Skip to content

Judicial Watch • Chester J Straub Financial Disclosure Report for 2009

Chester J Straub Financial Disclosure Report for 2009

Chester J Straub Financial Disclosure Report for 2009

Page 1: Chester J Straub Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:14

Date Created:November 7, 2013

Date Uploaded to the Library:November 13, 2013

Tags:CHESTER, Chester J Straub, Fidelity, 2009, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978
gev. ~/2o:o FOR CALENDAR YEAR 2009 u.s.c, app.  lO1-111) Court Organization Date Report STRAUB, CHESTER U.S. COURT APPEALS, 2ND CIR Person Reportiog 0ast name, first, middle initial) 
4130/2010 Title (Arlicle Ill judges indicate active senior status;  5a. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full- part-time) Nomination,  Date  01/01/2009  
CIRCUIT JUDGE- SENIOR STATUS Initial Aanual Fioal 12/31/2009  

5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.
UNITED STATES COURTHOUSE 500 PEARL STREET NEW YORK, 10007 
Reviewing Officer Date 
IMPORTANT NOTES The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9.13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AG~EMENTS. :~,~o,,~g individual only; *e pp. 14-16 filing ONE (No reportable agreements.) 
DATE PARSES TERMS 

Straub, Chester 

Name Person Reporting

III.
 NON-INVESTMENT INCOME. tReporti,,g
 Filers Non-lnvestment Income 

NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE
 2009 NYS RETIREMENT SYSTEM (RETIREMENT BENEFIT) Spouses Non-Investment come -lf ~ou were married during any porffon the reporting year, complete thi~ section. (Dollar amount not required e.rcept fo~ honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -,ransport,~ion, lodging, fo~M, entermi .... (lncJudes those" spouse and de.oende~st children; see pc,. 25-27 fillng i,tstructlons. 
NONE (No reportable reimbursements.) DATES LOCATION PURPOSE 

Dale Report 
4/30/v010
INCOME 
(yours, not spouses) $6,107.00 
ITEMS PAID PROVIDED GIFTS. ln~t~d,s ,hoeo spouso ona a,p,.d,,, children; see pp. 28-31 filing ittrtructionx.) NONE (~Vo reportable gifts.) SOURCE DESCRIPTION  VALUE  
VI. LIABILITIES. a.~.d,, ,ho,, oy,~ ...... NONE (No reportable liabilities.) CREDITOR d~,~.a,., ~itd~.: ~m:~ oy~ti.g i..~.~-~o.,~ DESCRIPTION  VALUE CODE  

r~.~e ..... Reporting 	Date Repor~

VII. INVESTMENTS and TRUSTS ......... ~=,, ...... tions tlncludes those ......d dependent children; see rp. 34-60 ~ling inst~ctionx.) 

NONE (zVo reportable income, assets, transactions.) 
Description Assets Income during. Gross value end Transactions during repo~ing period (including t~st a~em) reporting period repo~ing period (~) -(i) (~) (3) (~) 
ll~c~ "(X)" aflet each m~sel Amo~gl Type (e.g., Value V~lu~ Type (e.g., Dale Value ~ain l~emi~y exempl from prior disclosure Code dlv., rent, Code Melhod buy, sell, mmM~yy ~ode Code 


(A-H) int.) (J-P) 	C~e redemption) (J-P) (A-H) (if private (0-~ transaction) "FIDELIIY ~VESTMENTS* DORM AUTH REVS CITY UNIV Interest CONS-5TH GEN-C MBIA 4/10/03 CITY MUN WTR FIA WTRSWR lmerest SYS SER B-AMBAC TCRS CSID 	
NEW YORK TWY SVC CONT Interest REV LOC HVY BRIDGE 8/15/95 	
BERKSHIRE HATHAWAY INC. CLASS None 	HEWLETT PACKARD COMMON Dividend 	ENZO BIOCltEM INC COMMON None 	
H~,LLTI CARE PPTY INVS 1NC Dividend COMMON 	
GREAT PLAINS ENERGY KANSAS Dividend CITY POWER LIGHT COMMON 

10. 	
IBM COMMON Dividend 	GENEFL.XL ELECYRIC COMNION Dividend 
12. 	
LOCKEED MARTIN COMMON Dividend 

13. 	
EXXON COMMON Dividend 

14. 	
tlRPT PROPERTIES TRUST Dividend 

15. 	
COHEN STEERS REALTY SHARES Dividend Buy 3/31/09 
(addl) 

16. 	Buy 6/30/09 
(addl) 
17. Buy 9130109 (addI) 
Name Person Reporting Date Reporl
VII. INVESTMENTS TRUSTS ........ ~,. ...... tions (lnlude.~ those ..... dep,ndent childr,n; see pp. 34.60 drilling instructions.) 

