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Judicial Watch • Colleen McMahon – 2012

Colleen McMahon – 2012

Colleen McMahon – 2012

Page 1: Colleen McMahon – 2012

Category:Federal Judges

Number of Pages:28

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:Colleen McMahon, McMahon, COLLEEN, Partners, Distribution, 2012, assets, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. /OJ-/ 11) Person Reporting (last name, first, middle initial) McMahon, Colleen Court Organization District Court-Southern Dis Date Report 08/13/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-tie) District Judge-Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. mended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
500 Pearl Street 
New York, 10007 
Chambers 640 Moynihan Courthou 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 	Trust#  Trustee  Trust  Trustee  Foundation  Director  Music Bridges lntematinal Inc Advisory Council 	Ohio State University 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ill. NON-INVESTMENT ME. (Reporting individ11al and spouse; see pp. 17-14 filing instr11ctions.) Filer's Non-Investment Income [Z] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -Ifyo11 were married d11ring any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 2012 
3.2012 
4.2012 
2012 
2012 
2012 
2012 

Morgan Stanley-Pension Income 
9.2012 Morgan Stanley-Deferred Compensation 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependenr children; see pp. 25-27 a/filing instructions.) NONE (No reportable reimbursements.) 

ITEMS PAID PROVIDED 
Federal Bar Council Feb 4-11 2012 Kona, Hawaii Conference Speaker Travel, Food and Lodging 

McMahon, Colleen 
08/13/2013 

Date Report 
McMahon, Colleen 

08/13/2013 GIFTS. (Includes those spouse and dependent cltildren; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.)  CREDITOR Internal Revenue Service  Federal Income Taxes  DESCRIPTION  VALUE CODE  New York State  NYS Income Tax 

08/13/2013
McMahon, Colleen 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end ansactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(1) (1) (1) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Thornburg Ltd. Term Muni. Nat'!  Dividend Kohl's Corp. Com (IRA)  Dividend Thornberg Value Fund Class Mui Fd. (IRA)  None Morgan Stanley Venture Investors III (IRA)  None Kohl's Corp Com (Trust #2)  Dividend Morgan Stanley Venture Investors III  None EES 1986LP  None  Closed  12/31/12  See Note# Sky line Venture Partners, LP.  Distribution  See Note MSCP III L.P.  Distribution  See Note#  
JO.  MA( 1998 300,0000)  None  
11. (1998 300,000)  None  
12. Bond Finance International Con Due l/23/2058(1RA)  None  Closed  12/31/12  See Note#  
13. Northwestern Mututal Life  None  
14. EVLife lnsurnace (Trust I)I None  LCO  
15. Northwestern Mututal Life (Trust#!)  None  
16. Northwestern Mututal Life(Trust #I)  None  
17. Madison National Life lns(Trust  Interest Income Gain Codes: J.000 less  B=$1,001-$2.500 =$2.501 -$5.000 =$5,001 $15.000  E=$15.001-$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Vnluc Codes =$15.000 less =$15,001 -$50.000  $50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001-$1.000.000 =$1.000.001. $5.ooo.ooo =$5.000,001 -$2S,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) ==Assessment =Cash Market  
(Sec Column C2) ::Book Value =Other =Es1imatcd  

08113/2013 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reponing period  
(including tmst assets)  reporting period reporting period  

