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Judicial Watch • Charles R Simpson Financial Disclosure Report for 2010

Charles R Simpson Financial Disclosure Report for 2010

Charles R Simpson Financial Disclosure Report for 2010

Page 1: Charles R Simpson Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Charles R Simpson, vanguard, 2010, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978
Rev. 1/2011 

FOR CALENDAR YEAR 2010 U.S.C. app. ,~,6 I01-111) Person Reporting (last name, first, middle initial) Court Organization Date Report simpson, charles kywd 4/19/201 Title (Article III judge~ indicate active senior status; 5a. Report Type (che~k appropriate type) Reporting Period 
magistrate judges indicate full- part-time) 	Nomination, Date 01/01/2010
active/dist Initial Annual Final 
12/31/2010 
5b. Amended Report Chamber~ Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.
601 w.broadway #247 
louisville, 40202 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followea~ Complete ali parts, checking the NONE box for each part where you have reportable information. Sign lastpage. POSITIONS. ~Revor~ng individual on; see pp. 9-13 firing instruction~) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
advisory board 	International Assn.for Ct. Admin. 

II. AGREEMENTS. m,vo~,g lna~iduat o,; se, ~,. 14-16 fillng instructions.) 
[~] 	NONE (No reportable agreements.) DATE_ PARTIES AND TERMS 

Simpson, Charles 

Name Perton Reporting 	Date Repor~ NON-INVESTMENT INCOME. tRepo.i.g individual andspouse; seepp. 17-24 offillng instructionsO Filers Non-lnvestment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -if you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 

NONE (]go reportable non-investment income.) 
DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 qffiling instructions.) NONE (No reportable reimbursements.) SOURCE DATES_ LOCATION PURPOSE ITEMS PAID PROVIDED 	
xxxxxxxxxxxxxxxxxxxxxxxxxx~/i:~x4b2~xx~xxxx)~:~x~~dxxxxxxxxxxxxD~i:ches Transport to/frm Dubai-other items not 
Courtsxxx reportable 	
World 6/24-7/6-10 Pula, Croatia Peer Reviewer for World Transport, lodging, meals Justice Sector Loan 
Croatian MOJ. 	
American Councils 7/15-7/16 Wash mee~orient Russian judicial Transport, meals, lodging 
delegations GIFTS. ancl~des ,hose,o s~,o~e ond d~pendent children; seepp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. anc~,,~es ,hose spouse and #epen#en, children; see pp. 32-33 filing instruction~  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Name Person Reporling 	Date Reporl
VII. INVESTMENTS and TRUSTS -in ....... lue, ....tlons (lnclud~ those spouse and dependent children; seepp. 34-60 fillng instruaiomO 

NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (t) (2) (t) (2) (4) (s) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) t~ansaction) corn Dividend .......calamos inv grwth Dividend 
davis venture Dividend 
euro pac growth clc Dividend 
allianz multi mgr dvid val clc Dividend 	Sold 08/19/10 
growth america Dividend 
Royce fund totl ret Dividend 
thomBurg inv intl val Dividend 
fundamental invs inc Dividend Buy 08/20/10 

10. 
blackrk muniMM Dividend 	Sold 07/26/10 

II. Federated muni cash ser Int./Div. 	Buy 07/26/10 
12. 
federated muni cash ser Int./Div. 	Sold 08/24/10 

13. 
federated govt cash ser lnt./Div. Buy 08/20/10 

14. 

15. 

