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Judicial Watch • Clark Waddoups Financial Disclosure Report for 2010

Clark Waddoups Financial Disclosure Report for 2010

Clark Waddoups Financial Disclosure Report for 2010

Page 1: Clark Waddoups Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:13

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Clark Waddoups, waddoups, Clark, Distribution, mutual, 2010, EPA, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act of1978
Rev. 1/2011 

FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) 
Waddoups, Clark Title (Article III judges indicate active senior status; rnagistrate judges indicate full- part-time) 
District Judge Chambers Office Address 
110 Frank Moss Federal U.S. Courthouse 
350 South Manin Street 
Salt Lake City, Utah 841011 Court Organization 
U.S. District Court, Utah 
5a. Report Type (check appropriate type) Nomination, Date Initial Annual Final 
5b. Amended Report 8.On the basis the information contained this Report and any Date Report 
5/13/201 Reporting Period 
01/01/2010 12/31/2010 
modifications pertaining thereto, is, opinion, compliance ~ith applicable laws and regulations. 
Reviev,ing Officer Date 

IMPOR TANT TES: The instructions accompanying this form must followed Complete ali parts, checking the NONE box for each part where you have reportable information. Sign last paga POSITIONS. tRepor~ng individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  

II. AGREEMENTS. ~epo~ng individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) DATE PARTIES AND TERMS 

Waddoups, Clark 

III. NON-INVESTMENT INCOME. tnepor~ng indi,iduol ondspo~e: seepp. 17-:4 of:ling Filers Non-lnvestment Income NONE non-investment income.)(No reportable DATE SOURCE AND TYPE  INCOME (yours, not spouses) Spouses Non-lnvestment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE  
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. ancludos,ho~e spouse ond dependent children; see pp. 28-31 filing instruction~)  NONE (]go reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  Mark Broadway  Tree pruning  $1,000.00  
VI. LIABILITIES. anclud~ tho,e o/spou,e and dependent children; see pp. 32-33 filing instruction)  
NONE (]go reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Waddoups, Clark 5/13/2011
VII. INV ESTMENTS and TRU STS i.come, volue, ~a.$act~o.$ a.ct.d~ those sparse o.d depe.de.~ children: see pp. 34-60 filing instructlons.) 
NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (t) (2) Amount Typ~ (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (t) (2) Value Value Code Method (J-P) Code (Q-w)  (1) Type (e.g., buy, sell, redemption)  Transactions during reporling period (2) (3) (4) Date Value Gain mm/dd~y Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  Key Bank Checking  Interest  Mass Mutual-universal policy  None  Mass Mutual-whole life  None  Mass Mutual-whole life  None  1365 Roosevelt LLC  None  1876 Wyoming LLC  None  BatteriesBands-common stock  None  ZARS-common stock  None  MassMutual RetireEase Annuity  Distribution  
10.  MassMutualOdyssey  Distribution  401k Account  None  
12. 13.  MMLISI Brokerage (Fidelity Managment Trust Co. Chase National Bank  Distribution Interest  

17. Income Gain Codes: =$1,000 Icss =$1,001 $2.500 =$2.501 $5,000 =$5.001 $15.000 =$15,001 $50.000  
(see Columns and D4) =$50,001 $100.000 =$100,001 $1.000.000 =$1.000.00l $5.0~0.000  112 =More than $5.000.000 Value Codes =$15.0~0 less =$15,001 $50,000 -$50.001 $100,000 =$100.001 $250,000  
(See Columns and 03) =$250.001 $500.000 =$500.001 $1,000.000 -$1.000.001 $5,000.000 =$5.0(10,001 $25.000.000 Value/.tclhod Codes =$25.000.0OI $50,000.000 =Appraisal -~Zos! (Real Estate Only) =More than $50.000.000 =Asscssmcr~! =Cash gtarkcl  
(See Cohlmn C2) -I:kx)k Value =Othcr =Estimated  

Waddoups, Clark 5/13/201
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Waddoups, Clark 5/13/2011
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Clark Waddoups 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act ofl978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Waddoups, Clark U.S. District Court, Utah 9/13/201 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistratejudges indicate full-or part-time) Nomination, Date 	01/01/2010 
District Judge Initial Annual Final 12/31/2010 
fit). Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, i~, opinion, compliance Frank Moss Federal U.S. Courthouse 

with applicable laws and regulations. 
350 South Martin Street 
Salt Lake City, Utah 841011 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying thls form must followea~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. tRe~omng individual only; seepp. 9-13 fillng instruction~) 	NONE(No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. tR,porti, indlviduol only; se, p~. 14-16 filing instructions.I [~] NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 

