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Judicial Watch • Charles J Siragusa Financial Disclosure Report for 2009

Charles J Siragusa Financial Disclosure Report for 2009

Charles J Siragusa Financial Disclosure Report for 2009

Page 1: Charles J Siragusa Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:27

Date Created:November 7, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Transfe, spons, Charles J Siragusa, Transferred, ATF, stock, 2009, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act ofl978
Rev, //2008 FOR CALENDAR YEAR 2009 U.S.C. app. ff.~ I01-111) Person Reporting (last name, first, middle initial) Courl Organization Date Report 
SIRAGUSA, CHARLES 	U.S. DISTRICT COURT, WDNY 5,12.2010 Tille (Article 111 judges indicate aclivc senior status; 	5a. Report Typ~ (check appropriate type) Reporting Period 
magistrate judges indicate [hll- pan-time) 

[--] Nomination. Date 01/01/2009 
U.S.DISTRICTJUD(JE(ACTIVE) Initial Annual Final 12/31/2009 
5b. Amended gepor~ Chambers OlTtcc Address the basis the Information contained this Report and any
modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 360 UNITED SfATES COURTHOUSE STATE STREET 
ROCHESTER, NEW YORK 14614 

Reviewing Officer ........... 	Date 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, chec~in2,, the NONE box for each part where),ou have reportable information. Sign lastpagt: POSITIONS. c~,oo,i.x indiuidual only; see pp. 9-13 o]]iling NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY ADVISORY BOARD MEMBER 	COBBLESTONE ARTS CENTER 	"-; 
If. AGREEMENTS. m.~,o,-.,..~, i.a.,~a..t on~.: ~.~. ~.t-~ ,,~..~, .......;o-.a 

.." NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS PENSION 	NEW YORK STATE RETIREMENT SYSTEM (STARTED RECIE[VE BENEFITS NOVEMBER 200 
Siragusa, Charles 

Name Person Reporting 	Date Report 
IlL NON-INVESTMENT INCOME. (Ropo,,i,g individual andsp .... seepp. 17-24 filing instructions.) Filers Non-Investment Income 
NONE (No reportable non-investment income.) DATF~ SOURCE AND TYPE INCOM~ 
(yours. not spouses) Spouses Non-Investment Income -if you were married during any port~on the reporting year, complete this sectior~ (Dollar amount not required e~cept for honoraria.) 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 

BROW]q TARANTINO 	
ATTORNEY (PRIVATE PRACTICE) 

IV. REIMBURSEMENTS --,ra.~m,,a,lo., Iodgi.g,~rood, 
(Includes those ~pou and d~7~endent children; NONE (No reportable reimbursements.) 
SOURCE DATES LOCATON PURPOSE ITEMS PAID PROVIDED 
~,~ ~,,,of,,po~,

N....f~ ....  NONE reportable g~s.) O~C SCRIPT ION LUg  
VI. LIABILITIES. a,,cludes,hose ols~, ...... dependen, children; see pp. 32-33 filing ....... tions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE .... ..... Reporting 	Oateo[Repor! NONE (No reportable income, assets, transactions.) 	fi~ .... 
~ription Assets income d~ng Gro~ value end Tran~ons during rc~ing pcrit~ 
(including ~st ~sets) reposing period ~po~ing pc6od 
Place "(X)" a~er each ~set Amounl Ty~ (e.g., Value Value Type (e.g., Daze Value Gain Idemib" exempt p~or disclosure div.. ~nl C~e Method C~e buy, ~11, Month Code Code buycr/~ller (A-H) int.) (J-P) Code redemption) Day {J-P) (A-H) (if private (Q-W) t~nsaction) BANK Interest 	
ACCOUNT #1: 	
WEATHERFORD INTL LTD COMMON None 
STOCK 	
SEAGATE TECI INOLOGY Dividend MONEY FUNDS CASII PORT None 	
CORE LABORATORIES COMMON Dividend Sold 4/13 
OCK (par~) 	
AKAMAI TECIINOLOGIES None Buy 7/10 	
AMAZON COM INC COMMON STOCK None 	
AMGEN INC. COMMON STOCK (Y) 

10. 	
ANADARKO PETROLEUM CORP. Dividend 

11. 	
ASML IILDG NEW YORK REG (X) Dividend 

12. 	
ATLAS COPCO SPONS ADR NEW None Buy 9/17 
PSTG USD 

13. 	
AUTODESK (Y) 

14. 	
AXA UAP SPONS ADR COMMON None Buy 8/I 
OCK 

15. 	
BASF SPONS ADR COMMON Dividend 
OCK 

16. 	
BED BATH BEYOND {.X) None 

17.
 BLACKROCK INC. Dividend Buy 3/20 

(See Columns and [.41 =$50,001 5100.000 ~I;1 ()0.001 $1,0(~1.00~ 1.000.I)01 $5.000,000 =More than $5.000.000 =$25.000,001. 550,000.000 =M~re ugaa $50,001,.~ 
Name Person Rcpor ring Date Report
5/1~_!2o~0 SIRAGUSA, CltARLES 
VII. INVESTMENTS TRUSTS i.~o,.., ,.~, ............ i,.~ tl~,ctua,s t~.os, ...... aemn~tent el, ila,en: see l,lx 3,~.6o filing ...... ions.) 

