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Judicial Watch • Charles S Haight Jr Financial Disclosure Report for 2009

Charles S Haight Jr Financial Disclosure Report for 2009

Charles S Haight Jr Financial Disclosure Report for 2009

Page 1: Charles S Haight Jr Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:10

Date Created:November 7, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Halght, Charles S Haight Jr, ISHARES, Columbia, bonds, Charles, SAVINGS, State, Gross, 2009, dividend, Financial Disclosure, ICE, CIA, income, Judge


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Person Reporting (last fro;t, middle initial) Court O~an~tlon Date Repo~  
It~t, Jr., Chml~  Dis~ct Co~, SDNY  05/12~010 ~fle (A~icle ~j~g~ in~c~e ~ive ~ior s~;magis~te judg~ ~di~le ~1- p~-t~e) Repo~ Ty~ (check ~propriam t~e) Nomination, Da~ Repo~ng Period 01/01~009  
Se~orUni~S~es~s~ctJ~ l~i~,l .... Fill  1~310~9  

5b. Amend~ Repo~ Chtmbe~ O~e Addrel= the b=sl= the Infarmaflon coat=tned thl= Rtpoa =nd =nymod~catlons pe~=lniag ther~o~ opin~n, compli=ncewith =ppllcable law= =ad regul=tion=.
U.S. Dis~ct Co~ 141 Chu~h S~t New ~ven, 06510 
Reviewing O~cer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must fallowed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (a,vo,~s  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Advisory Trustee  American Scandinavian Foundation  NONE reporta#le  PARTIES  

Haight Jr., Charles 

~.~o~o. aepo~,~g 	~,t~o~R~po,~

IH. NON-~VESTMENT OME. ~o.~ i~,~ ,~.~,; 7-2, o~t~ ~,~,~.~ FHers Non-Investment Income 
NO~ repo~able non-investment incomeO 

DATE 	SO~CE (yo~s, not spouses) Spouses Non-Investment Income tf.u ~,, married during an),portion the repor~ng year, complete this section. 
(Dollar amount nol requir~.d xcepf for honoraria.) NONE 0go reportable non-investment income.) DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS -,ra~,m,,ao^,toas~,~ooa, e,,,~ol .... 
(lnclud~..r those spouse and de_t~ndent children; see pp. 2.$-27 filing lnstruetion.~.) NONE (No reportable reimbursements.) SO~CE DATES LOCA~ON PURPOSE ITEMS PAID PROVIDED ilaight, Jr~ Charles 
NONE reportable g~s.) DESCR~TION 

VI. LIABILITIES. a~a,a,, ~o,, ,ro,, d~, ,~na~,; ,,, rv. ~-~ Iiling instructions) 
NONE (No reportable liabilities.) RF, D.IT..QR DESCRIPTION 

NameofP .... Reporting Dateo,
NONE reportable income, assets, tra~actions.)  
De~pfion  In,me d~g  Gross value end  T~s~ons dur~g re~n~g pefi~  
Pla~ "(X)" each ~set exempt ~or dislos~e  (~)Amount C~e (A-H)  (~)T~ (e.g., div., ~nt, int.) Value Code (J-P)  ~2) Value Me~ (Q-W)  0)~ (e.g., b~, ~11, ~emplion)  (2) Date m~d@~ (4) Vdue G~n[C~e C~e (J-P) (A-H)  Iden~W buyer/sell~ (ifp~vat~ ~maction) ofAme~ca Mon~ Market  Dividend  Comcast Corp.  Dividend  Sold  11110/09  Walt Disney Co.  Dividend  
  Home Depot Inc.  Dividend  Staples Inc.  Dividend  Sold  05104109  CVS Caremark Corp.  Dividend  Diageo Pie  Dividend  Nestles S.A.  Dividend  Procter Gamble Co.  Dividend  
10.  Exxon Mobil Corp.  Dividend  
11.  Berkshir~ lathaway  None  
12.  J.P. Morgan Chase  Dividend  
13.  Markel Corp.  None  Sold  04/29/09  
14. Rowe PHce Group  Dividend  S~ld  07/07/09  
15.  Gilead Sciences Inc.  None  Sold  11t10/09  
16.  Johnson Johnson  Dividend  
17.  Quest Diagnostics  Dividend  