Waddoups, Clark 

Waddoups, Clark
111. NON-INVESTMENT INCOME. Reporting i.dividual a.d spo.se; see 17-24 fillng instructions.) Fliers Non-lnvestment Income NONE reportable non-investment income.) 
DATE SOURCE AND TYPE Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment~ 
(Includes those spouse and dependent children: see pp. 25-27 offiling instructions.) ~-~ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 

Date Report 9/13/2011 
INCOME (yours, not spouses) 
ITEMS PAID PROVIDED GIFTS. (lncludes those spouse and dependent children; see pp. 28-31of filing in~truction~)  NONE (No reportable g~s.)  
SOURCE  DESCRIPTION  VALUE Ma~k Broadway  Tree pruning ,ooo.oo  
VI. LIABILITIES. ane/~d~ those o/spo~e ~nd dependent children; see pp. 32-33 filing inslr~ctiong)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Waddoups, Clark 	9/13/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includex those spouse and dependent children; seepp. 34-60 filing instructions.) NONE(No reportable income assets, transactions.) 
Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (1) (2) (I) (2) (i) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~ Code Code buyer/seller (A-el) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Dcsc~ption Assets 	
Key Bank Checking Interest 	
Mass Mutual-universal policy None 	
Mass Mutual-whole life None 	
Mass Mutual-whole life None 
1365 Roosevelt LLC 	None 
1876 Wyoming LLC 	None 	
BatteriesBands-common stock None 	
ZARS-common stock None 	
MassMutual RetireEase Annuity Distribution 

I0. MassMutual Odyssey Distribution Parr Brown Profit Sharing Plan (401k) None 
12. 	
Consumer Staples Select Sector SPDR Distribution (XLP) 

13. 	
Health Care Select Sector SPDR (XLV) Distribution 

14. 	
Market Vectors EtfTr Curt Dbt Distribution (EMLC) 

15. 	
SPDR Barclays Capital High Yield Bond Distribution (INK) 

16. 	
Utilities Select Sector SPDR (XLU) Distribution 

17.
 Vanguard Total Bond Market ETF (BND) Distribution Income Gain Codes: =$I.000 less =$1,001 $2.500 =$2,501 $5,000 =$5.001 $15.000 5.001 -$50.000 (See Columns and D4) =$50,001 $I00,000 =$100,001 $1,000.000 III =$1,000,00l $5.000,000 112 =More than $5,000.000 Value Codes =$15.000 h.-ss =$15.0OI $50.000 =$50.0OI $100.0OO =$100.001 $250.000 
lSee Columns and D3) =$250.001 $500.000 $500.001-$1.000.0OO =$1,000.001 $5.000.000 $5.000.001 $25.000.0OO =$25.0OO.O01 $50.000.000 =More than $50.000.000 Value IMethod Codes =Appraisal ~:ost (Real Eslatc Only) :Assessmcm =C~h Mark~  
(S Column C2) =Book Value =Other =Estimated  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -inco~,,, value, ,ra.~uctlo,~ (Includes those spouse and dependent children; seepp. 34-60 filing instruction) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset (I) Amount  (2)Type (e.g.,  (I) Value  (2) Value  (1) Type (e.g.,  (2) Date  (3) (4) Value Gain  (5) Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/ddiyy  Code  Code  buyer/seller  
(A-It) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 19.  iShares Barclays 1-3 Year Treasury Bond (SHY) iShares 20+ Year Treasury Bond (TLT)  Distribution Distribution  
20.  iShares Barclays Year Treasury (IEF)  Distribution  

21. 	
MML Investors Services Managed Distribution Account--Cash 

22. 	
Chase National Bank Interest Income Gain Codes: =$1.000 less -$1,001 $2.500 =$2.501 $5,0(30 =$5.001 -$15.000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000  G=$100.001 $1,000,000  it2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 $50,000 =$50.001 $100.000 =$100.001 $250.000  
(See Cohunns and D3) =$250.001 $500.000 -$500.001 $1,000.000 =$1.000.001 $5.000.0(30 =$5.000,001 $25.000.0(~ =$25.000.001  -$50.000.000 =More than $50.00~.000 Value Method Codes =Appraisal =(7ost tReal Estate Only) -C~h Markc~  
tSee Cohnnn C2) =lJool~ Value =O~hcr =Estimated  

9/13/201
Vaddoups, Clark
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndlcatepartofrepor~) Part Vll Investments, items through were all held MML Investors Servies Account, NES/FMTC Rollover IRA, previously listed "MMLIS! Brokerage(Fidelity Mnagement Trust Co.)" The distribution amounts are listed lncome Code ($50,000 100,000), which the amount ofthe combined distributions for all items. The Account manager did not distinquish between line items making the distribution and that information not available from the reports me. The distributions from each the separate items was less than that amount, but the total was within Code 
Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Clark Waddoups 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544