F---]  NONE income, assets, transactions.)  
Description Assets (including trust ~sets) Place "(X)" after ~ch asset exempt ~om pdor disclosure  lnco~ during reposing period (2)Amount T~e (e.g., C~e div., rent, (A-H) in~.)  Gross value end repo~ng ~riod .......... (i) .....  O)Value Value T~e (eg.. Code Mcth~ buy, sel!, (J-P) C~e redemption) (Q-W)  Tr~sac~ons dunng ~ng ~riod (~) .... (4~ Date Value Gain Mon~ Code Code Day (J-P) (A-HI ............. Idcnti~ buyer/seller (if private tr~action)  
18. 19. AMOCO PLC SPONS ADR COMMON STOCK (Y) BI~EN IDEC INC. COMMON STOCK  None  
20.  CRtt PLC AD-USD COMMON STOCK  Dividend  
21. 22.  CABI.EVISION SYSTEMS CORP.CL COMMON STOCK CANON INC. ADR COMMON STOCK  Dividend Dividend  
23.  CEI.GENE CORP (X)  None  
24.  CISCO COMMON STOCK  Nlsne  
25.  COCA COLA CO. COMMON STOCK  Dividend  
26. 27.  COMCAST CORP A-SPL COMMMON STOCK COVIDIEN LTD (Y)  Dividend  
28.  CREE INC.  None  
29. 30. 31. 32.  CVS CAREMARK CORP (X) DELl. COMPUTER CORP COMMON TOCK DIAGEO PLC SPONSORED ADR NEW OMMON STOCK D1RECTV (X)  Dividend Dividend None  Buy (addl) Sold  5/28 1130  
33.  r",ALT DISNEY CO. COMMON STOCK  Dividend  
34.  DISCOVERY HOLDING CO. (Y) -:$25.000,(k) $50.1]00.fl00 =More than $50,000,000 
O.,.ofa~por~  NONE (No reportable  income, transactions.)CIsseIs,  
Dcscr~pffon Asscts (including trust assets)  Income during reporting p~rlod  Gross "~aluc end reporting period  Transactions during reporting period  
Place"(X)" after each asset exempt from prior disclosure  Amount Type [c.g., Code div., tent, (A-H) orint.)  Value Code (J-P)  Value Method Code (Q-W)  T~p (e.g., buy, sell, redemption) Date Month! Day  Value Code (J-P)  Gain Code (A-Ill  Identity buyer/seller (if private transaction)  
35,  EBAY INC. (Y)  
36.  ELECTRONIC ARTS  None  
37.  EXPEDIA INC COMMON STOCK  None  
38.  FLUOR CORP NEW  Dividend  Buy  4/7  
39.  FOREST LABORATORIES COMMON STOCK  None  
40.  FREEPORT MCMMORAN COPPER GOLD  None  Buy  2/11  
41.  GENENTECH INC, COMMON STOCK  Sold  3/26  
42. 43.  GENEIL~L ELECTRIC COMMON STO (V) GENZYME CORP. GENEEAL DIVISION COMMON STOCK  None  
GLAXOSMITtlKLINE PLC SPONS ADRUSD COMMON STOCK  
45.  GOOGLE INC (X)  None  
46.  GROUPE DANONE SPONS ADR COM MON STOCK  Sold  1/12  
47. 48. 49,  GRUPO TELEVISA GLOBAL COMMON STOCK (Y) HSBC IOLDINGS PLC SPONS ADR COMMON STOCK [Y) HOME DEPOT COMMON STOCK  Dividend  
50. 51.  HONDA MOTOR CO. COMMON STOCK (Y) HONG KONG CttlNA GAS LTD. SPO NSORED ADR COMMON STOCK  Dividend Income Gain Codes: ~$1.(K)0 I~ -$1.001 $2~00 -$2,50[ 55.000 ~$5.001 $15.000 =$15,001 $50,O0fl =$25,0~,001 -550,0~13.00~ =Mote than $50.000,000 .... e~on a,po~,i.g aa~e ae~n

VII. INVESTMENTS TRUSTS ........ t,e, transactions (lndudes ,hose ......d dependen, children; seepp. 34-60 f!ling ....... ,ions.)  NONE (No reportable income, assets, transactions.) ........q~ Income daring Gross vMue end ofDcscgption AS~IS (including ~st ~sets) .... r_~p~gi~g period reining peri~  Tr~sactions du~ng ~po~ng peri~    
Place "(X)" afl~ each ~set exempt from pri~ di~losure  Amount Code (A-H)  Type (e.g., div., rent, inL)  Value C~de J-P)  Value Meth~ Code (Q-W)  T)ge (e,g.. buy, sell, redemption)  Dale Month Day  Value Gain C~e C~e (J-P) (A-H)  Identity buys/seller (ifpfivale ~au~cfion)  
52.  II~CHINSON WHAMPOA LTD-ADR COMMON STOCK (Y)  
53, GROEP SPONS ADR COMMON STOCK  None  
54.  INTEL CO~. COMMON STOCK  Dividend  
55.  IRELAND BANK SPONS ADR-EUR COM MON STOCK  Sold  1/22  
56.  JOHNSON JOIlNSON COMMON OCK  Dividend  
57.  JUNIPER NETWORKS INC. (X)  None  
58.  KONINKLIJKE PHILIPS ELECTRONICS SPON ADR NEW (Y)  
59. COMMUNICATIONS ItLDGS INC. COMMON STOCK  Dividend  
60.  LIBERTY GLOBAL INC (Y)  
61.  LIBERTY GLOBAL INC SERC  Sold  6/4  
62.  LIBERTY MEDIA GROUP COMMAS STOCK  None  
63. 64.  LIBERTY MEDIA INTL INC CLASS COMMON STOCK (Y) METTLER TOLEDO INTERNATIONAL NC. COMMON STOCK  None  
65.  IvlICROSOFT CORP COMMON STOCK  Dividend  
66. 67.  MITSUB1SHITOKYO FINANCIAL GRO SPONS ADR COMMON STOCK (Y) NASDAQ OMX GROUP INC. (Y)  
68.  NATIONAL GREECE SPONS ADR () =$25.000,~1 $50,~,~1 =M~e th~ .... .... Reporting Date Report 
VII. INVESTMENTS and TRUSTS ....... lue, ..... tlons (Includes those ..... dependen, children; see 34-60 filing instructions.)  NONE reportable income, assets, transactions.) ..... De~fpfion Assets Income during (including ~sets) reposing pe6~ Place"(X)" a~er ~h ~set Amount T~e (e.g., ~empt from prior di~losure Code div., renl,j.(A int,) ..... ,C_uc end  .[~o~ng period Value Value Code Me~od (J-P) Code (Q-W) .... Ty~ (e.g., buy, ~11, redemption) Tr~sactions during re~ng ~fiod Dale Value Gain MomhC~e Code Day (J-P) (A-H)  Identity buy~?~ller ~n~ction)  
69.  NESTLE SPONSO~D ADR REPSTG REG COMMON STOCK  Dividend  
70.  NEWS CORP CLASS COMMON OCK (y)  NIPPON TELEPHONE TELEGRAOPH CORP. ADR RSPTG (Y)  
72.  NOKIA CORP. SPONSORED ADR OMMON STOCK (Y)  
73.  NOMURA ilOLDINGS ~C. UNSPADR COMMON STOCK (Y)  
74.  NOVART[S ADR COMMON STOCK  
75.  NOVO NO~ISK ADR COMMON OCK (Y)  
76.  NUCOR CO~  Dividend  Buy  2/20  
77.  ORIX CORP SPONS ADR COMMON STC (Y)  
78.  PALL CORP.  Dividend  "1"  
79.  PEPSICO COMMON STOCK  Dividend  
80.  PETROBRAS  Dividend  Buy  3/13  
81.  PROCTOR GAMBLE INC COM MON STOCK  Dividend  
82.  QUALCOMM INC. (X)  Dividend  
83.  RIO TINTO PLC-GBP COMMON STOCK ~Y)  
84.  ROYAL DUTCIt PETROLEUM CO.CO MMON STOCK  Sold  3.."13  
85.  SANDISK CORP  None =$25.~.~) $50.0~.~ =More $50.~0,0~ :$25,0~,~I $50,0~,~0 =M~e ~an $5D,~0,000 =$25,~.~1 S50,~,~0 =More 
Name Person Reporting  Date Report  
VII. INVE STMENTS TRUSTS -,-.  NONE reporlable Description As~s (incl~ing ~st assets) Place"(X)" after each ~sct exempt from prior disclosure  income, assets, transactions.) Income during Gross value end repo~ing p~i~ tepo~ng pefod (I) (2) Amount Ty~ (e.g., Value Value C~e int.) (.g.. Transitions during rc~ing ~fiod ......... Date Value Gain  Identi~  
86.  SCtIWAB CHA~ES CORP  Dividend  Buy  1/29  
87. TELECOM LTD SPON ADR COM MON STOCK  Sold  7/I  
88.  SAP AKLENGESELLSC} [AFT SPONS ADR-USD COMMON STOCK (Y)  
89.  SMITII NEPHEW PLC SPADR(Y)  
90.  SUNCOR ENERGY INC NEW  Dividend  Buy  9/1  
91.  TELEFONICA S.A. SPONS ADRCOMM STOCK  Dividend  
92.  TESCO PLC SPONSORED AD~ (Y)  
93.  TEXAS INSTRUMENTS COMMON OCK  Dividend  
94.  TIME WARNER INC. COMMON STOCK  Sold  2/19  
95. 96. 97.  TOTAL FINA E1,F S,A.S.P. ADR COMMO STOCK (Y) TREND MICRO INC SPON ADCOM MON STOCK (Y) TYCO INTERNATIONAL LTD. NEW MMON STOCK  
98.  TYCO ELECTRONICS (Y)  
99.  UBS AG-CttF COMMON STOCK (Y)  
ll)0. 101.  L~IITED OVERSEAS BANK LTD SPONS! ADR (Y) UNITEDHEALTII GROUP INC. COM MON STOCK  Dividend  
102.  VODAFONE GROUP PLC ADR OMMON STOCK (Y)  SmAGUSA, CaAm,ES  
VII. INVESTMENTS and TRUSTS -i, .......  t~, ..... lions ancludes those ...... dependent children; see pp. 34-60 filing ins~uctlon~)  

