Skip to content

Judicial Watch • Chester J Straub Financial Disclosure Report for 2010

Chester J Straub Financial Disclosure Report for 2010

Chester J Straub Financial Disclosure Report for 2010

Page 1: Chester J Straub Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:16

Date Created:November 7, 2013

Date Uploaded to the Library:November 13, 2013

Tags:straub, CHESTER, Chester J Straub, Global, Fidelity, 2010, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Go~ernment Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) 
Court Organtza~oa Date Report 
ST~AUB, CHESTER U.$. COURT APPEALS, 2ND CIR 05/06/2011 
Title (Artld~ IIl Judg~ indk~tz active s~/or status; $a. Repo~ Type (check appr~prht~ t~l~) R~pocting Period magistrate judgc~ indicate fulJ] Nomination, Date 01/01/2010 CIRCUIT JUDGE SENIOR STATUS 
~b. Amended Report Chambers Offic~ Addr~ the ba~s the information ~mtained this Reporq and any 
mediflcaffoas pertaining thereto, is, opininn, ~ompllanc* 
UNITED STATES COURTHOUSE 

with applicable laws and rt-gulatlom. 
500 PEARL STREET 
NEW YORK, 1OOO7 

Revkwing Oi~.r Date 
IMPORTANT NOTES: The instructions accompanying zh~ form nu~ followed. Complete ali par~, checking ~he NONE box for each part where you lmve reportable ~nformalon. Sign last page. POSITIONS. ouma,,~ ~,,~-.,,,,,t,; ~,~,~,. 943 o/~ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (R.~,~,~ o~,;,,~. ~.u oy~t~ iaururtio~,) NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
Straub, Chester 
lII. ON-INVESTMENT COME. azr~: ~,~i,~,a ,,a ~,r; ~,, 17.u cling iron.dittos,) Fliers Non-Investment Income (No reportable )NONE non-investment income. DATE S01,JRCE AND TYPE 2010 HYS REWIREMF_~ SYSTEM BENEF~  INCOME (.yours, ~ot spouses) $6,183.00 Spouses Non-Investment Income -ilym~ were manicd dur~g ~*a~i~R tha repor~ng y~r, m~tl#  NO~ (No reportable non-~es~nt ~om~)  SOURCE ~PE  
(Includes those spouse and dependent c]ffldren; see pp. 25-27 o~flling [-~ NONE(No reportable reimbursements.) SOt IRCE DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  

Date Report
NONE (No reportable gifts.) 
SOURCE DF, SCRIPTION  NONE (No reportable liabilities.) CREDITOR  VALUE CODE  

Name Person Reportl~g

VII. INVESTMENTS and TRUSTS  
NONE (No reportable incom~ assets, transactions.) Dey, cripdoa Ass~t~ Income during (indndtng tx~t a.~-t~) reporting period Place (X) asset Amo, ant 3~pe (e.g. exempt from la~Ot disclosure Code div. r~, (A-H) inl.) Gro~ value end r~poai~g ~niod (2) Value Value  (1) Type (e-g., b~y, ~LL i~kmption)  Ttan~cfion* dm~g repc~g l~4od (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identi~ latyer/sdlm" (ff private DORM AUTH REV$ CITY UN1V O3NS-STI-I GEN-C MBIA 4flOKB  Interest CITY MUN WTR F/A WTRSWR SYS SI~, B-AMBAC TCRS CSTD NEW YORK TWY SVC CONT REV LOC BRIDGE 8/15/95 BERKSHIRE HATHAWAY INC. CLASS HEWLETr PACKARD COMMON  lntert~t Interest None Dividend  Redeemed  06f15110  ENZO BIOCHEM INC COMMON  None  
!8.  HEALTH CARE PPTY INVS INC COMMON  Dividend  GREAT PLAINS ENERGY KANSAS CITY POWER LIGHT COMMON  Dividend  
10. IBM COMMON  Dividend  
11. GENERAL ELECTRIC COMMON  Dividend  
12. LOCKEED MARTIN COMMON  Dividend  
13. EXXON COMMON  Dividend  
14. I5. 16. COIVfiMONWEALTH REIT COMMON (FORMERLY HRPT PROPERTIESTRUST) COHEN STEERS REALTY SHARES  Dividend Dividend  Buy (adda) Buy (addq)  03~ 1/10 06~30/10  