16. telco fed Interest 

17. 
Louv. fed Interest Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15.000 ~$15,001 $50.000 (See Columns and D4) =$50,001 100,00~ =$100.001. $1.000.000 =$1,00~,001 $.5.000.000 112 =More 1ban $5.000.000
 Value Cods =$15.0~1 le~s =$15.001 $50.0~0 =$50.0OI $100.000 =$100.001 $250.000 

{S~e Columns and D3) =$250.001 $500.0~ =$500.001 $1.000.0~ ~$1.000.001 $5.000.0(~) =$5.000.001 $25.009.000 =$25.000.0OI $50.000.000 =More than $50.000.000
 Value Method Codes =Appraisal =Cosl (Real I:~la~e Only) =Ass~ssmcnt =C~h Market 
(See Column C2) :Book Value =Olhcr :Es~imalcd 

Name Person Reporting 	Date Report

simpson, charles 	4/19/2011
VII. INVESTMENTS and TRU STS .... value, ~ra~sactio~ ttncludes those ......a dependent children see pp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporling period reporting period 
(i) (2) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemplion) (Q-.W) 
18. 
Dupree Intermed. govl bond set Dividend 

19. Banked Interest 

20. 
HHbonds Interest 

21. 
Stockyrds bkaccl Interest 

22. 
Stockyrds bkcd Interest 

23. 
dupree tax-free Dividend 

24. 

25. 
Churchill downs com Dividend 

26. 
johnson outdrs com Dividend 

27. 
vanguard toll stk mkl idx Dividend 	Sold 

28. 
Vangrd toll stk mky idx admiral Dividend Buy 

29. 
van guard Short-termTreas.adm Dividend 

30. 
Vanguard adm treas Dividend 

31. 
Vanguard Primemm Dividend Buy 

32. 

33.
 Casual Male Retail com. Dividend 

34.
 Churchill Downs com Dividend 
Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5,0~0 (See Columns and D4) =$50.001 $100.00~ =$100.001 $1.000,000 1.000.001 $5.000.000 
Value Codes 15.000 less =SI5.001 -S50.0~ =$50.0~1 $10~.000 (See Columns and D31 =$250.001 $500.000 =$50~.001 =$1.000.0Ol $5.000,000 

Transactions during reporting period 
(2) (3) (4) (5) Date Value Gain Identity mm/dd~yy Code Code buyer/seller 
(J-P) 	(A-H) (if private transaction) 
10/26/10 
10/26/10 
01/25/10 =$5.0~1 $15.000 =$15,0~1 $50.000 112 ~Morc Ihan $5.0(~.000 =$100.001 -$250.000 -$5.000.001 $25.C~.000 $25.000.001 $50.0~0.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assossmem =~h Markcl  
(See Column C2) =Book Value =Other -Esfimaled  

Name Person Reporting 	Date Repor~

4/19/201
simpson, charles
VII. INVESTMENTS and TRUSTS .... value, .... ,ions (Includes those ofsp ...... dependent children: seepl~ 34-60 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(i) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Typo (e.g., Value Value Type (e.g., Date Value Gain Identi~y exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. tCrosscom Dividend 

36. 	
Glimcher realty Trust corn Dividend 

37. 	
Johnson Outdoors com Dividend 

38. 	
venlas com Dividend 

39. 	
vanguard total stock mkt idx Dividend Sold 10/26/10 

40. 	
Vanguard totla stock mkt idx ADM Dividend Buy 10/26/10 

41. 	
Vanguard Short-term tras Dividend Sold 10/26/10 

42. 	
Vanguard Short-term treas ADM Dividend Buy 10/26/10 

43. 	
Vanguard Admiral trsry Dividend 

44. 	
vanguard prime Dividend 

45. 

46. 	
Churchill Downscom Dividend 

47. 	
Healthsouth com Dividend 

48. 	
National Hlth invs com Dividend 

49. 	
Penna Real Est Invest. Trust corn Dividend 

50. 	
ventas tom Dividend 

51. 	
Vanguard Tax-managed Cap Apprec Adm Dividend Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2.501 $5,000 =$5.001 $15.000 =$15.001 -$50,000 (See Columns and IM) =$50.001  100,000 =$100,0~1 $1.0~0.000 =$1,000,091 $5,000,000 112 =More than $5,000,000
 Value Coda =$15,0~1 less =$15.001 $50.0~) =$50.0~1 $100.OO0 =$10~.001 $250.000 

