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Judicial Watch • Charles Royal Ashley – 2010

Charles Royal Ashley – 2010

Charles Royal Ashley – 2010

Page 1: Charles Royal Ashley – 2010

Category:Federal Judges

Number of Pages:12

Date Created:September 13, 2013

Date Uploaded to the Library:December 12, 2014

Tags:Charles Ashley Royal, royal, Energy, CAPITAL, Charles, Estate, 2010, Market, assets, INVESTMENTS, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Royal, Charles U.S. Middle District Georgia 05/09/2011 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magisWate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S, District Judge Active Initial Annual Final 
12/31/2010 
 
5b. Amended Report Chaml~rs Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 475 Mulberry Street Macon, 31202 Courthouse 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete afl parts, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. ~Re~,om,,~ ~,,aivia,,,,t o,ly s,, ~,~,. 9-13 filing instructions.) NONE(No reportablepositions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Executor 	Estate 
 
 
II. AGREEMENTS. me~,o,~ng ~naivia, o,ty; se~ ~,~,. t4-t6 fillng lnstructlons.) 
[-~ 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
 
 
Royal, Charles 
 
Name Person Reporting 
 
III. NON-INVESTMENT INCOME. ~Repo,~ng i,~ivid.ai andspo.se: see pp. 17-24 Fliers Non-Investment Income NONE(No reportable non-investment income.) 
DATE SOURCE AND TYPE Spring 10 Mercer University School Law 
2.2010 West Services, Inc. (Book royalties) Spouses Non-Investment Income -If yoa were married daring any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
1.2010 First Presbyterian Day School Math Teacher 
2.2010 Covenant Academy Math Teacher 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 off!ling instruciions.) NONE (No reportable reimbursements.) 
SOURCE DATES_ LOCATION PURPOSE 
 
 
Date Report 
05/09/2011 
INCOME 
 
(yours, not spouses) 
$2,000.00 $2,707.67 
ITEMS PAID PROVIDED GIFTS. anclud~ those spo,~e and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. ancludes those oI~ponse and dependent children; see pp. 32-33 fillng instructions.) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
 
 
 
Royal, Charles 	05/09/2011 
VII. INVESTMENTS TRU STS -income, volue, ~u,~acao~s ancl~d~ ,hose o/spouse a.a dependent children; see pp. 34-60 filing instructionsO 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including laust assets) reporting period reporting period 
(l) (2) (l) (2) (2) (3) (4) (~) Place (X)R after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddk~y Code Code buyer/seller 
(A-H) int.) (J-P) Code gdemption) (J-P) (A-H) (if private (Q-W) transaction) 
Northwestern Mutual Life Dividend 
SunTrust Retirement Reserve Fund Int./Div. 
MetaMorphix, Inc. 	None 
Polywad, Inc. 	None 
SunTrust Account Interest 
SunTrust Account Interest 
SunTrust Account Interest 
SunTrust Account 	None 
Edward Jones Money Market Fund Dividend 
 
10. 
Estate 	None 
 
11. 
IShares, Inc. MSCI Brazil Dividend 
 
12. 
American Balanced Fund Dividend 
 
13. 
Capital Income Builder Fund Dividend 
 
14. 
Capital World Growth Income Fund Dividend 
 
15. 
Fundamental Investors Fund Dividend 
 
16. 
Growth Fund America Dividend 
 
17. 
Income Fund America Dividend --$15.001 $50.000 Value Codes =$15,000 less ~$15,001 $50,000 =$50,001 $100,000 =$100.001 $250.000 
(see Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000.001 $25,000.000 =$25.000.001 $50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =B~ok Value =Olher =Estimated 
 
05/09/2011 
Royal, Charles 
VII. INVESTMENTS and TRUSTS -ineo~,e, value. ~ra.~a.io,~ anetud~ those spouse and dependent children; see pp. 34-60 filing instrucliong) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (2) (l) (2) (3) (4) Place (X) atter ~ch asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 
Investment Company America Fund Dividend 
 