Name Person Reporting 	Date Report
NONE (No reportable income, assets, transactions.) 
IX~tion Assets Income during Gr~ss value end Tran~on~ during reportiag period 
(including trust assets) reporting period reposing pe~od (2) (2) (2) (3) (4) llaee "00" tiler each as~t Amoum Type (e.g., Value Value Type (.g, Date Value Gain Identity Code Code
exempt fxc, i~or disdo~tre div. r~nt. Code Mc~ buy, mm/dd/yy Code b~yer/seller (A~ .it:dem/:edon) (J.P) (A-H) (*d pri,tate 
(0-~ 
17. 	
Buy 09/30/10 
(addl) 

18. 	
Buy 12/16/10 

(a~) 
19. 	NEW YORK E~IVIRO FACS Interest Redeemed 06/15/10 
NEW YORK URBAN DEV CORP REV Interest 
CORP 6.5% 
21. 	
METROPOLITAN TRANS AUTH Interest Redeemed 07/01/10 
TRAN FACS 

22. 	
S.P IVl]D CAP 400 DEP RCPYS MID Dividend Sold 03/29/10 

23. 	
FIDELITY MUNICIPAL MONEY Interest MARKET 

24. 	
NEW YORK BDS SUBER/E,S Interest 

25. 	
MErROPOUTAN TRANSN ALTTH Interest 5.5% BOND 

26. 	
FORTE~CUE METALS GROUP LII) None COMMON 

!27. 	GOLDMAN SACHS GROUP INC Dividend COMMON 
28. 	
WALMART STORES INC COMMON Dividend 

29. 	
FIDELITY MUNI Interest 

30. 	
EATON VANCE CAP FUND Dividend Buy 03/09110 (addl) 

31. 	
Buy 06/09110 

32. 	
Buy 09/09110 

(addl) 
(addS) 

33. 	Buy 12/29/10 (addl) inctm~e Gain Codes: =$1,000 Ic~.  .$1fl01 $2.500 42.501 $5,1)00 =$5,001 $15,000 ---$15,1301  
(Se~ Colum~ BItnd I)4)  =550,001 SI00,000  =$100,001 =$1,(g)0.001 =Mo~ $5,000.000 V~lu~ Codt*.   15.0~0 less  K=$15,001 -$50,000 =$50,001 $I00,000 =$100,001 $250000 =$250,001.  =$500,001 -$i,ooo,ooo =$5,000,001  
3.Vdue Method Codes  I>3 -$25,000,001 =App~tlsal  =Cost (Real Estal~ Only) =Mort tlma -Caxh Mantel Column C2) -Book Value =E~imatczl  

Neme Perenn Rep~tlng 	Date Report 
Gro~ vttue end IMmsactiom d~ing nlXWtlng p~iod reporting period (2) (2) (3) (4) (5) 
Value Vahm Type (e.g~ Date V~lue Gain Identity bey, selL mm/dd~/ Co~e2 Codel beyet/sell~r 
(J-P) tnmac~) 
34. 	
FIDELITY" INSH.TREASURY MONEY Dividend 07/01/10 P1FUND 

35. 	
TEMPLETON GLOBAL BOND ADVISOI~A Dividend Buy 11/22/10 LFUND 

36. TREASURY BILLS Intense 	Buy 09/14/10 

37. 	
Sold 10,~7/1o (part) 

38. 	
Buy 10/08/10 (addl) 

39. 	
Sold 11/04/10 

40. 	
**CITIBANK ACCOUNTS*" 