(I) (2) (I) (2) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. Passport Money Market Fund (IRA)  None  
19. SFM Domestic Investments LLC  None  Distributed (part)  02/14/12  See Note# line# 328  
20.  Distributed (part)  03/26/12  See Note# 5-To line# 330  
21.  Sold  08/31/12  
22. CSG Systems International Inc.Com  None  Buy (add'!)  08/28/12  
23. Summit Mariner, LLC  None  
24. Skyline Venture Partners Qualified Purchase Fund  None  
25. Trident Capital Fund-IV  Distribution  Sold (part)  07/25/12  See Note#  
26.  Sold (part)  09/11/12  
27. Sentinel Capital Partners  None  
28. Summit Mariner LLC/JP Morgan Checking  Interest  
29. Rental /JPMorgan Checking  None  
30. Rental# New York, NY(1999 900,000)  Rent  
3I. Rental 2/JP Morgan -Checking  Interest  
32. Morgan(Checking) None  
33. Andex Resources LLC  None  Sold (part)  01118/12  
34i (1999  None Income Gain Codes: =$1.000 less  B=$1.001 -$2.500 =$2.501 -$5.000  D=$5.00t -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$!.000.000  fl! =$1.000.00t -$5.000.000  112 =More than $5.000.000 Value Codes =$t5.000 less =$15.001 -$50.000 450.001 -$100.000 =$I 00.00 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$t.000.00t -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001  $50.000.000 =More than $50.000.000 Value Mclhod Codes ""Appraisal =Cost (Real Eslatc Only) =Assessment :::Cash Markct  
(Sec Column Cl) =Book Value  V::::Q1hcr  W::::Es1imatcd  

08/13/2013 
McMahon, Colleen 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes t110se spouse and dependent c11udren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting pe1iod reporting period 
(2) (2) 
(3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
transaction)
(Q-W) 
35. Five Point Fund LLC  Distribution  Sold  12/31/12  See Note#  
36. Trident Capital Fund  Distribution  Sold (part)  07/25/12  See Note#  
37. Linx Partners (Q)  Distribution  See Note#  
38. Grove Capital Commitment Partners  Distribution  See Note#  
39. Martha's Vineyard Golf Partners LLC  None  
40. Silvaris Corp Preferred  None  
41. Morgan (Checking)  Interest  
42. State Dorrn.Auth 6.1 due 07/19  Interest  Sold  03/28/12  
43. Oneida Cnty 6.25% due 06/15  Interest  Sold (part)  06/01/12  
44.  Sold (part)  12/01/12  
45. Capital QIP  Distribution  Buy (add'!)  06/19/12  See Note#  
46.  Sold (part)  07/26/12  
47.  Sold (part)  08/07/12  
48. 49. Investor  Distribution  Distributed (part) Buy (add'!)  10/J 6/12 12/21112  See Note line# 326 See Note#  
50.  Sold (part)  07/16/12  
51.  Sold (part)  12/21/12 Income Gain Codes: 1.000 less  B41.00l -$2.500 =$2.50  $5.000 =$5.001  $15.000 =$15.001  $50.000  
(See Columns and 04) =$50.001 -$100.000 =$I 00,00  $1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15,000 less =$15.00t -$50.000 =$50.00 -$100.000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 41,000.001 -$5,000.000 =$5.000.001  $25,000.000 =$25.000.001 -$50,000.000 =More thnn $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Dale Report 
08/13/2013
McMahon, Colleen 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Grossvalue Transactions during reporting riod (including trust assets) reporting period reporting period 
(I) (2) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) orint.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate 
transaction) 
52. Skyline Venture Partners Qualified Purchaser Fund III  Distribution  Sold (part)  07/25/12  See Note#  
53.  Distributed (part)  03/28/12  See Note#5 -To line 332  
54.  Distributed (part)  10/16/12  See Note#5-To line 334  
55. Towerbrook Private Equity Partners  Distribution  Sold (part)  09/12/12  See Note#  
56. SPEP Limited Partners LLC  Distribution  Sold (part)  09/12/12  See Note#  
57.  Sold (part)  12/13/12  
58. Grove  Distribution  See Note#  
59. Tactics (N/C}Tactics Venture  None  
60. Morgan Checking(Foundation #I}  Interest  
61. Community Funding Ill Sub Note  None  
62. ORMusic LLC  None  
63. SFM Participation  None  
64. Capital Income Builders A(IRA)  Dividend  
65. Kinderhook Capital  Distribution  Buy (add'!)  03101112  See Note#  
66.  Sold (part)  03/01/12  
67.  Sold (part)  06/04/12  
68.  Sold (part)  06/28/12 Income Gain Codes: 41.000 Jess 41.00l -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  111 =$1.000.001 -$5.000.000  fl2 =More 1han $5.000.000 Value Codes =$15.000 less  K=$l5,00l -$50.000 =$50.00 -$100.000 =$100.00l -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Es1a1c Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Es1ima1cd  