19. 
New Perspective Fund Dividend 
 
20. 
New World Fund Dividend 
 
21. 
Seaspan Corp None 	Sold 01/25/10 
 
22. 
Alcoa, Inc None 	Sold 01/25/10 
 
23. 
Atlas Energy Resources Dividend 
 
24. 
Berkshire Hathaway Inc None 	Sold 04/09/10 
 
25. 
Dow Chemical Dividend 	Sold 01/25/10 
 
26. 
DuPont Nemours None 	Sold 01/25/10 
 
27. 	 
Exelixis Inc None Sold 01/25/10 
(part) 
 
 
28. 
IShares Inc MSCI Singapore Dividend 
 
29. 
IShares IncMSCI Sweden Dividend 
 
30. 
Mead West Corp None 	Sold 01/25/10 
 
31. 
Renesola LTD 	None 
 
32. 
Rexahn Pharmaceuticals 	None 
 
33. 
San Juan Basin Royalty Trust Dividend 
 
34. 	 
TICC Capital Corp Dividend Sold 04/08/10 
(part) =$5,001 $15,000 =$15,001 $50,000 =More than $5.000.000 Value Codes =$15.1)00 o Ices =$15,001 $50.000 =$50.001 $100.00~ =$100.001 $250.000 
(See Colunms and D3) =$250,001 $5~),000 =$500,001 $1,000.000 =$1.0~0.001 $5,000.000 =$5,000.001 $25.000.000 =$25.000.001 $50.000.000 =More than $50.000.000 =Cash Market 
(S~e Column C2) =Book Value =O~her =Estimated Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment 
Royal, Charles 	05/09/2011 
 
VII. INVESTMENTS and STS -income, ,.i,e, ,ra,~acao,~ anci,de, ,ho,e olspo,e ond derende,~ children; see pp. 34-60 filing instructions;) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during ~-~orting period (including trust assets) reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~/y Code Code buyer/seller 
(A-H) int.) (J-P) Code ~demption) (J-P) (A-H) (if private 
(Q-W) 	~ransaction) 
 
35. 
SadiaSAADR None 	Sold 10/20/09 
 
36. 	 
Seagate Technologies None 
 
37. 	 
American Oriental Bioengineering Corn None 
 
38. 
Armaly Capital Mgmt Inc Dividend 	Buy 03/16/10 
 
39. 
Anworth Mtg Asset Corp None 	Buy 03/25/10 
 
40. 	 
Anworth Mtg Asset Corp None Sold 04/01/10 (part) 
 
41. 	 
Fly Leasing LTD f/k/a Babcock Brown Dividend Air Ltd 
 
42. 	 
Centurytel Inc Dividend 
 
43. 
Chesapeake Energy Corp Dividend 	Sold 01/25/10 
 
44. 
China Sunergy Ltd None 	Sold 01/25/10 
 
45. 
BRF Brasil Foods Dividend 	Sold 01/25/10 
 
46. 	 
Halozyne Therapeutics lnc None 
 
47. 
Linn Energy LLC None 	Sold 01/25/10 
 
48. 	 
MFA Fine lnc None 
 
49. 
Microsoft Corp None 	Sold 01/25/10 
 
50. 
Micron Technology Inc None 	Sold 01/25/1~ 
 
51. 	 
Northstar Realty Fin Corp Dividend =s2,5Ol -Ssi000 =$5,001 -$15,000 =$15,001 $50.0~ ~See Columns::B land 134) F--$50~001 -$100.000 =$100;001 $1.000~000 =$L009~001 $5.000~0~0 =More than $5,000,000 
 Value Codes =$15,000 I~s =$15,001 $50.000 =$50.001 $100,0~ =$100.001 $250,000 
 
(S~e Columns and D3) =$250.001 $500.000 =$500,001 $1.0~0.000 =$1.000,001 $5.000,000 =$5,000,001 $25,0~0,000 =$25,000.001 $50.000.0~0 =Mora than $50,0~0.000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =O~her =E~imated 
 
 
 
Name Person Reporting 	Date Report 
 
 
05/09/2011 
VII. INVESTMENTS and TRUSTS inco,~e, vai~e, ....tio,~ (Includes those spouse and dependent children; see pp. 34-60 filing instructiong) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identi~y 
exempt from prior diselosure 	Code div.,rent, Code2 Method buy, sell, mm/dd,,q/y COde2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 	mmsacaon) 
 