___J  NONE (No reportable income, assets, transactions.) Description of.Assets (including trust assets) Place "(X)" after each asset exempt Irom prior disclosure Income daring reporting period (l) (2) .Amou~t Type (e.g.. Code dlv., rent, (A-It) int.) Gross value end reportir~g period (l) (2) Value Value Cx~de MeThod (J-P) Code3 (Q-W)  11) Type (e.g.. bay. sell, redemption) Transaclions during reporting period (2) i~) (4) Date Value OaLq mm/dd/vy, Code Code (J-P) (A-II)   Identity buyer,seller (if private transaction)  
18.  Buy (~ddO  12./17/09  
19.  NEW YORK ENVIRO FACS  Interest  
20.  NEW YORK URBAN DEV CORP REv CORP 6.5%  h~tetest  
21.  METROPOLITAJq TRANS AUTH TRAN FACS  Interest  
22.  SP MID CAP 400 DEP RCPYS MID CA[  Dividend  
23.  FIDELITN MUNICIPAL MONEY MARKET  Interest  
24.  FIDELITY SPARTAN TAX FREE BOND FUND  Interest  Buy (addl)  1130/09  
25.  Buy (addl)  2~6109  
26.  Buy (addl)  3/31.,139  
27.  Buy (addr)  4/30/09  
Sold (part)  5f26/09  
29.  Sold  5128/09  
30.  VANGUARD INTERMED TERM TAX BOND FUND  Interest  Buy (addl)  1/30/09  
31.  Buy (addl)  2/27/09  
32.  Buy (addl)  3/31/09  
33.  r~uy (addl)  4/30109  
34.  Buy (addl)  5/29/09  

FINANCIALpage DISCLOSURE REPORT 
sraAtlm CtiESTER 4/30/2010 
VII. INVESTMENTS TRUSTS ........ tue, ....... lions (Includes those ....... dependent children; set pp, 3,l.60 filing instructiong,) 

[~]  NONE (No reportable income, assets, transactions.) Description Assets (including trust as,qets) Income dating reporting period Grow value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  Amount Code 1(A-H)  Type (e,g., div.,t-em. int,)  Value Code (JP)  Value Melhod Ct,dc  Type (e.g., buy. sell, redemption)  Dale Value Gain rnm,/dd/~,3 Code Code (J-P) (A-H)  Identity buyenseller (if private trat~szction)  
35.  Buy (addl)  6/30109  
36.  Buy (addl)  7/31/09  
37.  Sold  8t28/09  
38.  NEW YORK BDS SUBERIES BOND  (2.  Interest  
39.  METROPOLITAN TRANSN AUqH 5.5% BOND  Interest  
40.  FORTESCUE METALS GROUP LTD COMMON  None  Buy  5F26/09  
41.  GOLDMA3sl SACHS GROUP INC COMMON  Dividend  Buy  3/26/09  
42.  WALMART STORES INC COMMON  Dividend  Buy  5/26/09  
43.  VANGUARD SHRT TRM MI.IN FUND  Interest  Buy  5/2.7/09  
44. 45.  Buy (addl) Bay (addl)  5/29/09 6130/09  
46.  Buy(addl)  7131/09  
47.  Sold  8!"28/09  
48.  FIDELITY MUNI  Interest  
49. 50,  EATON VANCE CAP FUND  Dividend  Buy 3/10/09 (~ddl) Buy 6/9709 (addl)  
51.  Buy (addl)  91931}9 Value Codes --$15,000 less =$15,0Ol $50,000 *$50.001 
Name Person Reporting  Date Report  
VII. INVESTMENTS TRUSTS .......  .al~e, ..... tlons (Includes those ..... dependent children; seepp. 34-50 filing instructions.)  