NONE reportable become, assets, tran.sactions.) ~scription As~ (including ~sl ~sels) Income during ~o~ing pefi~ Gro~ value end reporting ~od Tr~c~ons during reposing ~riod  
Place"(X) after ~ch ~set exempt ~om prior disclosure  :Amounl Code I(A-H)  T~e (e.g.. div., rent, inl  Vaiuc Code (J-P) Value Method Code3 (~W)  T>~e te.g., buy, selI, redemption) Date Month-Day  Value Gain Code Code (J-P)~ (A-H)  Identity buyer/seller (if pnvale tr~c~on}  
103.  WPP GROUP PLC SPONS ADR NEW MMON STOCK  Sold  9/1  
104.  WAL-MART MEXICO MMON STOCK (Y)  
105.  YAHOO COMMON STOCK  None  Buy  3/20  
106.  ACCOUNT #2:  
107.  BLACKROCK GLOBAL SCIENCE TE( OPPORT PORTFOLIO INSTL  None  SEE PART Vlll  
108.  BLACKROCK VALUE OPPORTUNITIES FUND INC 1NSTL  Dividend  
109. ACCOUNT #3:  SEE PART VIII  
110.  ~,rESTERN ASSET MONEY MARKET FUNDS  Dividend  UBS AG-CIIF COMMON STOCK  Transferred (to line 344)  12/29  
112. 113.  ASML ItLDG NEW YORK REG ATLAS COPCO SPONS ADR NEW PSTG  Dividend None  Transferred (to line 200) Buy  12/29 9/17  
114. ATLAS COPCO SPONS ADR NEW PSTG  Transferred (to line 202)  12,:29 15. AXA S.A. SPONS ADR COMMON STOC  Dividend  Transferred (to line 21M.)  12/29  
116. BASF SPONS ADR COMMON OCK 117. lip AMOCO PLC ADR COMMON STOCK  Divi~tend Dividend  Transferred (to line 205) Transferred (to line 215)  12/29 12129  
118. CRH PLC ADR-USD COMMON STOCK  Dividend  Transferred (to line 234)  12/29  
119. CANON INC ADR COMMON STOCK  Dividend  Transferred (to line 219)  12/29  

Name Per~on Reporting 	DaleofReport 
VII. INVESTMENTS and TRUSTS -i,,.o,,, ,,,t ............. ions ancludes those ....... dependent children; see pp. 34-60 filing instruction~) 

NONE (No reportable income, assets, transactions.) 
.... ~-D~ 
Description Assets Income during Gross valac end  Tr~sacfions during re~ing (including ~st assets) repoaing period reposing ~fiod 
(2~ (~) (2) (~) (2~ ~3~~) (~)
Pl~e "(X)" after each ~set Amount T~c (e.g., Va]ue Value Ty~ (eg., Da~e Value Gain l~ti~ exempt flora prior disclosure C~e div, rcnL Code Mcthod buy. selL Month- C~e Code buyer/sell~ int.) (J-P) Code3 redemption)I Day (J-P) (A-H) (if pfvate H)] (Q-W, ~sacfion) 20. 	DIAGEO PLC SPON ADR-NEW COM Dividend Transfe~ed Z/29 
MON STOCK (to line 240) 