52. 
Palomar Medical Technologies Inc 	None 
 
53. 
Pfizer Inc None 	Sold 01/25/10 
 
54. 
PowerOne lnc None 	Sold 01/25/10 
 
55. 
Atlas Energy Inc None 	Sold 01/25/10 
 
56. 	 
Atlas Energy, Inc. None Sold 06/15/10 (part) 
 
57. 
AtlasAmerlnc None 	Sold 01/25/10 
 
58. 
Seattle Genetics Inc None 	Sold 01/25/10 
 
59. 
Silicon Imagelnc None 	Sold 01/25/10 
 
60. 
Suntrust Bank Inc None 	Sold 01/25/10 
 
61. 
WSPHoldingsLtd 	None 
 
62. 
Williams Pipeline Partners None 	Sold 01/25/10 
 
63. 	 
Yingli Green Energy Holding None Sold 01/25/10 (part) 
 
64. 
Legacy RESVS Dividend 	Buy 03/18/10 
 
65. 
Freeport-McMoran Copper Gold Dividend 	Buy 03/18/10 
 
66. 
Freeport-McMoran Copper Gold None 	Sold ll/05/10 
 
67. 
Alliance BemsteinHLDG Dividend 	Buy 03/18/10 
 
68. 
Apollo Investment Corp Dividend 	Buy 03/16/10 --$15,0(11 $50,0~0 (S~bi~nsalaMD4) ......F =$50,001 $100~000 =$100~00F~ L000~000 --$L000;091 $5:000.000 =More than $5,000~000 
 Value Codes =$15.000 less =$15,001 $50.000 =$50.001 $100.000 =$100.001 $250,000 
 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1,000.000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.0OI $50.000.000 =More than $50,000,000 
 Valuc Method Codcs =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(S~e Column C2) =Book Value =Other =Estimated 
 
 
 
Royal, Charles 	05/09/2011 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, nml/dd~ Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) mmsaction) 
69. 	 
Apollo Investment Corp None Sold 07/09110 (part) 
 
70. 
Apollo Investment Corp None 	Sold 10/13/10 
 
71. 
Synovus Financial Corp Dividend 	Buy 06/22/10 
 
72. TInc Dividend 	Buy 03/23/10 
 
73. 
Centurylink Inc f!k/a Centurytel Dividend 	Buy 07/26/09 
 
74. 	 
Frontier Communications Corp Dividend Sold 07/15/10 (part) 
 
75. 
Verizon Communications Dividend 	Buy 03/23/10 
 
76. 
Northwestern Corp Dividend 	Buy 03/18/10 
 
77. 
American Capital Agency Corp Dividend 	Buy 03/18/10 
 
78. 
Anworth Mtg Asset Corp Dividend 	Buy 03/25/10 
 
79. 
CapsteadMtgCorp Dividend 	Buy 03/25/10 
 
80. 
Capstead MtgCorp Dividend 	Sold 04/01/10 
 
81. 
Hatteras Financial Corp Dividend 	Buy 03/25/10 
 
82. 
HatterasFinanciaICorp Dividend 	Sold 04/01/10 
 
83. 
Invesco Mtg Capital Inc Dividend 	Buy 03/25/10 
 
84. 
Invesco Mtg Capital Inc Dividend 	Sold 04/01/10 
 
85. 
MFA Financiallnc Dividend 	Buy 12/14/09 =$15,1)01 $50,000 (See Columns and D4) =$50~001 $100,000 =$I00.001 SL000:000 --$1~000,001 $5,000,000 =More lhan $5.000,000 =$100,001 $250,0~1 
(See Columns and D3) =$250,1)01 $500.000 =$500,001 $1,000.000 Value Codes =$15,1)00 less =$15,001 $50.000 =$50.001 $100.000 =$1,000,001 $5,000,000 P2 =$5,000,001 $25,0~0,000 =$25.000.001 $50.000.000 =More lhan $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimaled 
 