41.
 CHECKING~ 	None 

42.
 "*FIDELITY IRA ROLLOVER** 

43. 	
MARSH MCLENNAN CONLMON Dividend 	interest 
45. 	
FIDELITY GOVT RESERVES Interest Closed 11/22/10 

46. 	
SP MID CAP 400 DEP RCPTS MID CAP Dividend Sold 02/03/10 SPDRS (part) 

47. 	
Buy 03/29110 

48. 	
FEDL HOME BANK CONS Interest 5.625% 11/15F2011 

49. 	
AMERICAN GROWTH FUND No~e Sold 02/03/10 AMERICA CIASS (GFAFX) 

50. 	
TWEEDY BROWNE GLOBAL VALUE Dividend Buy 07114/10 FUND (addl) l~cmn~ Gain Cadet: =$1,000 lea =$1,fl01 $2,500 252,501 $5,000 =$5,001 I~,0~0 -~15.001  (See Columm BItnd D4) =~t~0.001 100,000 100,00l I.(]00.000 =,~1,1~0,1~31 Value C~Ie* --$15,0(X3 =$15,001 $.50,0~) --$50,001 $100,~00 --$100,001 
(S~ Columat and D3) :$250.001  $~00.000 =$5~fl,001 11,000,000 =11,0~0,001 ~$25,00~.001 -$50,000.000 =Mort th,~ =Ca~ Mmk~t Cob~mn C2) *Book VtJ~ --atilt =F~tin~t u:d Maitre M~Jbod Codes =Appra~tl =Co~ (Real Estat~ O~lly) =A.~4~a rn~t 
Name Person Reportlt~ 	Date Rtp~rt
NONE (No reportable incom~ assets, transactions) Gro~ valu~ end Transactions during relmrt~g period ~epoedng period (2) (2) (4) Valu Valu "J~!pe (e.g,, Dam Value GaJ~ Idcatit~ (ff 
Code Method Imy, mm/dd/yy Coae Imyeff~ller O-D Cod~ ~-~pa 0-~) (A-tO (O-w) tmn~=~) 
51. 	Buy 12/30/10 
(am) 
52. BARON GROWTH FUND None 	Sold 02/93/10 
(part) 
53. 	Buy 07/14/10 (addS) 
54. BLACKROCK GLOBAL ALLOC FUND Dividend Buy 01/22/I0 

55. 	
Buy 02/17/10 (addl) 

56. 	
Buy 07/22/10 (addq) 

57. 	
Buy 12/20/I0 
(addl) 

58. 
AMERICAN GROWFH FUND 172 Dividend Buy 05/06/10 

59. 

60. 
ROYCE TOTAL RETURN FUND Dividend 	Sold 02/03/10 

(part) 
61. 	Buy 03/11/10 
(a~da) 
!62. 	Buy 0610/10 
(addD 
63. 	Buy 07/14110 
(~d~) 
i64. Buy 09/09110 I(add]) 
65. 	Buy 12/U9/10 
(addl) 

66. 
GOOGLE COMMON 	None 

67. 
FIDELITY CONTRAFUND Dividend 	Sold 02/03/10 =$1,000 lets =$1,flOl ~$I$,O01 (S~e Ca)Imam =$50,001 $100,000 -$100,(I]l Va~ .~115.000 lett --.$ 5,0Ol. D3) =$250,1301 $500.000 .$50o,0ol .(x~o,ooo =$25,tX~0.001 $50.0eO.12tX) 

3.V~ Ma~ =t~a Offal Eaa~ Only) ~1~ =Bo~ Valm: -Otl~r 
Name Person Reportlag 	Date Report
VII. INVESTMENTS and TRUSTS 
NONE (No reportable income, assets, transactions.) 
Gr~s value end Transactions during rclx~ing r~lx~ing perkxl (2) (2) (4) 
Value Value "Dype (e.g, Date Value Gain Identi~ Code Method b~y, s11, mm/dd~ry Code Code b~er/seHe~ (J-P) Code r~demption) (I-P) (A-H) (ff private 
(Q-w) 	~on) 
Buy 02/05110 
(addS) 
69. 	
Buy 05/10/10
(a~) 

70. 	
Buy 12/17110 

(adda) 

71. 	EATON VANCE CAP VALUE FUND Dividend Buy 03/10/10
(addS) 

Buy 06/09/10 (addl) 
Buy 09/09/10 
(addl) 
Buy 12/30/10 (addS) 
75.
 IVY ASSET STRATEGY FUND Dividend Buy 01/7_2/10 

