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Judicial Watch • Claire V. Eagan – 2009

Claire V. Eagan – 2009

Claire V. Eagan – 2009

Page 1: Claire V. Eagan – 2009

Category:Federal Judges

Number of Pages:8

Date Created:September 10, 2013

Date Uploaded to the Library:October 13, 2014

Tags:Claire V Eagan, Claire, Markets, Russell, Schwab, TRUSTEE, money, funds, trust, 2009, Market, assets, INVESTMENTS, investment, Codes, dividend, reporting, report, Federal Judge, income, Judge


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AOJJ) Government Act of11978 
Rev. Ui@JO 
FOR CALENDAR YEAR 2009 U.S. app.  JOJ-1 Person Reporting (last name, first, middle initial) Eagan, Claire Title (Article judges indicate active senior status; magistrate judges indicate full-or pan-time) U.S. District Judge Active Collrt Orr:anlzation USDClN. Disl ofOklahoma Sa. Report Type (check appropriate type) Nomination, Date !DJ Initial [fJ Annual IDl Final Sb. Amended Repon Date ofReport .f/6120!0 Rtpe>rllni: Period orlOl/2009 Ulf.iJflO(!J Chambers Office Addreas United States Courthouse 333 4th Street, Room 411 Tulsa, Oklahoma 74103 the basis the Information C011talned this Report and any modifications pertahllag thereto, ls, opinion, compliance with applicable lun regulatil>ns. Revlewln Offiar Date 
 
IMPORTAINT NOTES: The in:rtruclions accompanying tmsfarm must Complete Q/I parts, cheddng the NONE lxa.far each part where ;1011 have reportable information. Sign last page. POSITIONS. (ReportbrglnJivUl.uJonzy;seqp. 9-13ofinzln:rtrwctions.) 
[2J NONE (No reportable positions.) Trustee Trust [See Part Vil and Note Part VIII] Trustee Trust [Sec Part VII and Note Part VIII] Director Oklahoma Medical Research Foundation (non-profit medical research organization) Trustee Saint Francis Assisi Tuition Assistance Trust (non-profit educational assistance organization) Trustee Saint Clare Assisi Disadvanlaged Schools Trust (non-profit educational assistance organization) 
 
!-.... C=3 
II. AGREEMENTS. (Reponlng lndi,,;J,,al only; supp. U-llofjiling lnshctions.) 
 NONE (No reportable agreements.) c:. ,  
 
Claire 
 
 
JII. N-JNVES TMENT ME. (Rrporting imlfridua/ tl1ld spouse; supp. 17-24 filing instructions.) Filers Non-Investment Income 
[Z] NONE (No reportable non-investment income.) Spouses Non-Investment Income -I/you.,,,,. mturud during any portion oftherfOrllng  compldethis s1tt:tio1L (Do/lur amount not rtqulred except for honororla.) 
NONE (No reportable non-investment income.) 2009 Advanced Medical Instnnnents, Inc. -Employment 
 
 
IV. REIMBURSEMENTS -transportlllion, lodging, fotHI, entertidnlrftnt. (Includes those spouse and dependent chlldnn: pp. J-17 filing ins/ructions.) NONE (No reportable reimbursements.) Richard Gronendykc Family Friend May 2009 New York City, Wedding Round-trip airline tickets. GIFTS. (lncl11tles those spouse and dependent childrt!n; supp. 28-JJ fding imtructlons.) 
NONE (No reportable gifts.) 
[{] 
 
 
VI. LIABILITIES. (lm:ludes drose 11/spouse and dependent children; set! pp. 31-JJ filing instr11C1ions..) 
NONE (No reportable liabilities.) Washington Mutual (Previously thru Mortgage loan Property (See Item VII) Homeside Lending, Inc.) Date olReportNome Ptnon Reporting 
4/612010 
Eagan, Claire 
VII. INVESTMENTS and TRUSTS -income, ... rue. uansactWns (1nc1w1  those spom ruu1 dependent children; PP. u-611 fuinc inS11uc1wm.> 
 