(S~ Columns and IM) ~$50,001 $100.000 -$100.001  $1,000.000 -$1,000.1~01 $5,000.000 =Mort= than SS.000.000  
(See Column= and D3) =$250.001 1500,000 =S500,001 $1.000.000 -$!,000,001. $5,000,000 =$S,0o0.O01 $25,00[),000 =$25,000,00! $50,000,000 =More than $50.000.000 Halght, Jr., Charles  
NONE (No reportable income, assets, transactions.) Description Asse~ Income during (including trust assets) reporting period exemptfroml:n-lordi~elosure Code div.,~ent, (A-H) int.) Gross value end reporting period Code2 Method (J-P} Code  buy, sell, redemption) Transactions during repoaing pea"iod (2) mm/dd/yy Code2 (J-P) (A-H)  buyer/seller (if private transaction)  
18.  Stryker Co~p.  Dividend  Sold  06/01/09  
19.  General Electric Co.  Dividend  Sold  07/31/09  
20.  Lockheed Martin Co.  Dividend  Sold  07/31/09  
21.  Cisco Systems  None  
22.  Microsoft Corp.  Dividend  
23.  Baron Growth Fund  None  Sold  04/29/09  
24. 25. 26.  Columbia Marsico Focused Equities Fund ClassZ Eaton Vance Structured Emerging Mkts Fund IShares SP Midcap 400 Index Fund  Dividend None Dividend  Sold Sold  11/12/09 11/12/09  
27.  Royce Fund Premier Ser  None  Sold  07/28/09  
28.  Thomberg Intl Value Fund  Dividend  
29. Tress Due 03/15/09  Interest  Redeemed  03/I 5/09  
30. 31.  New York Bonds 3/I 8/99 Conn Gen Ray Bonds  Interest Interest  Redeemed  03/16/09  
32. State Dorm Auth Bonds  Interest  
33.  Niagara Falls City School Dist Bonds  Interest  
34.  New York State Bonds 7/15/98  Interest Ir~ome G~in Coda: -$1,000 Value Codes  
(S~ ~lumn C2) "B~k Value =E~ima~  

VII. INVESTMENTS and TRUSTS -~,o ..... ~,~o ..... t~on$ (Includes rhoxe $t~ ..... depetldet= tuldren; pp. 34-60 liling instJuctionx.) NOHE (No reportable income, assets, transactions.) B.Co 
Description Assets lncome during Gross valt~ end Transac~ons during reporting period
(including mint assets) reporting pexiod reporting p~rlod 
Place "(X)" after each asset Amount Type (e.g., Value Value Typ~ (e.g., Date Value Cain Identity
Code
exempt from prior disclosare div.,rent, COde2 Method buy, sdl, mm/dd/yy Code2 Code (A-H) int.) (J-P) Code redemption) [J-P) (A-H) (if private (Q-W) Wan sa~lion) 
35. 
New York State Twy Auth Bonds interest 
36. 
Corm State Bonds 6/26/08 Interest 
37. Stamford Conn Bonds Interest 
38. 
Corm State HSG Auth Bonds Interest 
39. 
Corm State Spe Tax Oblig Rev Bonds Interest 
40. Pimco Foreign Bond Fund Interest Sold 04/30/09 
41. Pimco Commodity Real Return Fund Dividend Sold 05/04/09 
42. 
Baron Fifth Ave Growth Fund 

None Sold 04/30/09 
43. 
Pimco Total Return Fund Inst. Class Dividend Sold 01/14/09 

