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Judicial Watch • Charles L Smith Jr Financial Disclosure Report for 2010

Charles L Smith Jr Financial Disclosure Report for 2010

Charles L Smith Jr Financial Disclosure Report for 2010

Page 1: Charles L Smith Jr Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:9

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Charles L Smith Jr, Madison, Alabama, deposit, Charles, smith, funds, Retirement, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app. ,~,~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Smith, Jr., Charles 	Northern District Alabama 05/25/2011 Title (Article Ill judge~ indicate active senior status; 5a. Report T)]3e (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge Active Initial Annual Final 
12/31/2010 
5b. Amended Repon Chamber~ Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations.
United States Courthouse 
I01 Holmes Avenue 
Huntsville, Ala. 35801 

Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form must followet~ Complete ali parts, checking the NONE box for each part where you have reportable information. Sign last pag ovor~ng individual only; see pp. 9-13 fillng instructlon) 
[~] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. mevor~.g individual only; see pp. 14-16 filing instructions.) ~-] NONE (No reportable agreements.) DATE PARTIES AND TERMS 
1.1981 Judicial Retirement Fund Alabama (Retirement fund former employer, State Alabama), control 2.1981 Madison County, Alabama Retirement Fund (Retirement fund former employer, Madison County), control 
Smith, Jr., Charles 
Name Person Reporting

III.
 NON-INVESTMENT INCOME. (Repor~nglndi,id.otandspouse: scarp. ~-~4 of~llng ins~u.lon~)
 Filers Non-lnvestment Income 

[~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 	State Alabama Retirement 
Madison County, Alabama Retirement Spouses Non-Investment Income -if you were married during any portlon the reportlng yeor, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 	Madison County, Alabama Commission Salary 

IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainment. 
(Includes those spouse and dependent children," see pp. 25-27 filing instructions.) 

~-~ 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 

Date Report 
05/25/201 
INCOME (yours, not spouses) 
$58,725.00 
$19,142.00 
ITEMS PAID PROVIDED FTS. anclud~ those ~po,~e and depo.den, ch;Uren; ~ee 2S-3 filing instruction~)  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE anciude~ tho~ spo~e and dependent children; see pp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  Bank America  Credit Card  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS .... value, .... ,ions (Includes those spouse and dependen, children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporling period 
(including trust assets) reporting period reporting period (I) 	(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 	Type (e.g., Value Value Type (e.g., Date Value Gain Identity Amount 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	
U.S. Savings Bonds-Series Interest 	
Regions Financial Corp. Dividend 	
Citi Bank Money Fund Inlerest 	
Meadowbrook, Ltd. 4.75% Int. limited None 
partnership 	
Farm: Madison County, Ala. Rent (Crop) 	
Farm Rental House: Madison County, Ala. Rent (House) 	
Crown Life Ins. Cash Value Dividend 	
Apple Computer, Inc. None 	
Clorox Co. Dividend 

10. 
l 457(b) Deferred Comp Account: 

11. American Century Value Fund Dividend 

12. Fidelity Contrafund Dividend 

13. 	
--Nationwide Fixed Account Interest 

14. Nationwide Large Cap Growth Fund Dividend 

15. 500 Index Fund Dividend 

16. 	
Madison Co. Retirement Fund Interest 

17. Family Broadcasting Corp (Retirement) None
 Income Gain Codes: =$1,000 less =$1.001 $2.500 =$2,501 $5,000 =$5,001 $15.000 =$15,001- $50.000 (S Columns and D4) =$50.001 100,000 =$100.001 1,000.000 1.000.001 $5,000.000 112 More ban 5.000,000
 Value Codes =$15,000 less =$15.001 $50.000 -$50.001 $100.000 =$100.001 $250.000 

(See Columns and D3) =$250.001 $500.000 O=$500.001-$1.000.000 $1.000.001-$5,000,000 =$5.000.001 $25,000.000 =$25.000.001 $50.000.000 =More lhan $50.000.000
 Value Method Codes -Appraisal =Cos! (Real Estawc Only) =Asscssnl~mt =Cash Markct 
(Sc Column C2) =Olh,"r -Book Value =Estimated INVESTMENTS and STS inco~,e. ~olu,, ~a.,oc,ion, aueludes those o/spouse an~ depe, dent children; see pp. 34-60 offillng instructions.) 
NONE (No reportable income, assets, transactions.) 
A.B. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting p~riod reporting pedod 
(i) (2) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenlity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!dd~ Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	
Fix Corp Intl., Inc. (Y) See Part Vlll 