121. 	
GLAXOSMITIIKLINE PLC ADR COM Dividend Transfe~ed 1~29 
MON STOCK (to Iinc 262) 

122. 	
GROUPE DANONE SPONS ADR CONI Dividend Transl~ffed 12/29 
MON STOCK line 235) 
123. 	
GRUPOTELEVISA SPON Dividend T~nsfe~ed 12/29 COMMON STOCK (to line 2~) 

124. 
HSBC HI.~ PI.C ADR NEW Dividend Transfe~ed 12.,29 MMON STOCK (to line 271) 

125. 	
tlONDA MOTOR CO. COMMON STOCK Dividend Transfe~ed 12/29 
(to line 26~) 

126. 	
HONG KONG CHINA GAS ADR Dividend Transfe~ed 12~29 
MMON STOCK (to line 270) 

127. 	
HUTCII1NSON WHAMPOA LTD-ADRV Dividend Translated 12,/29 
COMMON STOCK (to line 272) 

128.
 ING GROEP SPONS ADR COMMON 

Buy 6/19 STOCK 
(addl) 
129. GROEP SPONS ADR COMMON Transfe~cd !2z29 
STOCK (to line 274) 

130. 	
KONINKLIJKE PHILIPS ELECTRONICS Dividend Transfe~ed IL~29 SPON ADR NEW COMMON STOC (to line 283) 

131. 	
ME~LER TOLEDO INTL INC COM Transfe~ed 12~29 
MON STOCK 

(to line 295) 

132. 	
MITSUBISII1 TOYKO FINANCIAL GRO Dividend Transferred 12,29 COMMON STOCK 

133.
 NESTLE SPONS ADR COMMON 

(to line 297) D~vidend 	Sold 1,12 TOCK {part) 
134. 	
NESTLE SPONS ADR COMMON Transfe~cd 12/29 
TOCK 

(to line 301) 

135.
 NEWS CORP CLASS NEW COMMON D~vidcnd Transfe~ed 12~29 
S~OCK (to line 302) 

136.
 NIPPON TEL TEL SPON ADR COMM Dividend Transfe~cd 12z29 STOCK (to line 303) ....t ..... a,po~.og O~,e Re~r, 
VII. INVESTMENTS and TRUSTS ......... i~e., ......,io~s (Includes ,hose .......d d~endent children: xee pp. 34-60 filing instructio~.) 

NONE (No reportable income, g~sets, transactions.) 
De~riptionofAssets Incomedufing Gross value end Tr~mc~onsduringre~ing~fiod 
(including t~st 
Flace"(X)" ..... .... T~e (e.g., Value Value Type (e.g., Date Value Gain Identity Cede
exempt from pfor discl~u~ (A-H) ira.) (J-P) Code ~demption) Day {J-P) (A-H) (if private (Q-W)  ~sac6on, 
137.  NOKIA CORP SPON ADR COMMON  Dividend  Transfeffed  1Z~29  
STOCK  (to line 3~)  
138. NOMURA AIIOLDINGS ADR  Dividend  Transfe~ed  12/29  
MMON STOCK  (to line 305)  
139. NOVARTIS ADR COMMON STOCK  Dividend  Transfe~  12/29  
(to line 307)  
140.  NOVO-NORDISK ADR COMMON  Dividend  Transfe~ed  1~29  
ST~K  (to line 309)  
141.  ORIX CORP SPONS ADR COMMON STO  Dividend  Transfe~ed  12/29  (to line 312)  
142.  PETROB~S  Dividend  Buy  3/13  
143.  PETROBRAS  Trans feted  12/29  
(Io line 315)  
144.  RIO TINTO PLC-GBP COMMON STOCK  Dividend  Buy  9/1  
(addl)  
145.  RIO TINTO PLC-GBP COMMON STOCK  Transfeffed  12/29  
(to line 321)  
146.  ROYAL DUTCH PERTOLEUM  Dividend  Sold  3113  
MMON STOCK  
147. TELECOM LTD SPON ADR COM MON STOCK  Dividend  Sold  7/1  
148.  SAP AKLENAGESELLSCHAFT SPONS  Dividend  Transfe~cd  12~9  
ADR-USD COMMON STOCK line 325)  
149.  SIIIRE PLC ADR  Dividend  Transfc~ed  IZ;29  
(to line 329)  
150.  SMITII NEPHEW PLC ADR COMM STOCK  Dividend  Transfeffed (to line  12;29  
151. SL~COR ENERGY INC NEW  Dividend  Buy  9/I  
152. S~COR ENERGY NEW  Transfe~ed  12/29  
(to line 333)  
153. TELEFONICA S.A. SPON ADR COMMO  Di~dend  Transfe~ed  1~29 STOCK line 335)  

DateofRepnr,
IN~~e rPe~n Rep"i~ 
VII. INVESTMENTS and TRUSTS ......... t~o,, ......,io~ a,~a~ ,~o~ o/,~ ..... ~a~p~d,~,,.~t~,~: 

NONE reportable income, assets, transactions.) 
.~. --6 .........~. ......  
DeKrfptloa Assets  lncom* du~ag  Gro~ value end  T~nsacfions du~ng re~ing ~od  
(including ~st ~ts)  repo~ng period  reposing ~fiod  
Place "(X)" ~Rc[ each asset exempt ~om prior disclosure Amo Type (e.g.,Co div., rent, (A-H) int.)  Value Code {J-P)  Value Method Code  Ty~ {e.g., buy, sell, ~demption)  Date bton~Day  Value Code (J-P)  Gain Code (A-II)  ldenliw buyer/selI~ (if private  
(Q-W)  tr~ction)  