ISee Columns and D3) =$250.001 $500.000 =$500,001 $1,0~.00~ =$1.000.0~1 $5.0~O.000 =$5.000.001 $25.000.0~3 =$25.00~.001 $50.0~0.000 =More than $50.000.000
 Value Method Codes =Aplraisal =:~ost (Real l:statc Only) =Assessment -~S~sh Markc! 
(S~e Column C2) =Book Value =Olhcr =Estimated 

Name Person Reporting 	Date Repor~

simpson, charles 	4/19/2011 II. INVESTMENTS and STS -inc ......I.o, transactions lnclud~s those ofsp ..... dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust asse~s) reporting period reporting period (I) (2) (I) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenfi~y Code Code Code buyer!seller
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd,~, (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
52. 
Vanguard Tax-mamged Intl Dividend 

53.
 vanguard Tax-managed Cap Dividend 

54. 
Vanguard Tax-Exempt Dividend 

55. 	
Vanguard Trsy Dividend Sold 03/I 1/10 
(part) 

56. 	
Sold 03/29/10 
(part) 

57. 	
Sold 03/29/10 
(part) 

58. 	
Sold 04/07/10 
(part) 

59. 	
Sold 05111110 
(part) 

60. 	
Sold 06/03110 
(part) 

61. 	
Sold 06/23/10 
(part) 

62. 	
Sold 08/03/10 
(part) 

63. 	
Sold 08/18/10 
(part) 

!64. 	Sold 09/27/10 (part) 
65. 	
Sold 10/28/10 
(part) 

66. 	
Sold 11/22/10 
(part) 

67. 	
Sold 12/07/10 
(part) 

68. 	
Sold 12/20/10 
(part) Income Gain Codes: =$1.000 less -$1,001 $2,500 =$2.501 $5,000 =$5.001 $15.000 =$15.001 -$50,000 (S Columns and IM) =$50.001 $100.009 100.001 $1,0~0.0O~ 1.000,0~1 $5.0~0,000 112 =More than $5.000,000 Value Cod~ $15.000 k~s $15.001 $50.0OO 50.001 100.000 100.001 $250.000 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.0OO -$1,000.0OI $5,000.000 =$5.000.001 $25.000.000 =$25,009.001 $50.0~0.00~ =More than $50.00~,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Mark~ 
{See Column C2) -Book Value =O~ho" -Estimated 

Name Person Reporting

simpson, charles
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period (2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div.. rent, Code Method buy, sell, (A-I int.) (J-P) Code redemption) 
69. 

70. 	
Dreyfus Strategis Municipals Dividend 

71. 	
GEcom Dividend 

72. 	
Nextera corn (name change from FPL Group Dividend 6/3) 

73. 	
Vanguard tax-managCap Apprec Dividend 

74. 	
Vanguard Tax-mang Intl Dividend 

75. 	
VanguardtAX-mANAG Small Cap Dividend 

76. 	
Vanguard Tax-Exempt Dividend 

77. 	
vanguard Trsy Dividend Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5.000  
(Sc Columns and D4) =$50.001 $100.000 =$100.001 $1.090.000  I11 =$1.0~0,001 $5.000.000 Value Codes =$15,000 less =$15.0OI $50.000 =$50.001 $100.000  
(Scc Columns and D3) -$250.001 $500.000 =$500.001 $1.000.0~0 -$1.000,001 $5.000.000 =$25.0~0.0OI $50.0~).000 =More than $50.000.000  
.1. Value Method Codes :Appraisal ~ost (Real [,state Only) =Asscssm~t  
(See Column C2) =Book Value =(hha.r =Estimated 
Transactions during reporting period 
(2) (3) (4) 

Date Value Gain mm!dd/yy Code Code (J-P) (A-H) 
Date Report 
4/19/2011 
(5) 

Identity buyer/seller (if private transaction) =$5.001 $15.000 112 =More than $5.000.000 =$100.001 $250.0~ =$5.000,001 $25.00~.000 -Cash Markcl =$15.001 $50.000 
VIII. ADDITIONAL INFORMATION EXPLANATIONS.  

,Name Person Reporting Date Repor~

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: S/charles simpson 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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