McMahon, Colleen 
08/13/2013 
VII. INVESTMENTS and TRUSTS -income, vat11e, transactions r1nr111des those spo11se and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reponing period reporting period  

(2) (I) 
(2) 
(I) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69.  Sold (part)  12/03/12  
70. Capital World Grth Income A(IRA)  Dividend  
71. Thornburg CRE GWT (Y)  
72. Morgan Tax Free Premier Sweep  Interest  
73. Thompson Trucking(Com)  None  Sold  12/28/12  
74. '::'"ff!i Captial Partners Ltd  None  See Note.#  
75. --Dynova Laboratories Inc (Com)  None  Sold  04/03/12  See Note#  
76. Camulos Partners  None  Sold (part)  01/23/12  
77.  Sold (part)  03/05/12  
78.  Sold (part)  12/28/12  
79. Capital Group LLC  None  
80. CGJ Partners,LP  None  Buy (add'I)  05/02/12  
81. Miceli Technologies lnc.(Com)  None  
82. Linx Partners  Distribution  Buy (add'  10/05/12  See Note#  
83.  Buy (add'I)  12/19/12  
84.  Sold (part)  08/24/12  
85.  Sold (part)  12/05/12 Income Gain Codes: =$1.000 less  B=$1.00t -$2.500 =$2.50 -$5,000 =$5.001 -$15,000 =$15.00t -$50.000  
(Sec Columns and 04) =$50,00t -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000,000 Vtiluc Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00I -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
McMahon, Colleen 
08113/2013 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent c1tildren; see pp. 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repo11ing period  
(including rmst assets)  reporting period reporting period  

(I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Dare Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 

(A-H) int.) (J-P) Code redemption) 
(Q-W) 
(A-H) (if private transaction) 
86. Lone Cypress Company Ltd  Distribution  Sold (part)  06/26/12  See Note#  
87.  Sentinel Capital Investors III  Distribution  Sold (part)  01/03/12  See Note#  
88.  Sold (part)  02/17/12  
89.  Sold (part)  04/27112  
90.  Sold (part)  08/09/12  
91.  Sold (part)  11/0l/12  
92.  Sold (part)  12/13112  
93.  SFM Participation  Distribution  Buy (add'!)  02/01/12  See Note#  
94.  Buy (add'!)  05/15/12  
95.  Buy (add'!)  09/14112  
96.  Sold (part)  02/01112  
97.  Sold (part)  05/15/12  
98.  Sold (part)  09/14/12  
99.  Sold (part)  11/13/12  
100.  North Salem Acquisition Development Fund2005  None  Sold (part)  01/30/12 01.  Thornburg Core Growth (IRA)  None 02.  Thornburg lnvt Intl Value (Y) Income Gain Codes: =$1.000 Jess =$1,001 -$2,500 =$2,501 -$5.000 =$5,001  $15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1,000.000 =$1.000.001  $5.000.000 =More 1han $5.000.000 Value Codes =$15.000 Jess  K=$15,00l -$50.000 =$50.001 -$100.000 l00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000,000  
1'3 =$25.000.00 -$50.000.000 =More 1han $50.000.000 Value Method Codes ==A pprnisal =Cost (Real Estate Only) =Assessment =Cash Markct  
(Sec Column C2) =Hook Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instruclions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(I) (2) (I) 
(2) (3) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 
103.  Jetblue (Com)  None  
104.  West 12th LLC  None  Buy (add'I)  11/15/12  
105.  Sold (part)  09/10/12  
106.  Sold (part)  10/04/12  
107.  Aisling Capital  Distribution  Buy (add'I)  01/23/12  See Note#  
108.  Buy (add'I)  02/14/12  
109.  Buy (add'I)  12/19/12  
110.  Sold (part)  12/19/12  
111. The Way Productions LLC  None  Sold (part)  03/16/12  
112. Capital  None  Buy (add'!)  06/04/12  
113.  Buy (add'  08/14/12  
114.  Buy (add'!)  11/26/12  
115.  SEEF  Distribution  Buy (add'!)  10/02/12  See Note#  
116.  Sold (part)  12/21/12  
117.  Towerbrook Investors Executive Fund  Distribution  Sold (part)  01/19/12  See Note#  
118.  Trident  None  Distributed (part)  01113/12  See Note line# 340  
119.  Kinderhook Capital Fund  Distribution  Buy (add'l)  01/30/12  See Note# Income Gain Codes: =$1.000 less 41.001  $2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001  $50.000  
(Sec Columns and 04) =$50.001  $100.000 =$I 00.00  $1.000.000 =$1.000.001  $5.000.000 =More than $5.000.000 Value Codes 15.000 less =$15,001 -$50.000  L=$50.00I  $100,000 =$100.001  $250.000  
(See Columns and 03) =$250.001  $500.000 =$500.00I  $1.000.000 =$1,000.001  $5,000.000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000  1'4 =More than SS0.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