154.
 TESCO PLC SPONS ADR COMMON STO Dividend Transfe~ed 1~29 (to line 336) 

155.
 TOTAl. FINA ELF S.A.S.P. ADR COMMO Dividend T~sfe~ed 12129 STOCK (to line 339) 

156.
 TREND MICRO INC SPON ADR Dividend Transfeff~ 1Z~29 MMONS ST~K (to line 341 

157. 	
UNITED OVERSEAS BANK LTD SPONS Dividend Tmnsfe~ed 12/29 ADR COMMON STOCK (to line 347) 

158.
 VODAFONE GROUP PLC ADR Dividend Transfe~ed 12~9 OMMON ST~K (to line 353) 

159. 	
WPP GROUP PLC SPON ADR NEW COM Dividend Sold 9/1 MON ST~K 

160.
 WAL-MART MEXICO Dividend Tramfe~ed Zt29 PON ADR COMMON STOCK (to line 354} 

161.
 ACCCOUNT 

162. 	
SMITII BARNEY BANK DEPOSIT PROG Interest RAIVl 

163.
 IRA#I: 

164.
 CITIBANK DIVERSIFIED FUTURES None 

165, IRA#2: 
166. 	
GOLDMAN SACilS SMALL VALUE None UND CLASS 

167.
 IRA #3: 

168. 	
BLACKROCK ~ALUE OPPORTUNITIES Dividend FUND INC INSTL 

169.
 IRA #4: 

170. 	
BLACKROCK VALUE OPPORTUNITIES Dividend FUND INC INSTL I~,,, o R~po. l 

NONE ~Vo reportable income, assets, transactions.) ~~rption As~ts Income during (including ~st ~sets) r~ing peri~ Gro~ value end r~ing period Transacfio~ during reposing  
Place "(X)" aRere~h ~set exempt from prior di~losure  ;:Amount~ T~e (e.~.,C~e div., renL (A-H) inL}  Va~ue Code (J-P) Value Method Code (Q.~3  T~e (e.g., buy. sell, redemption)  Date Mon~Day  Value Gain Code Code (J-P) (A-H)  Idenli~ buyer/scll~ (if private tr~saction)  
171. COLLEGE SAVINGS PROGRAM#l:  
172.  DEVELOPED MARKETS INDEX POR TFOLIO  None  BUY  11/16  SEE PART Vlll  
173. COLLEGE SAVINGS PROGRAM  
174. 175.  DEVELOPED MARKETS INDEX POR FOLIO DEFERRED COMPENSATION  None None  BUY  11/16  SEE PART VIII  
176~  OPPENttE1MER MAIN ST. OPP.  
177. FIDELITY CONTRAFU~ND  
178.  DODGE AND COX INTL STOCK  
179.  IRA  
180.  BANK DEPOSIT PROGRAM  Interest  Open  4/14  SEE PART VIll  
181. GOLDMAN SACHS SMALL VALUE UND CLASS COMMON STOCK 182. P1MCO REAl, RETURN COMMODITY STRATEGY FUND 183. COEUR ALENE MINE CORP  None Dividend None  
184.  GABELLI GLOBAL NAT RES INCOM SBI  Dividend  
185.  UNITED STATES OIL EQUITY  None  
186.  ISItARES SILVER TRUST EQUITY  None  
t87.  COIIEN STEERS INTL REALTY  Dividend  

Name Person Reporting Date Report 
NONE (No reportable income, ~sets, transactions.) 
Da~dpfion Assels Income d~ag 
(including ~st ~sc~) ~ning ~riod rc~ing ~i~ ..... 

Place "~)" after e~h ~set exempt from prior discl~ure (2)Amount Type (e.g., C~e div., rc~t, (A-H) int.)  Value Code (J-P}  Value Mcthc~I Code (e.g., buy, ~11, redemption)  Da~ Value Gain Month Code Code Day (J-P) (A-H)  Identi~ buyer/seller (if private  
188.  ACCOST  SEE PART VIII  
189.  SEAGATE TECilNOLOGY  Dividend  
190. 191  WEATHERFORD INTL LTD NEW MMON STOCK ABBOTT LABORATORIES COMMON STOCK  None Dividend  Sold  8,/7  
192. AGCO CORP  None  Buy  12/2  
193. AKAMAI TECHNOLOGIES  None  Buy  7/10  
194. ALKERMES INC COMMON STOCK (Y)  
195.  ALLIED WORLD ASSURANCE LDGS  Dividend  
196. AMAZON COM INC COMMON STOCK 197. AMGEN INC COMMON STOCK  None None  Sotd (part)  3/6  
198. ANADARKO PETROLEUM CORP COM MON STOCK 199. APPLIED MATERIALS INC DELWARE COMMON STOCK 200. ASML IILDG NEW YORK REG 201. ATT INC.  Dividend Dividend Dividend  Sold (part) Transferred from line 1121 Buy  ZI7 IZ29 6,,12  
202. ATLAS COPCO SPONS ADR NEW PTSG 203. AUTODESK INC.  None None  Transferred from line 1141  12/29  
204. AXA S.A. SPONS ADR  None  Transferred from line 115)  12/29 =g25,~.~1 $50,~.~ =More .... ..... Rep~.io~ a.,.orR.po. Page SIlL~GUSA, CtlARLES 5/12/2010 
VII. INVESTMENTS and TRUSTS .... value, ...... lions (lnclud~ those ....... dependem childmn; see pp. 3d-60 filing instruction~) NONE (No reportab/e income, ~sels, transaction.) .... .......... ...........  
De~fipfion As~ts  Income during  Gross value end  Tr~s~fio~ during epo~iag ~od  
~i~luding ~sl ~sets)  reporting p~od  repoaing  (2)  (I) (2)  (2)  (3)  
Place "(X)" gl~er e~h as~  AmouBl  T)~e (e.g..  Value  Valu~  ~yp~ (e.g.,  Value  Gain  Identity  
~x~mpt flora ~rior di~losure  Code (A-It)  div., reB~ int)  Code (J-P) Method Code  buy, sell, redemption)  Month Day  C~e (J-P)  Code (A-t)  buy~,"seller (if private  

205. BASF COMMON STOCK 	None T~nsfc~d 12/29 
(~?om line 116) 
206. 	
BED BATH BEYOND COMMON None OCK 

207.
 BAKER ttUGHES INC. Dividend 

208.
 BANK AMERICA CORP. Dividend Buy 5,,20 

209.
 BARRICK GOLD CORP CAD Sold 5/19 210, BERKSHIRE HATHAWAY INC None Buy 3/12 BlIP BILL]TON LTD SPONS ADR None Buy 12/23 

212. 	
BIOGEN IDEC INC COMMON STOCK None 

213.
 BLACKROCK INC. Dividend Buy 3/20 

214.
 BOEING CO. Dividend 

215, PLC SPONS ADR 	None Transferred 1~29 (from line 117) 
216.
 BROADCOM CORP 	None 