44. 
HSBC C/D Interest Closed 03101/09 
45. 
Vanguard Money Mkt Fund 

46. 
ING Direct Savings Bank 

47. Tt~ast Bank America Interest Interest 
None
ChecUng Account 
48. HSBC Checking Account Interest Closed 03/01109 
49. Guilford Savings Bank 
None Open 03/01109 
50. Columbia Select Large Cap. Fund 
None Buy 04/30/09 
51. Amazon.corn, Inc. 
None Buy 05/04/09 Income Cain Cod ez: "$1,0OO les~ "$1,001 $2,500 "52,501  55,000 555,001 $15,000 .~,001 $50,000 "$25,000,001 150,000,000 :More than $~0,000,000 (See Column C21 rBook Val~e =Oth~ -Estimaled 
Name Person Reporting Date Report
VII. INVESTMENTS TRUSTS ~o.~ ~,t.,, .... ,~.s (Includes Ihose spouse and dependent hildre.n; ae pp, 34-60 filing NONE (No reportable income, assets, transactions.) B.C. 
De~cripliort Assets Income during Gross value end Transactions during repining period 
(including trust assets) reporting period reporting period 
(1) (2) (i) (2) (t) (2) (3) (4) (5) Place "(X)" a~vr each asset Amo,.mt Type (e.g., Value Value: Type (e.g., Date Value Gain 
Code
exempt f~rn prior discloswr~ div., runt, Code Method buy, sell, mm/dd/yy Code Code buyer/seller(A-H) int.) (J-P) Code rvdemption) (J-P) (A-H) (if pdvate (Q-W) aaas~lion) 
52. Lemer Corp. 
None Buy 05/04109 
53. McKesson Corp. Dividend Buy I116/09 
54. Cummins Inc. Dividend Buy 08/07/09 
55. Accenture Ltd. Dividend Buy 08/07/09 
56. MasterCard Inc. Dividend Buy I/16/09 
57. Barrick Gold Corp. Dividend Buy I/16/09 
58. Oracle Corp. Dividend Buy 05/04/09 
59. FPL Group Dividend Buy 05/04/09 
60. 
IShares China Index Fund Dividend Buy 1/I 6/09 

61. 
IShares Auslralia Index Fund Dividend Buy 11116/09 
62. 
IShares Brazil Index Fund 

63. 
IShaxe~ Canada Index Fund Dividend Buy 11/16/09 
Dividend Buy I/16/09 
64. IShares South Korea Index Fund Dividend Buy 1/16/09 
65. Ptmeo Total getum Fund Dividend Buy 1112/09 
66. Diseovm7 Corunmnications Inc. 
None Buy 11116/09 
67. Apache Corp. Dividend Buy 11/16/09, 
68. Litchfield, Bonds Interest Buy 112/17/09 
NO~ repo~able income, ~sets, transactions.) B.C.] Des~ption of~s~ In.me d~ing ~oss v~ue end T~n~actions d~ing ~ning ped~ 
(including ~sets) 	r~ng ~od reponing (2) (2) 

69. 
~eshirc, ~on~ [ntcrvst 06~09 

70. 
M~chv~tcr, Bon~ In~cst Buy 07/0~09 

71. 
Sou~ington. Bonds Interest Boy 06105109 

72. 
Easton, Bonds Interest Buy 05/28/09 

73. 
West Hartford, CTGOBonds Interest Buy 07/21/09 

74. 
Regional School District Bonds Interest Buy 09/15109 

75. 
Wethersfield, Bonds Interest Buy 06/18/09 

(See ~lumn -B~k Val~ =Estimat~ 
D*te I~.eportPage 

05/~2/20~0[ Halght, Jr., Charles 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
adviser replaced Columbia with Bank Am~-rica Money Market Savings Account, which listed Page Part VII, lint the 2009 Report pla~e 
Columbia. This was transfer cash from one fund the other. did not gen~at~ any gains losses. Halght, Jr., Charles 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned Income from outside employment and honoraria and the acceptance gifts which have been reported compliance with the provisions ors U.S.C. app.  501 et. scq., U.S.C.  7353, and Judicial Conference regulations. 
Slgnat~ 
NOTE: ANY INDIVIDUAL WItO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544