NONE (No reportabh: income, a~sets, transactiot~s.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust ~sets) repoai~g period reporting period (:) --0--) ...... (~) (2) (3) (4) Plac~"(X) after each asset Amouz~t Type leg., Vah)e Value Type (e.g.. Date Value Gain Idend~y exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/~ller (A-H) orint.) (J-P) Code redemption) (J-P) (A-H) (if private 
52. 	
Buy 12/30/09 (addl) 

53. 	
"*CITIBANK ACCOUNTS** 

54-. 	CttECKING -] None 
55. 	
**FIDELITY IRA ROLLOVER* 

56. 	
MARSH MCLENNAN COMMON Dividend 

57. 	
FIDELITY CASH RESERV ES Interest 

58-FIDELITY GOVT ILESER.VES Interest 	Open 2/2-4/09 
59. 	FEDL HOME LOAN BK.S CON Interest Redeemed 3130/09 
5.885 3/30/2009 
60. 	
SP MID CtM~ 400 DEP RCPIS MID CAP Dividend SPDRS 

61. 	
FEDL HOME BANK CONS Interest 5.625% 11115/201 

62. 	
FEDERAL HOME I~N BKS CONS Interest Redeemed 1/12/09 
5.475% 1112/21109 

63. 	
FEDEIL~.L ttOME BKS CONS Interest Redeemed ,1/27/09 5.79% 4/2712(~09 

64. 	
FEDEILAL 110ME BKS CONS Interest Redeemed 6/29/09 6.715% 6i29/2009 

65. 	
AMERICAN GROWTH FUND Dividend Buy 12/22/09 AMERICA CLASS (GFAFX) (addl) 

66. 
DOD(3E COX STOCK FUND (DODGX None 	Sold 3/9/09 

67. 	
TWEFDY BROWNE GLOBAL VALUE Dividend Buy 12/30/09 FUND (addl) 

68. 	
BAR()N GROWTH FUND Dividend Buy 5/28/09 (addl) 

Value Codes =$15.000 less =$15,001 $50,~;0 :$50,001 [1~,~ ~I~.~1 ~0,~ 
r~ame Person Reporting 	Date Repor~

4/30/2010 
VII. INV ESTMENTS TRUSTS .-i ......... lu,,, ...... ,io,s (Includes thos ...... dependent children; see pp. 34-60 filing instructions.) 

NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income durit~g Gross vahle end Transactions during reporting period (including trust assets) reporting period t~f reporting period 
(l) (2) (2) (2) (3) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenlity 
exempt from prior disclosure Code div., rent, Code Melhod buy, sell, r~m/ddiyy Code Code buyer/selleri(A-H) inl.) (J-P) Code redemption) (J-P) (A-H) (if private (O-W) transaction) 
69. 	
ROYCE TOTAL RETURN FUND Dividend Buy 3/11/09 
(addl) 

70. 	
Buy 6/10/09 

71. 	
Buy 9/09/09 

(addD 
72. 	
Buy 12/9/09 
(addl) 

73. 	
GOOGLE COMMON None 

74. 	
FIDELITY CONTRAFUND Dividend Buy 2/13/09 
(addl) 

75_ Buy 12fl 8/09 
(addl) 

76. TREAS NTS 6.0q~ 8/15/2009 Interest Redeemed 8/17/09 

77. 	
LOOIMIS SAYLES INVST GRADE Dividend Buy 116/09M UTAI. FUND 

(addl) 

78. 	
Buy 2/5/09 (addl) 

79. 	
Buy 3/5/09 (addl) 

S0. 	Sold 3/9/09 
81. 	
GOLI3,:VlAN SACHS GROUP INC Dividend Sold 10/13/09 
COMMON 