217.
 CVS CAREMARK CORP Dividend 

218. 	
CABLEVISION SYSTEMS CORP Dividend MMON SSTOCK 

219. 	
CANON 1NC ADR None Transferred 12/29 (from line 119) 

220. 	
CARNIVAL CORP None Buy 3/31 

221. 	
CATERPILLAR INC COMMON STOCK Dividend Sold 9_/3 ~$25,~.~1 $50,~,000 =Mote .... 	fPerson Reporting Date Report
VII. INVESTMENTS and TRUSTS ........ .......,io., Ct.ct.d~,h..o o/sp ...... ~i~.~.; ~.~ ~-60 NONE (No reportable income, assets, ~ansactio~.) 
................  
Dc~fipfion Assets  Income duhng  Gro~ v~ue end  Tr~cfioas during re~iag ~riod  
(including ~sets)  reposing pe~od  ~po~ing ~fiod  
Place "(X)" a~er ~ch ~set exempt from p~or di~!osure  [Amount Code (A-H)  T~e (e.g., div., rent, int.)  Value Code (J-P)  Value Method C~e  T~e (e.g., buy. self. ~dcmption)  Date Value Gain Month Code Day (J-P) (A-H)  Idcm~ (if private  
(Q-w)  ~n~cfion)  

222.
 CELGENE CORP (X) 	None 

223. 	
CHARMING SHOPPES 1NC COMMON None STOCK 

224. 	
CHEVRON CORP COMMON STOCK Dividend Sold 6/24 

225. 	
CtlUBB CORP. COMMON STOCK Dividend 

226. 	
CISCO SYS INC COMMON STOCK None 

227. 	
CIRRUS LOGIC INC. COMMON STOCK tY) 

228. 	
CITRIX SYSTEMS INC (X) None 

229. 	
COCA-COLA CO. COMMON STOCK Dividend 

230. 	
COMCAST CORP COMMON Dividend OCK 

231.
 CONOCOPHILLIPS Dividend Buy 8/24 

232. 	
COVIDIEN LTD Dividend 

233. 	
CREE INC. None Buy 1/6 

234. 	
CRII PLC ADR USD None Transferred 12/29 (from line 118) 

235. 	
DANONE SPONS ADR None Transferred 12/29 (from line 122) 

236. 	
DEERE CO. None Buy 12/3 

237. 	
DEERE CO. Buy 1214 (addl) 

238. 	
DELL COMPUTERS CORP COMMON Sold 1/29 STOCK Income Gain Codes: =$1.000 o less =SI,001 $2,500 =52.501 $5,0~0 =$5.001 $15,010 =$15,001 =$25,000,001 $50,000,000 =Mote than $50,000,000 
Date ReportName Person Reporting 
VII. INVESTMENTS and TRUSTS 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during rep~rting period  
(including trust asset:;)  reporting period  reporting period  
Place "(X)" after each asset exempt from prior disclosure  Amount Type (e.g., Code div.,rent, (A-H) int.)  Value Code (J-P)  Value Method Code  Type (e.g.. buy, sell. redemption) Date Month-i Day  Value Code (J-P)  Gain Code IA-H)  Identity, bu.~eriseller (if private  (Q-W)  transaction)  

239.
 DEVON ENERGY CORP NEW Dividend Buy 8/1 

240.
 DIAGEO PLC SPON ADR NEW 	None Transferred 12/29 (from line 120) 

241.
 DIRECTV (X) 	None 

242. 	
DISCOVERY HOLDING COM None COMMON STOCK 

243. 	
WALT DISNEY CO. COMMON S2rOCK Dividend 

244. 	
DOLBY LABORATORIES INC CLASS None 

(x) 

245.
 DOVER CORP. Dividend 

246. 	
EBAY INC. None 

247. PONT NEMOURS COM Sold 1/7 MON STOCK 

248. 	
EMERSON ELECTRIC COMMON Dividend STOCK 

249.
 ELECTRONIC ARTS COMMON STOCK None 

250. 	
ERICSSON TEL ADR NEW Dividend 

(x) 

251. 	
EXPEDIAINCCOMMONSTOCK None 

252. 	
EXXON MOBIL CORP. COMMON Dividend Sold 8/I0 OCK 

253.
 FIRST SOLAR INC. (X) None 254, FLUOR CORP NEW Dividend 

255. 	FOREST LABORATORIES INC. COMMO None STOCK =S25,0~.~  ~50.~,~0 =More $50,~0,~ 
Nam Person Reporting Date Report
FINANCIALpage DISCLOSURE REPORT 

NONE (No reportable income, assets, transactions.) Description Assets (including tmst a~sets) Income during reporting period Gross value end reporting peric:d ......... Transactions during reporting p~:fiod  
P!ace "(X)" after each asset exempt from prior disclosure  Amounl Code (A-H)  Type (e.g., div.,rent, int.)  Value Code (J-PI Value Method Code {Q-W1  Type (c.g., buy, sell. redemption)  Date Month-Day  Value Code (J-P)  Gain Coda (A-H)  Identity buyer/se {if private transaction~  
256. FRANKLIN RESOURCES  Dividend  
257.  FREEPORT MCMORAN COPPER GOLD  None  Buy  2/20  
258.  GAP INC. DE1,AWARE  Dividend  
259.  GENENTECII INC COMMON STOCK  Sold  3/26  
260.  GENERAL ELECTRIC COMMON STOCK  Dividend  
261.  GENZYME CORP GENERAAL DIVIS ION COMMON STOCK  None  
262. GLAXOSMITtlKLINE PLC ADR COM MON STOCK  None  Transferred (from line 121)  12129  
263. GOOGLE INC CLASS  None  
264. GRUPO TELEV1SA SPON  None  Transferred (from line 123)  12/29  
265. HALLIBURrON HOLDINGS  Dividend  
266.  HESS CORP  Dividend  Buy  8/5  
267. 26S. 269.  HOME DEPOT INC. COMMON STOCK IIONDA MOTOKCO LTD ADR NEW HONEYWELL INTL INC COMMON TOCK  Dividend None Dividend  Sold lpart) Transferred from line 125)  5/28 12,29  
270.  HONG KONG CttINA GAS ADR  None  Transferred (liom line 126)  12/29  
271.  HSBC tILDG PLC ADR NEW  None  Transferred from line 124)  12/29  
272.  IIUTCttlSON WIiAMPOA LTD- ADR  None  Transferred from line 127)  12/29 =$25,~.~1 $50.0~.~0 =More 
VII. INVESTMENTS and TRUSTS -i.como. ,,ol ......... ,io.., (Includes those ...... dependent children; see pp. 34-60 filing instruction~.) NONE (No reportable income, aSS~Is, transactions,) B.C. 
Description Assets Income during Gross value end Iransact~ons during rcperting period 
(including trust ~sets) tcperting period reporting period 
(2) (1) (2) 	(1) (2) (3) (4) (5)i (I)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (eg.. Date Value Gain Identity Code
exempt from prior disclosure 	div., rent, Code Method buy, selL Month-Code Code buver/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) tr~msaction) 
273. 	
ING GROEP SPONS ADR None Buy 12117 