76. 	
Buy 02/17/10 
(addS) 

Buy 12/09/10 (addq) 
78. 	TEMPLETON GLOBAL BOND ADVISOF Dividend Buy 11/22/10 
FUND 

Buy 12/17/10 (addS) 
80. 	
KKR PRIVATE EQUITY INVESTORS Int3Div. Sold 08/26/10 

81. 	
BERKSHIRE HATHAWAY INC None 
COMMON 

INrEL CORP COMMON
82. Dividend 

83. 	
JPMORGANCHASECOCOMMON Dividend 

84.
 MAITHEWS CHINA FUND Dividend Buy 12A39/10 

(adda) --,t~01 $5,000 --$5,1301 --,$15,001.150,0o~ -$1,lX]0.001 15,000.11~ -Mote than =Mote th~ =As,.~mem =Cub MaA~ 
blame Penon R~orting 	Dat~ Repert
NONE (No reportable income, assets, transactions.) 
B.C. 
Description Assets Income during Gross value end Transactioas dming ~-vorti~g period 
(including tn~ ~v~ ~n~ buy, ~II, ~d~ ~yer~Her 	Buy 01/30/10 Bay 02/27110 
(add1) 
Buy 03/31/10 
l~y 04/30/10 (addS) 
Buy 05/29/10 Buy 06/30/10 Buy 07/31/10 
(add0 
Buy 08/3U10 
Buy(a~)  09/30/10  
Buy  10/30/10  
(adda)  
BuyOddt)  11/30/10  
Bay (aria0 l/D3/l  
Buy  12/31/10  

98. PIMCO TOTAL RETURN INSTL FUND Dividend Buy 01/22/10 
Buy 01/29/10 
(adda) 

I00. Buy 02/26/10 (addS) 
101. 	Buy 03/31/10 (a~0 lacome Gai~ C~les: ~;l.O01 =$15,~01 LS~  
(S~e Colamn$131 and I~) -$50,001 -$11~,001 $1,000,000 Valne Codes ,-$15,000 less  
(5~ Colaums tad 133) --$5~0,1301 i,O00,O00 Vahc bl~thod -Book  

Name Person Reporting Date Report
VII. INVESTMENTS and TRUSTS  
NONE (No reportable income, assets, transactions.) (2) (e~g.. D~e buy, s*ILmm/dd/yy ~dempfion)  (3) Valu* Code (I-P)  Gaia Cod* (A-H)  Identity buyer/t*IJe~ (if privat* truman)  

102.  Buy(adda)  04/30/10  
103.  Buy(add])  05/7.8/10  
Buy (ad~)  06/30/10  
105.  Buy  07/30/10  
(add2)  
106.  Buy(addi)  08/12/10  
107.  Buy 08/31110  
(addl)  
108.  
(addi)  
109.  Buy (ad~l)  I0t29/10  
110.  Buy  11/30110  
(addI)  
111.  Buy  12/08/10  
(addq)  
112.  Buy(~d~)  12/31/10  
113. VANGUARD LMTD ADMIRAL SHORT  Dividend  Buy  01/29/10  
TERM FUND  (addl)  
114.  Buy  02/26/10  
(adda)  
115.  Buy 03/3t/I0 (a~,i)  
116.  Buy  04/30/10  
(addi)  
117.  Buy  05/31/I0  
(addl)  
118.  Buy  06/30/10  
(addl) Income Gaia Cod*s: =51.001 -$7.,500 ~,001 $15.000  
(S~ Colurat~ and D4) Vaine Code* --$100,~01 $7.50,tI~0 ~lumm and D3) =$500,001 1,000,000 ~55,0~0,001 $25,~0,000  
3.Vth~ Method Code~  R~C~ (R~I E.~tc Only) =~ts~ M,uket  
(S~ Colttma  