82. 	
ISHA.gES IBOXX INVESTOP 1NV Dividend Sold 3/11/09 
FUND 

83. 	
EATC)i,I VANCE CAP VALUE FUND Dividend Buy 3/10/09 (addl) 

84, Buy 6/9/09 (addl) 
85. 	Buy 9t9/09 (addl) .....Reporting
FINANCIALDISCLOSUREREPORT 
[Name

q/30f2010 STRAUB, CtlESTER,I, 
VII. INVESTMENTS and TRUSTS ........ t.o, ...... tions (Includes those ...... dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description As.se~s Income during Gross value end Transactions during repOrting period (including trust assets) reporting period reporting period B.C. 
(2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Dale ue~ Gain Idenlity excmpl from prior disclosure Code div., rent, Code Method buy, sell, mm/ddh!y Code Code buyei/seller 
(A-H) int.) Code ~edempfion) (A-H) (ifp~ivate (Q-W) transaction) 86. Buy 12/30/09 (addl) 
87. 	
KKR PRIVATE EQUITY INVESTORS I,P Int./Div. Buy 10,t22/09 

88. 	
BERKSHIRE HAIIIAWAY INC None Buy 11/2/09 
COMMON 

89. 	
INTE1, CORF COMMON Dividend Buy 6/9/09 

90. MORGAN CHASE COMMON Dividend Buy 3/25/09 

91. 	
USTREASURY BILLS Interest Buy 2/24/09 

92. 	
Buy 3/17i09 
(addl) 

93. 	
Redeemed 5/28/09 
(parl) 

94. 	
Redeemed 9f17109 

95. 	
MATTitEWS CHINA FUND None Buy 12/22/09 

96. 	
VANGUARD INTERMED TERM TAX Dividend Buy 1/22/09 
EXEMrl" 

97. 	
Buy 1/30/09 
(addl) 

98. 	
Buy 2/27/09 
(addl) 

99, 	Buy 3131/09 
(addl) 

100. 	Buy 4130109 
(addl) 

I01. 	Buy 5/29/09 
(addl) 

102. Buy 6/30/09 (addl) Income Gale Codes: =$1,0~0 Icy5 =$1,00t $2~500 =$2,501 -$5,000 =$3,0t)1 $15,GGO =$15,001 $50,000 
FINANCIALpage DISCLOSURE REPORT 
srRAuB, CHESar:~ 
VII. INVESTMENTS and TRUSTS ........ t.., ...... ,ions (Includes those ...... depencl, children: see Vp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Ir~come during  Gross value ~nd  Tran.,actiuns during reporting period  
(including trust assets)  reporting p~od reporting period  
(1)  (2)  (1)  (2)  (21  (3)  (~)  (5)  
Place "(X)" after each as.set  Amount  Type (e.g.,  Value  Value  Type g.. Dale Value  Gain  Identity  
exempt ~om prior disclosure  Code (A-H)  div., rent, int.)  Code 0-P)  Me~hod Code (Q-W)  buy, sell, redemption)  ]mm/ddiyy Code (l-P)  Code (A-II)  buyer/seller (il private transaction)  

103. 	
Buy 7/31/09 (addl) 

104. 	
Buy 8!31/09 (addl) 

105. 	
Buy 9/30/09 (addl) 

106. 	
Buy 10/30/09 

(addl) 

107. 	Buy 11/30/09 

(addl) 
108. 	
13uy 11/3/09 (addl) 

109. 	
Buy 12131/09 (addl) 

110. 	
VANGUARD I.MTD ADMIRAL SHORT Dividend Buy 5i27/09 TERM FUND 

111. 	
Buy 5~9/09 (addl) 

112. 	Buy 618/09 
(add~) 
113. 	Buy 6D0/09 
(addl) 
114. 	Buy 7/31/09 
(addl) 
115. 	
Buy 8/31/09 (addl) 

116. 	
Buy

9/30/09 
(addI) 

If7. 	Buy 10/30/09 

(addl) Buy I/3/09 (addl) 
19. 	Buy 1/30/09 (addl) Value Coden =$15,000 less .... .... Reporting
VII. I~ESTMENTS and TRUSTS ....... t~.. ...... tions (Includes those o/sp ...... dependent chi~ren; see pp. J4-60 filing inst~c~ons.) NONE (No reportable income, assets, transactions.)  
Des~iption A~ets  Income during  Gross vzlue end  Transactions du~ng re.fling peHod  
(including t~st a~sets)  reposing period repo~ng period (2) (~)  (~) (3) (~) (5)  
Place "(X) ~fter each asset  ~ount Type (e.g.,  Value Value  Type (e.g.,  Dale Value Gain Identity  
.... pt~om pfiordiscl .... Codel ......  C~Oe2 Method  buy,~=II,  Imm/d buyer/seller (A-H) int.)  (J-P) Code  redemption) (J-P) (A-tl) (if private  (Q-W)  transaction)  