274. 	
ING GROEP SPONS ADR Transferred 12/29 
(from line 129) 

275. 	
INTEL CORP COMMON STOCK Dividend 

276. 	
INTL BUSINESS MACIIINES CORP Dividend Sold 5/5 
MMON STOCK 

277. 	
ISIS PHAILMACEUTICALS COMMON 
STOCK (Y) 

278. MORGAN CIIASE COMMON Dividend 
STOCK 

279. 	
JOHNSON JOHNSON COMMON Dividend 
OCK 

280.
 JONES LANG LASALLE INC. Dividend Buy 6/11 

281. 	
JUNIPER NETWORKS None 

282. 	
KEYCORP- NEW Dividend Buy 6,4 

283. 	
KONINKLIJKE PItlLIPS ELECTRONICS None Transferred 12,Q9 
(from line 130)i 

284. 	
KRAFT FOODS INC COMMON STOCK Dividend Sold 4/6 

285. COMMUNICATIONS IILDGS INC. Dividend 
COMMON STOCK 

286. 	
LIBERTY GLOBAL INC. CLASSA(Y) 

287. 	
LIBERTY GLOBAL INC. SER Sold 6/4 

288. 	
LIBERTY MEDIA CORP. ACOMMONS None 
TOCK 

289. 	
LIBERTY MEDIA ttLDG CORP CAP SER (Y) 

Name Person Reporting Date Report 
VII. INVESTMENTS and TRUSTS ......... ,me, ,ran~..ion~ a..t~es ,~o~ ...... ~,~, ~,,n~.~ ~-~ r~. ~4-~o  NONE reportable  income, assets, transactions_)  
l~fiption As~ (~cluding ~sl ~sets)  Income during re~ing period  Gro~s value end ~po~ag pefi~ .~_  T~cfions during redoing  
PI~e "(X)" after ~h asset exempt from prior disclosure  Amount (e.g., Code div., rent, (A-H) int.)  Value Code (J-P)  Value MetE~ Code (Q-W)  Type(e.g., buy, ~[L redemption)  Date Month-Day Value Code (J-P)  Gain C~e (A-HI  Identib" buyer/seller (if private transaction)  
290. 291.  LIBERTY MEDIA CORP SEK LIBER ENTERTAI~ENT (Y) MABEL INC  Dividend  Buy  10/15  
292.  MCDERMOTT INTERNATIONAL INC.  None  
293.  MCKESSON CORP  Dividend  Sold  7/15  
294.  MERCK INC.  Dividend  
295. 296.  IvlETILER TOLEDO INTL INC M1CROSOFTCORP COMMON STOCK  None Dividend  Transferred (from line 131)  12,,29  
297.  M1TSUI~ISHI UFJ FINANCIAL GROUP INC ADR  None  Transferred (from line 132)  12/29  
298. MURPIIY OIL CORP (Y)  
299, NASDAQ OMX GROUP INC.  None  
300. NATIONAL OILWELL VARCO INC IX)  Dividend  
301. NESTLE SPONSORED ADR 302. NEWS CORP CLASS COMMON OCK 303. NIPPON TEL TEl, SPON ADR 304. NOK1A CORP SPONSORED ADR 305. NOMURA HOLDINGS INC ADR 306, NORTHROP GRUMMAN CORP  None None None None None Dividend  Transferred (from line 134) Transferred (from line 135) Transferred (from line 136) Transferred (from line 137) Transferred (from line 138) Buy  12/29 12/29 12/29 12/29 12/29 3.."25 =125,0~,~1 -$50,~,~0 =More $50.~.~ 
Name Person Reporting 	Date Report val .......... tions (Includes those spou .... dependent children; seepp. 34-60 filing instructions.)

VII. INVESTMENTS and TRUSTS .... NONE (No reportable income, assets, transactions.) 
Description Asscts  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporlmg pc-nod  reporting period  
Place "(X)" after each asset exempt from prior disclosure  (13 ;Amour~t Code (A-tl)  (2) Type (e.g.. div., rent, int.)  (l} Value Code (J-P)  (2) Value Method Code  (1) Type (e.g.. buy. sell, redemption)  (2) Date Month-Day  (3) Value Gain Code Code (J-P)  Identity buycr,sdler  
(Q-W)  