Name Person Reporting Date Report  NONE (No reportable income, assets, transactions.) e~lrdo~ Axser~  Income during  Gross value end  
Ca)  (2)  (1)  (2)  (4)  
Type (e.g.,  D~te  Value  Gldtt  Idtntit7  
Imy, ~IL  mm/dayy  Code  Co~e  buyer/seller  
(A-~ ira.)  (J-P)  r~dem.ptio~)  (J-P)  (A-H)  (if ptivat  
(Q-~  
119.  Buy (adda)  07/31t10  
120.  Buy  08/31/10  
(adOa)  
121.  Buy o9/3~1o  
(addl)  
122.  Buy  10/31/10  
(addl)  
123.  Buy  11/31/10  
(addl)  
124.  Buy  12/31/10  
(addl)  
1~5. VANGUARD SHORT TERM LMTD MUN  Dividend  Buy  01/30/10 FUND INC  (add.l)  
126.  Buy  02/27/10  
Odda)  
127.  Buy(add.l)  03/31/10  
128.  Buy  04/30~10  
129.  Buy  05/29/10  
(add.l)  
130.  Buy  06/30/10  
(addl)  
131.  B~y0dd~)  07/31/10  
132.  Buy  08/31/10  
133.  Buy (add.l)  09/30/10  
134.  Buy  10/30/10  
(add.l)  
135.  Buy  11/30/10  
(add.l) ,,.$15,001 L~,~O  

VIL INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) Type (e.g., Imy, ~IL r~k-mption)  t2} Date nmff~l/yy Val~e Code (J-P)  (4) Gain Code (A.H)  Identity tmyer/sellex (ff private  
Buy  12/31/10  
137. MORGAN STANLEY GLOBAL LONG/ SHORT FUND 138. 139. "*FIDELrIY IRA**  Dividend  Buy Buy (addl)  0727/10 12/29/10  
140. FIDELITY CASH RESERVES  Interest  
141. AMEmCAN GROWTH (GFAFX) 142.  Dividend  Buy (addl) Sold  12/22/10 10/15/10  
143. FIDELITY GOVT RESERVES FI.~D  Interest  Sold  10/15/10  
144. **FIDELITY IRA**  
145. FIDELITY CASH RESERVES  Interest  
146. TWEEDY BROWNE GLOBAL VALUE FUND 147. BARON GROWIH FUND  Dividend None  Buy(adda)  12/30/10  

148. FIDELITY COIWFRAFUND 149.  Dividend  Buy (addl) Buy  02?05110 12/29/10  
150.  FIDELITY GOVT RESERVES FUND  Intermt  
151. **MORGAN STANLEY IRA**  
152. DREYFUS MONEY MARKET  Intcrcst  Olxn  01f29/10 Income Gain Codt~: (See Columns and D4) Value Oxl~ (S~e Columns D3) Va~ ~l~n =$15,000 ~$25.000,001 =Book Vah~ -$5,00~ =Mc~e thaa =Cash M~uke.t ~15,~01 $50J~0 
~me Perso,, Rel:~rdng

VII. INVESTMENTS and TRUSTS NONE (No reportable incom~ asse~ transactions.) (2) (3) (4) (5) 
Type (e.g.,Da~ Value Gala Idemi~ [my,*el], mm/dd/yy Cod* Codt Imyer~l]tr 
rr~mp~o~) (J-P) (A-H) (~pr~e 
153.
 M]LWAUKE~ WIS PROM NTS 4.1% Interest Buy 02/05/10 