120. 	
Buy 12/31/09 (addl) 

121. 	
V~GUARD SHORT~RM LM~ MUN Dividend Buy 1122/09 FUND INC 

122. 	
Buy 1/30/09 (addl) 

I23. Buy 2/27/09 (addl) 
124, 	Buy 3/31/09 
(add~) 
125. 	
Buy 4/30/09 (addl) 

126. 	
Buy ~/29/09 

127. 	
Buy 6/30/09 

128. 	
Buy 7/31/09 (addl) 

129. 	
Buy 8/31/09 (addl) 

130. 	
Buy 9/30/09 (addl) 

131. 	
Buy I0/30/~ (addl) 

132. 	
Buy 11/30/09 (addl) 

133. 	
Buy 12/31/09 (addl) 

134.
 FID~L~ SP~T~ Dividend 	Buy 1/22/09 
135. 	
Buy 1/30/09 (addl) 

136. 	
Buy 2/27/09 (addl)
 Income GainCodes: =$1,000 less --$1,001 $2~500 =$2.501 $5,000 =$5,001 $15,000 (S~e Colum and D4) ~$50,001 $100.O30 :$I00,001 $1,000,000 Ill =$1,000.001 $5,000,0~0 =More thal~
 Value C~es =$15.090 less =115,t~ $~;( 000 :$50,001 $100,000 -$100,~1 1250,000 

(See Colurn and D3) =5250.001 $500,000 =$500,001 1.0~0.0~O 1,000,001 $5,000,000 =$5,000.001 $25.000,000 
VII. INVESTMENTS and TRUSTS .......  rue, .....  tions (lnclud~ those ...... dependent children; see VV" 34-60 Of:ling instructions.)  

NONE (No reportable income, assets, transaction.) Description As~ts (including trust ~els) Income during reporting period ................................ Gru~ value end repoaing p~od Transactions dutng revering ~riod  
Peace "(X)" after ~ch a~et exempt from prior disclosure  .~oum Code (A-II)  Ty~ (e.g, div.. tenL int.)  Value Code (J-P)  Value Method C~e3 (Q-W)  Type (e.g, buy. sell, redemption)  Dale mm.tdd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/selle~ (if private transaction)  
137. ~38. Buy  3/31/09 4130109  
139. 140.  Sold (part) Buy  5~26109 5[28/09  
]41.  Sold  5t~8109  
142.  **FIDELITY IRA**  
143. FIDELIq-Y CASH RESERVES  Interest  
144. 145. 146.  AMERICAN GROWFH (GFAFX) FIDELITY GOVT RESERVES FUND  Dividend Interest  Buy (addl) Sold (pan) Buy  12/22/09 2120/09 .2/20/09  
147.  **FIDELITY IRA*"  
14,q.  FIDEI,rFY CASH RESERVES  lntcresl  
149.  DODGE COX STOCK FUND  None  Sold  319109  
150. 151, 152. 153,  TWEEDY BROWNE GLOBAL VALUE FUND BARON GROWTH FUND FIDELITY CONTI:GMr:UND FIDELITY GOVT RESERVES FUND  Dividend Dividend Dividend Interest  Buy (addl) Buy (addl) Buy (addl) Open  12!30/09 5/28/09 1~18/09 2/20/09  

VIII. ADDITIONAL INFOI~iATION EXPLANATIONS.  

NONE 
Name Person Reporting Dale Report S:rR~UB, CHESTER 4/30~010 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutoryprovisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifL~ which have been reported are incompliance with the provisions U.S.C. app.  501 el. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signatul 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFI.ILLY FALS 
~BJECT CIVIL 
AND CRI/~IINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signet[ t/riginal and additional copies 
Committee Financial Disclosure Administralive Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544