19. 	
Sanmina-SCI Corp None 

20. 	
PACT(AIa. Prepaid Affordable College Interest Tuition plan) 

21. 	
Scholars Choice (Section 529 Plan) Dividend Control 

22. 	
Easy Street Investors Corp.: None Sold 12/3 I/I0 ESI Corp. See Part VIII 

23. 	
Education IRA No. 

24. CitiBank Bank Deposit (formerly Interest Money Funds) 

25. Coca Cola Bottling Co. Dividend 

26. 	
--Adtmn, Inc. Dividend 

27. Overstock.Com, Inc. None 

28. 	
Education IRA No. 

29. Legg Mason Partners (formerly Dividend Aggressive Growth Funds) 

30. CitiBank Bank Deposit (formerly Interest Money Funds) 

31. 	
--Adtran, Inc. Dividend 

32. Overstock.Com, Inc. None 

33. 	
Education IRA No. 

34. Legg Mason Partners (formerly Dividend Aggressive Growlh Funds)
 Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5,000 =$5.001 $15.000 =$15.001- $50,000 (Scc Columns and D4) =$50,001 109.000 -$100,001 $1.000,000 1.000.001 $5,000.000 112 =More than $5.000.000
 Value COd,.:~ $15.000 less =$15.001 $50.000 =$50,001 $100.000 =$100,001 $250.000 
(See Columns and D3) =$250.001 $500.000 =$500,001 $1.000.1)00 =$1,000.001 $5.000,000 =$5.0(]O.001 $25.000.000 =$25,000.001 $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ~ost (Real Estate Only) =Assessment ::::Cash Markel  
(See Column C2) -Book Value :Other =Estimated II. INV ESTMENTS and STS income, vol.e, ~o~ocrio~ a.cl.des ,hose o/sp ......d dependent children; see pp. 34-60 offillng instructions.) 
[~] NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (I) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method boy, sell, mm/dd~ Code Code buyer/seller int.) (J-P) Code redemplion) (J-P) (A-H) (if private (A-H) 
txansaction) 
35. CitiBank Bank Deposit (formerly Interest Money Funds) 

36. Adtmn, Inc. Dividend 

37. Overstock.Corn, Inc. None 

38. 	
Education IRA No. 

39. Legg Mason Partners (formerly Dividend Aggressive Growth Funds) 

40. CitiBank Bank Deposit (formerly Interest Money Funds) 

41. Adtran, Inc. Dividend 

42. Overstock.Com, Inc. None 

43. 	
Coca Cola Bottling Co. Dividend 

44. 	
eBay, Inc. None 

45. 	
Trust No. Dividend 

46. Citibank Bank Deposit Program Interest 

47. ITC DeltaCom, Inc. New Issue None Sold 12/08/10 

48. Franklin Federal Tax Free Income Interest Class (X) 

49. 	
Vanguard Age-Based Aggressive Growth Dividend (Section 529 Plan) 

50. 	
Adtran, Inc. Dividend 

51. 	
Walt Disney (acquisition and merger Dividend Pixar into Disney) Income Gain Codes: =$1.000 less =$1.001 $2.500 =52.501 $5.000 =55.001 $15.000 =$15.0~1- $50.000 (See (Solumns and =$50.001 0O.000 $100.(301 1.000.000 111 =51.000.0~ $5.000.0~0 112 =More than 5.00~.000 Value Codes $15.000 less 515,001 $50.000 =550.001 100.000 510~.0O 5250,000 
(See Columns and D3) =$250.0OI $500.1X30 =$50~.001 .~0.000 =$1.0(}0.001 $5.000.000 =$5.000.(~11 $25.000.000 =$25.000.091 550.000.000 =l".torc than $50.000.000 Value Method Codes =Appraisal =:Cost (Real Estate Only) =Asscssmcaat =Cash Markcl  
{Scc Column C2) =Bc~k Value =Olher =Estimated  

VII. INVESTMENTS and TRUSTS i,co~,,. ..aluo. ~a,~io~ (lndudes those spouse and dependent children: see pp. 4-60 fillng ittstructlons.) 
NONE (No reportable income, assets, transactions.) 
A.B. 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) (5) (I) (2)
Place "(X)" after each asset , Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/ddiyy Code Code buyer/seller Code (A-If) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
52. 
Lincoln FinancialGroup (X) Interest 	Sold 10/18/10 

53. 
Annuity Western Nat. Life Ins. Co. (X) Interest 	Sold 10/18/10 

54. 
Education IRA No. 

55. CitiBank Bank Deposit Account Interest Open 04115/10 

56. 
Trust No. 

57. CitiBank Bank Deposit Account Interest Open 11/19/10 Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2,501 $5,000 =$5.001 $15.000 =$15.0~1- $50,000 (See Columns and D4) =$50,001 $100.000 =$100.001 $1.000,000 Ill =$1.000.001 $5.000.000 112 =More than $5.000.000
 Value Codes =$15.000 less =$15.001 $50.000 =$50.001 $100.00~ =$100.001 $250.000 

(See Columns and D3) =$250.001 $500.000 =$500.001 1.000.000 =$1.000.001 $5.0~.000 =$5.0~O.001 $25.000.000 =$25.000.001 $50.000.000 =More than $50.000.0(~O
 Value Method Codes =Appraisal ~Cos! (Real Eslatc Only) =Ass~ssmen! =Cash Markc~ 
(See Column C2) =Olho" =Book Value =Estimated 
Name Person Reporting Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport) 
Part VII, page line 18: This stock was declared valueless, ceased trading, and was delisted from the stock exchange. 
Smith, Jr~ Charles 05/25/2011
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported ~vas withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Charles Smith, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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