) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm!ddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120.  -TEVA PHARMACEUTICAL INDS  
121.  -TEXAS INSTRUMENTS  
122.  -THERMO FISHER (Y)  
123.  -TOTAL S.A.SPONS. ADR (Y)  
124.  -TREND MICRO INC SPON (Y)  
125.  -UNITED OVERSEAS BANK LTD SPONS ADR (Y)  
126.  -UNITED PARCEL SERVICE  
127.  -UNITEDHEALTH GROUP INC.  
128.  -VERTEX (Y)  
129.  -VESTAS WIND SYS (Y)  
130.  -VISA INC  
131.  -VODAFONE GROUP PLC ADR (Y)  
132.  -WAL-MART MEXICO (Y)  
133.  -YAHOO INC  
134.  -VANGUARD TOT STOCK MKT ETF  
135.  ACCOUNT  
136.  -BLACKROCK GLOBAL SCIENCE TECH OPPORT PORTFOLIO INSTL  None Income Gain Codes: =$1 .000 less  B=$1 ,001 -$2.500 =$2.501 -$5,000 =$5,001 -$1 5,000 =$1 5,00 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00.001 -$1 ,000.000  Ill =$1 ,000.001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$1 5.001 -$50,000 =$50.00I -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.001 -$5,000.000 =$5,000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instrllL'tiom.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (2) (I) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) Income Gain Codes: =$1.000 less 41,001 -$2,500 =$2.501 -$5.000 0=$5.001 -$15.000 415.00 -$50.000 (Sec Columns and 04) =$50.001 -$!00.000 4100.001 -$1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5.000,000 
Value Codes 5.000 less 415,001 -$50.000 $50.001 -$100,000 =$!00.001 -$250.000 

(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000,000 =$1,000.001 -$5,000.000 1'2 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =oCash Market (Sec Colunm C2) =Other =Book Value =Estimated 
05/14/2013 
VII. INVESTMENTS and TRUSTS -income, vat11e, transactions r1nc111des those spo11se a11d dependent children; see PP 34-60 tJf filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions drning reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code Iexempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 

transaction) Income Gain Codes: =$1 ,000 less ,001 -$2,500 42.501 -$5.000  D$5.00J 5.000  E=$1 5.00J -$50,000  
(Sec Columns and D4)  F=$50.00J -$100.000 $JOO.OOI -$1 .000.000 =$1 .000.00 -$5.000.000 =More than $5.000.000 Value Codes =$1 5.000 Jess 5,001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 .000.00 -$5.000.000  1'2 =$5.000.00 -$25,000.000  
1'3 =$25.000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --instructions.)
income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (2) (2) (3) 
(5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
171.  -ACCENTURE PLC  

172. 
-COVIDIEN LTD (Y) 

173. 
-SEA TECHNOLOGY 

174. 
-WILLIS GROUP HLDGS 

175. 
-ALLIED WORLD ASSURANCE HLDGS 

176. 
-WEATHERFORD INTL LTD NEW 

177. 
-TE CONNECTIVITY LTD-CHF 

178. 
-TYCO INTL LTD 

179. 
-AMC NETWORKS INC 

180. 
-ADV ANTEST CORP SPON 

181. 
-AKAMAI TECHNOLOGIES 

182. 
-AKZO NOBEL 

183. 
-AMAZON 

184. 
-AMGEN INC 

185. 
-ANADARKO PETROLEUM CORP 

186. 
-ANGLO AMERICAN 

187.  -ANHEUSER-BUSCH Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2 .50 -$5 .000  0=$5.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$1 00.001 -$1 .000.000  Ill =$1 .000,001 -$5.000.000  112 =More than $5,000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.001 -$1 00.000 =$!00,001 -$250.000  
(Sec Colmnns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 ,000.00 -$5,000.000 =$5.000.00 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ::o:Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/201 

VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 

Description Assets Transactions during reporting period 
(including tmst assets) 
(I) (3) 
Place "(X)" after each asset Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 
buy, sell, mm/dd/yy Code Code buyer/seller redemption) (J-P) (A-H) (if private transaction) lncpmc Gain Codes: =$1 .000 less ,001 -$2.500 =$2.501 -$5,000  D=$5.001 -$1 5.000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00.000 =$100,001 -$1 .000.000  !JI =$1 ,000.00 -$5.000,000  112 =More than $5.000,000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50,00 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500,000 =$500,00 -$1 ,000.000 =$1 ,000.00 -$5.000.000  1'2 =$5.000.00 -$25,000.000  
1'3 =$25.000.00 -$50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value  V=Othcr =Estimated  