VII. INVESTMENTS and TRU STS -inco,~e, value, tro,~aelio,~ ancl~d~ those o/s~,o~se ~nd de~,e, aent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross~value end Transactions during reporting period (including Ulast assets) reporting period reporting period 
(l) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code die., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code i~:temption) (J-P) (A-IT) (if private (Q-W) transaction) 
86. PLC SPONS ADR 	None Buy 03/16/10 
 
87. PLC SPONS ADR 	None Sold 06/15/10 
 
88. Energy Partners 	None Buy 03/25/10 
 
89. Energy Partners 	None Sold 04/01/10 
 
90. 
Firstenergy Corp 	None Buy 12/01/10 
 
91. 
Gulf Resources Inc 	None Buy 03/25/10 
 
92. 
Gulf Resources Inc 	None Sold 04/01/10 
 
93. 
Halliburton 	None Buy 03/25/10 
 
94. 
Halliburton 	None Sold 04/01/10 
 
95. 
Idera Pharmaceuticals 	None Buy 03/25/10 
 
96. 
Idera Pharmaceuticals 	None Sold 04/01/10 
 
97. 
Ishares PFD STK Dividend Buy 10/26/10 
 
98. 
Martin Midstream Parlners None 	Buy 03/25/10 
 
99. 
Marlin Midstream Partners None 	Sold 04/01/10 
 
100. 
Omnivision Technologies 	None Buy 03/18/10 
 
101. 
PDL Biopharma Inc 	None Buy 03/25/10 
 
102. 
PDL Biopharma Inc 	None Sold 04/01/10 =$15,001 $50,000 Valu~ Codes =$15.000 less =$15,001 $50,000 --$50,001 
(See Colunms and D3) =$250.001 $500.000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5.000,001 $25,000.000 =$25,000.001 -$50.000,000 =More than $50.000.0~0 Value Method Codes =Appraisal =Cost (Real Estate Only) =Aas~sment =Cash Market 
(See Column C2) =Book Value =Olher =Estimaled 
 
Royal, Charles 05/09/2011 
VII. INVESTMENTS and TRU STS -inco,~e, volue, tru,~cao,~ tIncl~de* those *po~se ~nd de~,endent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (!) (2) Amount Type (e.g.,Code div., rent, (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W) (i) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H) Identity buyer/seller (if private wansactinn) 
103. Pioneer Southwest Energy Dividend Buy 03/18/10 
104. Prospect Capital Corp Dividend Buy 03/25/10 
105. Prospect Capital Corp 106. Provident Energy Dividend Dividend Sold (part) Buy 04/01/10 03/18/10 
107. Pace Oil Gas LTD None Sold 07/23/10 
108. Questcor Pharmaceuticals Inc None Buy 03/16/10 
109. Sciclone Pharmaceuticals Inc None Buy 03/16/10 
110. Southern Company Dividend Buy 03/18/10 
111. United Microelectrics Corp Dividend Buy 03/18/10 
112. Xinyuan Real Estate None Buy 03/16/10 =$5,001 $15,000 =$15,001- $50,000 --More than $5,000,000 Value Codes =$15.1)00 les~ =$15,001 $50,000 =$50,1)01 $100.000 =$100.001 $250.000 
(See Columns and D3) =$250,001 $500,000 =$500.001 $1,000.000 =$1,000,001 $5,000,000 =$5.000,001 $25.000.000 =$25.000,001 -$50,000.0~0 =More than $50.000.000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment =Cash Markct 
(See Column C2) =Book Value -~3ther =Esfimatod 
 
Name Person Reporting Date Report 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparlofreport.) POSITIONS have beneficial interest the estate. There are asse~s owned the estate. There have been acquisitions, dispositions capital gains. This response includes now and all times during the reporting period. 
VII. INVESTMENTS AND TRUSTS 
35. Sadia ADR was mistakenly not reported for 2009. 
73. Centurylink, Inc. f!k/a Centurytel was mistakenly not reported for 2009. 
85. MFA Financial, Ine was mistakenly not reported for 2009. 
107. Pace Oil spin off from line 108 Provident Entergy Trust. 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: S/Charles Royal 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544