NONE (No reportable income, assets, transactions.) 
Dcscriplion Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) Amount Type (e.g . Code div. rent, (A-H) int.) (I) Value Code2 (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g.. buy.sell. redemption) (2) Da.tc mmldd/yy (3) Value Code2 (J-P) (4) Gain Code (A-H) (S) Identity buyer/seller (ifprivate transaction) Investor Fund Bank Oklahoma, .A. Property -Tulsa, Interest None None None None None Property Highland Beach, Trust#I (See Note VIII) Trust 112 (See Note VIII} Schwab Ill -IRA (See Note Vlll) -Schwab Money Market Fund -Schwab Value Advg (Money Mkt) (Y) (See VIII) -Russell Core Equity (See Nole VIII) 10. -Russell Small Mid (Y) (See Note Vil!) 11. -Russell Emerging Markets Fund 12. -Russell International Developed (See Note VIll) Dividend Dividend Sold (part) Sold 11119/09 llf19/09 
13. -Russell Global Equity Fund Dividend 
14. -Firsthand Technology Fund None 
IS. -!shares Trust Dow Jones Select Div (See None Sold 03/02/09 
VIII) (part) 
16. Sold (part) 03/02/09 
17_ Sold (part) 03/02109 Income Gain Codtt:: $1,000 less 8st,OOl -S2,SOO =S2.SOI -SS,000 o-ss.oot -s1s,ooo =m.001 -sso.ooo 
(See Columns and DC) --SS0,001 -SI00.000 s100,001 -s1.ooo.ooo -s1.ooo,001. ss.000.000 More than SS,000,000 Value Codes 1-s1s.ooo ... I($I S.001 -$50.000 =sso.oo -s100.000 s 1oo,oo1 -s2so.ooa 
(See Columru and DJ) $250,00 -SS00,000 OSl00,001-Sl.000,000 =Sl,000,001 -SS,000,000 r2-ss,000.001 -S2S,ooo,ooo us,000,001 -sso.000.000 =More than $50,000,000 Value Mclhod Codes Appraisal Cost E.tate Only) As.IC:!Smcnt T-C..bMarke1 
(Sec Colwnn Cl) BookVal :()th.,. E>timated 
Description Assets 
(including trust assets) 
 
Place (X) aftet each asset exempt from prior disclosure 
18. -19. -Baron Partners Fund 20. -Royce Premier Fund None None Sold 03/02/09 
21. -PIMCO All Asset Fund 22. -PIMCO Total Return 23. Dividend Dividend Buy (add1) Buy (add1) 05/07/09 12/17/09 
24. -Jensen Portfolio Class Dividend Buy 03/02109 
25. -Loomis Sayles Global Markets Dividend Buy 05/07109 
26. -Artisan Int! Fund Dividend Buy 11119109 
27. -Artisan Int! Small Cap Dividend Buy 11/19/09 
28. -Dodge Cox lntI Dividend Buy 11/19/09 
29. Federal Home Loan Bank (Bond #2) (Y) (See Note VII!) 
30. Federal Home Loan Bank (Bond #3) (Y) (See Note VIII) 
31. -*Fed MTG (Bond #4) (See Note VIII) Interest Buy 2112/08 
32. Redeemed 11125/09 
33. -*Fed NatI Mtg (Bond #5) (See Note VIII) 34. Interest Buy Redeemed 2/14/08 05104109 
 
 
 
Name Ptnon Rtportlnc 
Dalt Report 
 
Eagan, Claire 
4/612010 
VII. INVESTMENTS and TRUSTS -income, .,,rue, transactions r1nc1udes lhose spoe anJ dependent children; supp. u-60 offding instruciwns.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset cx:cmpt from prior disclosure 
35. 	 
Schwab -Investment Acct. (See Note Ylll) 
 
36. 	 
-Schwab Value Advg (Money Mkt) (Y) (See Note Vlll) 
 
37. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I)Amount Code (A-HJ (2) Type (e.g., div., rent, int.) (I) Value Codcl (JP) (2) Value Method Code3 (Q-W) (I) (2) Type: (e.g., Date buy, sell, mm/dd/yy redemption) (3) Value Codc2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private ttnsaction) 
 
-Schwab Money Market Fund 	None 
38. 	 
-Exxon Corp. -Common (See Note VIII) Dividend 
 
39. 	 
 