05/14/201 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111t1es 111ose spouse an t1epent1en1 chi/t1re11; see PP 34-60 filing ins1ruc1itms.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (2) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm!ddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  {if private  
(Q-W)  transaction)  

205.  -BNP PARIBAS SPON ADR  
206.  -THE BABCOCK WILCOX COMPANY  
207.  -BAKER HUGHES INC.  
208.  -BANCO SANTANDER S.A.  
209.  -BANCO SANTANDER S.A.  
210.  -BANK AMERICA CORP.  -BANK NEW YORK MELLON CORP  
212.  -BARCLAYS PLC  
213  -BAYER SPONSORED ADR  
214.  -BED BATH BEYOND  
215.  -BERKSHIRE HATHAWAY INC  
216.  -BG GROUP PLC  
217.  BHP BILLITON LTD SPONS  
218.  -BIOGEN !DEC INC  
219. 220.  -BLACKROCK INC. -BOEING CO.  -BRIDGESTONE CORP Income Gain Codes: =$1 .000 less ,001 -$2.500 $2.501 -$5.000 =$5.001 -$1 5,000 =$1 5.00 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00,000 00.00 -$1 .000.000  Ill .000.001 -$5.000.000  112 More than $5.000.000 Value Codes =$15.000 less =$1 5.001 -$50.000 =$50.00 -$I 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1 .000.000 =$1 ,000.00 -$5,000,000  1'2 =$5.000.00 -$25.000.000  
1'3 =$25.000.00 -$50,000,000  1'4 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/2013 
VII. INVESTMENTS and uSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (ifprivate transaction)  
222.  -BRITISH AMERICAN TOBACCO PLC ADR  

223. 
-BROADCOM CORP 

224. 
-CME GROUP INC CLASS 

225. 
-CNOOC LTD SPONS ADR 

226. 
-CNOOC LTD SPONS ADR 

227. 
-CPFL ENERGIA 

228. 
-CVS CAREMARK CORP 

229. 
-CABLEVISION SYSTEMS CORP 

230. 
-CANADIAN NATURAL RES -CAMERON INTERNATIONAL CORP 
232. 
CARNIVAL PLC ADR 

233. 
-CARNIVAL CORP 

234. 
-CELGENE CORP 

235. 
-CHINA MOBILE LTD (Y) 

236. 
-CHUBB CORP. 

237. 
-CISCO SYS INC 

238.  -CITIGROUP INC Income Gain Codes: =$1 .000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00.000 =$I 00.00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 ,000.00 -$5,000.000 =$5.000.00 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing imtructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions drning reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (I) (2) 
(4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
transaction) 
239. 
-CITIGROUP INC 

240. 
-CITRIX SYSTEMS INC (Y) 

241. 
-COCA-COLA CO. 

242. 
-COMCAST CORP STOCK 

243. 
-COMMERCIAL INTL 

244. 
-CONOCOPHILLIPS 

245. 
-CREE INC. (Y) 

246. 
-CUMMINS INC 

247. 
-DBS GROUP HLDG LTD 

248. 
-DAIWA SECURITIES SPONS 

249. 
-DEERE CO. 

250. 
-DENSO CORP 

251. 
-DEVON ENERGY CORP NEW 

252. 
-WALT DISNEY CO. 

253. 
-DIRECTV 

254. 
-DOLBY LABORATORIES INC CLASS 

(Y) 

255. 
-DOVER CORP. Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2.501 -$5.000 =$5,001 -$15.000 5.001 -$50.000 (Sec Columns and D4) =$50.001 -$t00,000 =$I 00,00 .000.000 Ill =$t.000.00l -$5,000.000 =More than $5.000.000 
Value Codes 415.000 less K=$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.00 -$500.000 =$500,00t -$1.000.000 =$1.000.001 -$5,000.000 45.000.001 -$25.000.000 
1'3 =$25.000.00 -$50.000,000 1'4 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 

05/14/20 
------------SIRAGUSA, CHARLES
VII. INVESTMENTS and TRUSTS --income, value, transactions r1ncl11des those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

{I) (2) (I) (2) {I) 
(3) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
256.  -EMC CORP-MASS  

257. 
-EOG RESOURCES INC 

258. 
-EA TON CORP 

259. 
-EBAY INC. 

