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Judicial Watch • Christopher C. Conner – 2011

Christopher C. Conner – 2011

Christopher C. Conner – 2011

Page 1: Christopher C. Conner – 2011

Category:Federal Judges

Number of Pages:12

Date Created:December 1, 2012

Date Uploaded to the Library:October 06, 2014

Tags:conner, Christopher C Conner, christopher, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO Government Act 1978 FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Conner, Christopher Court Organization Middle District Pennsylvania Date Report 05/11/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
P.O. Box 847 Harrisburg, 17108-084 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Custodian Fidelity Advisor 529 College Savings Plans and Trustee Trustee Account 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
Date Report 
Conner, Christopher 
05/11/2012 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not reqwred except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 The Pennsylvania State University -teaching salary 
 
 
IV. REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes /hose spouse and dependent children; see pp. 25-27 filing ins/ructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
 
Date Report 
 
05111/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
05/11/2012 
VII. INVESTMENTS and TRUSTS income, vat11e, transactions r1nc111des those spo11se and dependent chitdren; see PP 34-60 filing ins1r11c1ions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
(including trust assets) reportmg period reporting period 
 
Transacllons dunng reporting period 
(I) 
(1) 
(2) (I) (3) (4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes. =$1.000 less =$1.00  $2.500 =$2,501  $5.000 0=$5,001-$15.000 =$15,001 -$50.000 
(See Columns and 04) =$50.001  $100,000 =$100.00  $1.000.000 =$1.000,001  $5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001  $50.000 =$50.001  $100.000 =$100.001  $250.000 
(Sec Columns and 03) =$250.00  $500.000 =$500,001  $1,000.000 =$1.000.001  $5,000,000 =$5,000.001  $25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr =Estimated 
 
 
Date Report 
Conner, Christopher 
05111/2012 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
 
Transactions during reporting period Description Assets 
(including trust assets) reportmg period reporting period 
(I) (2) (2) (3) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
18. 
-FA 529 High Income Portfolio Class None 
 
19. 
-FA 529 Intermediate Bond Portfolio Class None Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5.001  $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5.000.000 fl2 =More than $5.000.000 Value Codes 415.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(See Columns and D3) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Conner, Christopher 
05/11/2012 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 Jitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mmldd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. Sold 09/02/11 
36. -Jensen Portfolio Class Dividend Sold 06/03/11 
(part) Income Garn Codes. A=$1.000 less =$1,001  $2.500 42,501 -$5,000 D=$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) F=$50,001 -$100,000 4100.001 -$1,000.000 =$1.000,001 -$5,000,000 =More than $5.000,000 Value Codes J=$15.000 less =$15.001 -$50.000 L=$50,00I -$100,000 =$100.001 -$250,000 
(See Columns and D3) N=$250,00I -$500.000 0=$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 
P3=$25.000.001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting period ofreporting period 
 
(I) (2) (!) (2) (I) (2) (3) (4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Jdenllty buyer/seller (if private transaction) 
52. Sold (part) 09126111 
 
53. Sold 10/03/l 
(part) 
-Commerce Bond Shares Dividend Buy 09/08/11 
-Metropolitan West Total Return Bond Dividend Buy 09/28/11 Income Gam Codes =$1.000 Jess =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 415,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 4100,001 -$1.000.000 =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,00l 100,000 =$100.001 -$250.000 
(Sec Columns and DJ) =$250,001 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Est1mated 
 
 
Date Report 
05111/2012 
Conner, Christopher 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreporting period 
 
(!) 
(2) 
{I) (!) 
(2) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gam Code (A-H) Identity buyer/seller (ifpnvate transaction) 
69. Sold 09/13/11 
 
70. -Sector SPDR Financial Select Shares Dividend Sold 06103111 
Beneficial Interest (part) 
71. Sold 08/03/J Income Gam Codes $1.000 less 41,001 -$2.500 $2,501 -$5,000 D$5.001-$15,000 $15,00 -$50,000 
(See Columns and D4) F$50,001-$JOO,OOO $100,001 -$1,000.000 Ill $1.000,001 -$5.000.000 ll2 =More than $5.000.000 Value Codes =$15.000orless =$15,001 -$50,000 =$50.001 -$100.000 I00.00 -$250.000 
(Sec Columns and D3) $250,00I -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5.000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) Book Value V=Other W=Estimatcd 
 
 
Date Report 
05/11/2012 
Conner, Christopher 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reportmg penod 
(including trust assets) reporting period reporting period 
 
(1) (2) 
(2) (I) (3) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
86. -Janus High Yield Fund Class Dividend Buy 02/10/11 
87. Sold 09/13/1 
88. -Fairholme Fund None Buy 02/10/11 Income Gam Codes =$1.000 less =$1,00I -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 415,00I -$50.000 
(See Columns and D4) =$50,001 -$100,000 =$100.00 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00I -$100.000 =$100.001 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1,000,001 -$5.000.000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Conner, Christopher 
05/11/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting period ofreporting period 
 
(l) 
(l) (l) 
(2) (3) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mmfdd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
103. -Pimco Income Fund Class Income Gam Codes =$1.000 less =$1,001 -$2.500 c=$2.501 -$5,000 D=$5,00l -$15,000 b=$15,001 -$50,000 
(See Columns and D4) F=$50.00l -$100.000 =$!00,001 -$1.000.000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less K=$15.001 -$50.000 L=$50,00 100.000 =$100.001 -$250.000 
(See Columns and D3) N=$250,00I -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50,000,000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Other W=Estimated 
 
 
Name Person Reporting 
Date Report 
Conner, Christopher 
05/11/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepartofreport.) 
Part VII, Lines and 15; Asset was fonnerly named 529 Mid Cap Portfolio -Class 
 
Date Report 
Conner, Christopher 
05/11/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
 
Signature: Christopher Conner 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544