 
40. 	 
-PE Corp-Cetera Genomics None 
 
41. 
-Genvec 	None 
 
42. 
-Russell Emerging Markets Dividend Sold (part) Sold (part) 04/08/09 10/01109 
43. 	Schwab -IRA (See Note VIII) 
44. 	-Schwab Money Market None 
45. 	-Rydex Biotechnology None 
-Russell Emerging Markets Dividend ln1c Gain Codes:. Sl,000 lcsa Sl,001  Sl,500 CS2,501 SS,OOO D-lS,001 SIS,000 l!-llS,001  SS0.000 
(Soc Clumno and 04) -sso,001  s100,ooo SI00,001-$1,000,000 111 -s1,ooo,001  ss,000,000 M than SS.000,000 Va.Jue Codes $I S,000or1 ... KSIS,001-SSO,OOO SS0,001  $100,000 M-SI00,001-S2SO,OOO 
(Sec Chunno and DJ) $250,00  SS00,000 -ssoo,aa  ,000,000 Sl,000,001-SS,000,000 -ss,000.001  s2s,ooo,ooo -s2s,ooo,oo -sso,000,000 More than SS0,000,000 Value Melhod Codes 
(See Colwnn Cl) Book alut -Cost (Real Estate Only) Assc..ment T-Ct.5hMarket 
V-other -Estimaled 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicatparto/ReporL) 
NOTE -With pennission from 
FDR Auditor AO, the Investments and Trusts section has been reorganized that funds within each investment account may listed tOgether under that investment account headernine item. Trust# -The Trust the named beneficiary ofa life insurance policy issued Northwestern Mutual Life the life individual who still living. There are other Trust assets. Trust# -The Trust was created 2000 receive, hold and distribute certain assets. assets were received, held, distributed 2009. Charles Schwab -IRA -Investments were made and managed through Schwab. income was distributed participants invested the Funds. there were any distributions from the Funds Schwab, they were reinvested. Schwab Value Advantage -Money market fund, closed cash account. Zero ending balance end of2008. ownership distribution 2009. Russell U.S. Core Equity -On November 2009, partial sale the investment occurred via public sale. The partial sale resulted loss. 
 
#10 Russell U.S. Small Mid -No ownership distribution 2009. ln2008, the investment was sold. Russell International Developed -On November 19, 2Q09, the investment was sold via public sale. The sale resulted loss. 
#15-18 !SHARES Select Dividend Index -On Marc 2009, the investment was sold via public sales. The sales resulted loss. 
#29 Federal Home Loan Bank (Bond #2) -No ownership distnoution 2009. 2008, the investment was redeemed. 
#30 Federal Home Loan Bank (Bond #3} -No ownership distnoution 2009. 200, the investment was redeemed. 
#31-32 fed MTG (Bond #4) Consulted with regarding proper reporting procedure. The purchase this bond was inadvertently omitted 
 
from the 2008 report. Bond wa5 purchased 2008, and redeemed November 25, 2009. The transactions, including earned interest, 
arc reported accordingly herewith. The redemption resulted loss gain. 
#33-34 Fed Nat1 Mtg (Bond #5) -Consulted with regarding proper reporting procedure. The purchase this bond was inadvertently omitted 
from the 2008 report. Bond was purchased 2008, and redeemed May 2009. The transactions, including earned interest, 
arc reported accordingly herewith. The redemption resulted loss gain. 
#35 Schwab -Investment Account -Investments were made and managed through Schwab. income was distributed participants invested the Funds. there were any distributions from the Funds Schwab, they were reinvested. 
#36 Schwab Value Advantage -Money Market fund, closed cash account Zero ending balance end of2008. ownership disbribution 2009. 
#38-39 Exxon Corp. -Common -On April and October 2009, partial sales the investment occurred via public sale. The partial sales resulted loss. 
#43 Schwab -IRA -Investments were made and managed through Schwab. income was distributed participants invested the Funds. there were any distributions from the Funds Schwab, they were reinvested. 
 
 Name Person Reporting Dale Rrport 
 
Eagan, Claire 
IX. CERTIFICATION. certify that all information given above Qncludlng Information perlalnlng spouse and minor dependenl children, any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable stalulory provisions permitting non-disclosure. further certify that earned Income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, andJudlclal Conference regulations. 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544