260. 
-EMCOR GROUP INC (Y) 

261. 
-EMERSON ELECTRIC 

262. 
-ERICSSON TEL ADR NEW 

263. 
-EXPERIAN GROUP LTD 

264. 
-FANUC CORP 

265. 
-FIRST REPUBLIC BANK 

266. 
-FLETCHER BLGD LTD 

267. 
-EXPEDIA INC 

268. 
-FIRST SOLAR INC. 

269. 
-FLUOR CORP NEW 

270. 
-FOREST LABO TORIES INC. 

271 -FOREST LABORATORIES INC. 
272. -FRANKLIN RESOURCES Income Gain Codes: =$I .000 Jess .,001 -$2,500 =$2.501 -$5.000  D=$5.00I -$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00.000 00.001 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 Jess =$1 5.001 -$50.000 =$50.001 -$1 00.000 =$1 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5.000.000  1'2 =$5.000.00 -$25.000.000  
1'3 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1ncfudes those spouse and dependent children; see pp. 34-60 offilinc 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(1) 
(2) (2) 
(1) 
(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  tnm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

273.  -FREEPORT MCMORAN COPPER  
GOLD  
274.  -GAP INC. DELAWARE  
275.  -GAZPROM OAO (Y)  
276.  -GENERAL ELECTRIC  
277.  -GENERAL ELECTRIC  
278.  -GENZYME CORP CORPGENERAAL  
DIVISION  
279.  -GLAXOSMITHKLINE PLC ADR  
280.  -GOLD FIELDS LTD  
281.  -GOOGLE INC CLASS  
282.  -GREENHILL INC  
283. LUNDBECK A/S-ADR  
284.  -HSBC HOLDINGPLC ADR NEW  
285.  -HSBC HOLDINGPLC ADR NEW  
286.  -HALLIBURTON HOLDINGS  
287.  -HESS CORP  
288.  -HOME DEPOT INC.  
289.  -HONEYWELL INTL INC Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2.501 -$5.000 =$5.001 -$1 5.000 15.00t -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00.00t -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.00 -$50.000 =$50.001 -$1 00.000 =$! 00.001 -$250,000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1 .000.001 -$5,000,000  1'2 =$5,000,00 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Esta1c. Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1ructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(1) 
(2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 Jess =$1,001 -$2,500 =$2.501 -$5.000 =$5.001 5.000 =$1 5.00 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00.00 -$1,000.000  Ill =$1 .000.00 -$5.000,000  112 =More than $5.000.000 Value Codes  J=$15,000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500,001 .000.000 =$1,000.001 -$5,000.000 =$5.000.00 -$25,000.000 =$25.000,00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sce Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 
instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross va]ue end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) 
(1) (1) 
(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: $1.000or less ,00 -$2,500 $2.501 -$5.000 =$5.001 -$1 5.000  E$1 5.001 -$50.000  
(Sec Columns and 04) $50.001 -$1 00.000 00,001 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  112 More than $5,000.000 Value Codes 5,000 less 5.001 -$50.000 $50.00I -$I 00,000 $100.001 -$250.000  
(Sec Columns and DJ) 4250,001 -$500.000 =$500,00 -$1 .000.000 ,000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000,001 -$50,000.000 More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ::Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes I/lose spouse and dependent c/lildren; see pp. 34-60 filing instruetions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period reporting period  

(I) (I) (2) (3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Income Gain Codes: ,000 less 41,001 -$2.500 ,50 -$5 .000 45.001 -$15.000 $15.00 -$50.000 (Sec Columns and D4) $50,001 -$100,000 $100.001 -$1.000.000 111 $1,000.001 -$5.000,000 ll2 More than $5.000.000 
Value Codes 5.000 Jess $15.001 -$50.000 $50,001 -$100.000 $100.001 -$250.000 

(Sec Columns and D3) $250.001 -$500.000 $500,001 -$1.000,000 $1,000.001 -$5,000,000 $5,000.001 -$25,000.000 $25.000.001 -$50,000.000 More than $50.000,000 
Value Method Codes =Apprais?I =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 

05/14/20 
Vil. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60