154. 	
TIMPANOGOS SPL SVC DIST UTAH Interest 02/19/I0 
4.69% 

155. 	
FLORIDA BRD LOTYERY REV Inter~t Buy 02/26/10! 
4.941% 

156.
 VERMONT SER A-2 4.0% Interest Buy 02/08/10 

157.
 NIEIROPOLITAN COUNCIL MINN 4.4% Interest Buy lY2~O/IO 

158. 
BRAZORIA CNTY TEX SER 4.594% Interest Buy 02(23/I0 

159. 	
HAMILTON MICH CM!T/Y SCHS DIST Interest Buy 02/11/10 
5.0% 

160. 	
WISCONSIN CLEAN WTR REV SER Intert~t Buy 02/08/10 
4.391% 

161. 	
NEW YORK ENVIRONMENTAL Interest Buy 02/98/10 
FACS 4.469% 

162. 	
SAN LUIS OBISPO CNTY CALIF 7.45% Interest Buy 02/22/10 

163.
 OHIO STATE 5.331% Interest Buy 02/11/10 

164. 	
NEW YORK FOR PRIOR ISSUES Interest Buy 02/09/10 
BOND 4,899% 

165.
 TACOMA W/~,qH TAXABLE 4.241% Interest Buy 10/27/10 

166.
 **MORGAN STANLEY SB** 

167. 	
~RN ASSET GOVT MONEY IntereSt Open 08/31/10 
MARKET 

168.
 SOUTH CAROLINA PUB AUTH 4.0% Interest Buy 08/19/10 

169.
 CHATrANOOGA TENN ELEC REV 5.0% Interest Buy 08/20/10 =$1,fl01 $2.500 =I2,501 $5,000 .t$5,fl01 !15,1)00 =$15,~01 $50,000 (See Cohtmns Ill a~tl D4) =$50,001 11C0,000 =$100~001 $1,000,000 =51,0fl0,0Ol $5,1~0,000 -Mole titan Value Code* =~15,00~ less =$15.061 $~0,flflO --~50.COl flO,0(D =3100,flOl. (Scc Columns end D3) =$250.C01 $500,000 :S500,001 $1,fl~0,U)0 =$l.0(JO,001 $SJ~O.fl00 -$5,000.001 --$25.000,C01. $50.0~0,CC0 =More ttma $50.000,0130 Income Gain C~ks: =$1,000 l~s 
T~.a~ Market Vttoe Method Coder .Ap~,ta~ ~Co~t (~eal Mle Oa[~) =Ak~~r~le..t~ 
(Se~ Colunm C2) =Book Va.-~m -Otb~ 
Nxme Pcr~oa Reporting Date Report
NONE (No reportable incom~ assets, transactions.) relx~ing value Vtl~e Code2 Metl~d 0-r)  (i) b~y, sell,  Tran~actkms during repotting Ixrk~d (2) (3) (5) Dale Value Identity nua/dd/yy Code buy~/sell~ (J-~ (A-H) (if prival transaction)  
170. NEW YORK SER A-I 5.0%  lnte~st  Buy  08/26/10  
171. HUNTSVILLE ALA RFDG CAP SER 4.0%  haterest  Buy 09/07./I0K  
172. NORTH TEX MUN ~rfR DIST TEX 5.0%  Imerest  Buy 09/09/10  
173.  JEA FLA WTR SWR SYS REV SER 5.0%  Interest  Buy  08/30/10  
174.  MIAMI-DADE CNTY FLA TRAN SYS SER 5.0%  Inter~t  Buy  08/25/10  
175.  FORT BEND TEX FLOOD CTL WTR SUPPLY 4.0%  Interest  Buy  09/15/10  
176.  COLUMBIA cITrY WTR SEW REV 5.0%  Interest  Buy  09/15/10  
177.  S~DALE ARIZ MUN PPTY CORP 5.0%  Interest  Buy  10/US/10  
178.  CALIFORNIA DEPT WrR RES FWR SER 5.0%  Interest  BUy  08/18/10  
179.  

Date Report
Name Per,~n Reporting
PART VII: LINE 14: 
HRPT PROPERTIES TRUST WENT THROUGH NAME CHANGE DURING 2010. THE NEW NAME COMMONWEALTH REIT. 

Date Report
INANCIAL DISCLOSURE REPORT 
~RAUB,

age 
CERTIFICATION. cet~y that all Information given above (including information pertalnlns spouse and minor dependent children, any) is:urnte, true, and omplete the best knowledge and belief, and that any information not reported was w~thhdd be~u.~ met applicable statutory )vision, permitting non.dls~osure. forther that earned Income I~om outside employment and houorafla and tl~ acceptance gifts which I~tve been reported a~e npltant~ with the pr~vMou~ ors U.S.C. app.  .$01 seq., U.S.C.  73~, and Judidal Conference regulations. 
TIE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL ~TD CRIMINAL SANCTIONS U~.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544