307. 	
NOVART1S ADER COMMON STO Dividend Transferred 12/29 (from line 139) 

Sold 12/31

308.
 NOVELLUS SYS INC. 

309.
 NOVO-NORDISK ADR 	None Transferred 12i29 (from 1403 

310.
 NUCOR CORP IX) Dividend 

311.
 NVIDtA CORP 	None 

1312. ORIX CORP SPONS ADR 	None Transferred 12/29 (from line 141)i 
313. 	
PALL CORP COMMON STOCK Dividend 

314. 	
PEPSCICO INC COMMON STOCK Dividend 

315. 	
PETROBRAS None Transferred 12./29 (from line 143) 

316. 	
PFIZER INC COMMON STOCK Dividend Sold 7!9 (part) 

317. 	
PFIZER INC CO!vlMON STOCK Sold 7/10 

318. 	
PROCTER GAMBLE COMMON Dividend STOCK 

319. 	
QUALCOMM INC. Dividend 

320. 	
RAYTIIEON COMPANY NEW Dividend Sold 3,23 

321. 	
RIOTINTO PLC GBP None Transferred 12/29 (from line 1453 

322. 	
ROCHE HLDG LTD SPON ADR Dividend 

323. 	
SAFEWA INC NEW Dividend Buy 8/28 =~25,~.~1 350.~.~0 =M~e than $50,000,~ 
.~.~ Person Reporting Dale Report
SIRAGUSA,
NONE (No reportable income, assets, transactions.)  
Description Asse~s {including mL~t ~SetS) Place "(X)" aRer each ~set cxemp~ ~om prior ~losure  Income during Gross value e~d ~mng pen~ ]Amount~ Code div.. rent. C~c Method (A-H) int.) (J-P) C~c (Q-W) buy. sell. ~dcmp~ion)  Tt~ctions during re~rting ~riod (2) ~3) (4) Mon~Code C~e Day {J-P) (A-H)  (5) buyer/seller (ifp6vat tran~ct~on)  
324. SANDISK CORP COMMON STOCK  None  
325.  SAP SPONS ADR USD  None  Transferred (from line 148}  12/29  
326.  SCHLUMBERGER LTD  Dividend  
327.  SCtIWAB CHARLES CORP  Dividend  Buy  1/29  
328.  SEARS HOLDING CORP  None  Sold (part)  11/25  
329.  St"fIRE PLC ADR  None  Transferred (from line 149)  12/29  
330.  XTO ENERGY (X)  Sold  8/11  
331.  SMITH NEPIIEW PLC ADR  None  Transferred (from line 150)  12/29  
332.  STATE STREET CORP COMMON OCK  Dividend  
333. SUNCOR ENERGY INC NEW  None  Transferred (from line 152)  12./29  
334.  TAIWAN SEMICONDUCTOR MFG MMON STOCK  Dividend  
335~ TELEFONICA SPON ADR  None  Transferred (l~-om line 153)  12/29  
336. TESCO PLC SPONS ADR 337. TEXAS INSTRUMENTS INC. COMMON STOCK  None Dividend  Transferred (from line 154)  12/29  
338. TIME WARNER. COMMON STOCK  Dividend  Sold  2/19  
339. TOTAL S.A. SPONS ADR  None  Transferred ffrom line 155)  12/29  
34ff. TtL~,NSOCEAN INC.  Sold  8/11 =$25,~,~l $50,0~,~ =,More th~ 550,000,~ 
Date Repor~ .... Person Reporting 
VII. INVESTMENTS and TRUSTS ......... lue. ......io., a.ct.a,~ tnos, o/~r ..... a,ee.ae,t rhita ....... pp. 34-bO JHing instruction~) 

NONE reportable income, assets, transactions.)  - .....~.- .......... .............. 

Dc~dptio==ofAs~ts lncomcdudng Gross valuc cnd ~r~sacfionsdunngre~ng~riod (including ~st ~ssets) reporting ~i~ reponin~ p~od ............................... 

(1) (2) 11) (2) (3) (4) (5) (I) (2)
Place"(X)" M~er each as~t 	:,Amount T~pc (eg., Value Value Ty~ (e.g,. Date Value Gain Identi~ Code div., renL Code Method buy, sell, Month-Code C~e buycr!~ller
exempt ~om prior disctosu~ {A-tO int.) (J-P) C~e redemption) Day (J-P) (A-H) (if private 
341.
 T~ND MICRO INC SPON ADR None Transfc~ed 12f2; JI(~om line 156) 

342.
 TYCO 1NTL LTD NEW COMMON Dividend OCK 

343, TYCO ELECTRONICS Dividend 
344. 	UBS (NEWI None Transferred 12/29 (from line
345. 	
UNILEVER PLOC SPONS ADR NEW Dividend MMON STOCK 

346. 	
UNITEDHEALTH GROUP INC. COM Dividend MON STOCK 

347. 	
UNITED OVERSEAS BANK LTD SPONS None Transferred 1229 ADR (from 157) 

348. 	
UNITED PARCEL SERVICE Dividend Sold 12/8 

349. 	
UNITED STATES STEEL CORP None Buy 12i22 

350. 	
VERIGY LTD Sold 11[20 

351. 	
VERIZON COMMUNICATIONS COMM Dividend Sold 6/12 STOCK 

352.
 VERTEX PIIARMACEUTICALS (X) None 

353.
 VODAFONE COMMON STOCK Dividend 1 3"ransl~rred 12.~29 

line 58)
I(from
354.
 WAr,MART MEXICO 	None Transferred 12.29 i(from line 160) 

355. 	
WALMART STORES INC COMMON Dividend Sold 4/6 TOCK 

356. 	
WEYERIAELISER CO. COMMON STO Dividend 

357. 	
WILLIAMS SONOMA INC. ()	Dale Report
Repor~lug .... ....
VII. INVESTMENTS TRUSTS ....... ~,,, .......-tionx (Includes those ,,f ...... dependent thildten; see pp. 34-60 filing in.~trucdon~) 

NONE reportable income, assez~, transactions.) D~rlpfon Assets Income dumng (;ro~ value "l~cfio~ during re~ing periled (including ~st ~sels) .repoaing ~fiod ~poming_ ~riod 
--A. --........... , .... ...... ......  ~2) 2) (2) (3) (4) 
~Amoun~ F~e (c.g., Value Value Type (e.g., Dale Value Gain ld~tiw
Place "(X)" a~er ~ch as~t exempt ~om pri~ discl~ur Co~ div., ro~t, Code Method buy, sell Mon~ -C~e Code buycr/sell~ (A-H) orint.) (J-P~ Code3  redemption) Day (J-P) (A-H) (ifprivate ~nsacfion) 358. WVETH COMMON S~OCK Dividend 	Sold 3/23 
359. 
YAHOO INC COMMON STOCK 	None Buy 3/20 

360. 
ACCOUNT 

361. 	
SMITH BARNEY MONEY MARKET Dividend Buy 8/22 
(addl) 

362.
 FIRST UNION CORP SUB NOTES None 	Redeemed 4/15 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. andlc~,,~a,*o/Rop,,O 2008 FINANCIAL DISCLOSURE, INADVERTENTLY NEGLECTED EXPLAIN THAT SEPTEMBER 15, 2008, BLACKROCK TECHNOLOGY FUND 
INSTITUTIONAL CLASS MERGED WITH BLACKROCK GLOBAL SCIENCE TECH OPPORT PORTFOLIO INSTL. NOVEMBER 2009.1 EXCHANGED VANGUARD AGGRESSIVE AGE-BASED OPTION GROWTIt PORTFOLIO FOR DWEVELOPEDMARKETS INDEX PORTFOLIO. Tills SEP ACCOUNT AND THE 2008 CONTRIBUTION WAS PLACED INTO BANK DEPOSIT PROGRAM. 12~29/09 THE ASSETS ACCOUNT WERE TRANSFERRED ACCOUNT  
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside emplo.~ent and honoraria and the acceptance gifts which have been reported are incompliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature~ 
NOTE: ANY" INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TillS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Ofiice the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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