McMahon, Colleen 
08/13/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those ofspo11se and dependent children; see PP J4-6o offitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (I) 
(2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120.  Buy (add'!)  03/28/12  
121.  Sold (part)  12/11/12  
122.  Kohls Corp (Com).  Dividend  Buy (add'!)  05/11/12  
123.  KPB Partners  Interest  
124.  --App Orchard LLC  None  Buy  07/30/12  
125.  None  Buy (add'!)  12/20/12  
126.  NYS Dormitory Authority 5.25% due 11/15/23  Interest  Sold  05115112  
127.  City ofNY Gen! Pur due 8/1/12  Interest  Redeemed  08/01/12  
128.  NYS Dormitory Adj rate due 11/15/29  Interest  Sold  05115112  
129.  Thornburg-Income Builder  Dividend  
130.  Thornburg Global Opportunity  Dividend  
131.  Thornburg CRE GWT (Trust#  None  
132.  Morgan Stanley Bank (Savings)  Interest  
133.  Thornburg CRE GWT (IRA)  None  
134.  Morgan Stanley Bank-(Savings)(Y)  
135.  lnavein LLC  None  
136.  Ironwood Management Partners Fund  None  Buy (add'  04116/12 Income Gain Codes: .000 less =$1,001  $2.500 =$2.501  $5.000  D=$5,00i -$t5.000 =SI 5.001 -$50,000  
(Sec Columns nnd D4) =$50.001 -$100.000 I00.00 -$1,000,000 =$1.000,001  $5.000.000 =More than $5.000.000 Value Codes 15.000 less =$15.001 -$50.000 =$50.00I -SI00.000 I00.00 -$250.000  
(See Columns and D3) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes  Q=Apprnisnl =Cosl (Real Estate Only) =Assessment =Cash Market  
(Sec Column Cl) =Book Value =Other ::Estimated  

VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (lnc/11des those ofspo11se and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H  (if private  

transaction) 
137.  Buy (add'I)  06/25/12  
138.  Linx-Cimarron Energy Co-Invest, LLC  Distribution  Sold (part)  04/17/12  See Note#  
139.  Sold (part)  06/01/12  
140.  Sold (part)  11/23/12  
141.  RGI Partners  None  Sold (part)  02/08/12  
142.  RGI Partners Ltd  None  Buy (add'I)  03/26/12  
143.  Buy (add'!)  10/22/12  
144.  Sold (part)  04/10/12  
145. Capital (P)  None  Buy (add'!)  04/02/12  
146.  Buy (add'!)  07/02/12  
147.  Buy (add'!)  09/17/12  
148. 149.  LP, ,,.,, ,,-,o-; Distribution  Buy (add' Buy (add'!)  11/26/12 06/25/12  See Note Note  
150.  Buy (add'I)  11/26/12  
151.  Sold (part)  03/27112  
152.  Sold (part)  07117/12  
153.  Sold (part)  09/28112 Income Gain Codes: 1.000 less  8=$1.001-$2,500 42.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$I 00.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.00I -$500.000 $500.00 -$1.000.000 =$1.000.001  $5.000.000 =$5.000.001 -$25.ooo.ooo =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value Other =Es1ima1cd  

08/13/2013
McMahon, Colleen 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (I) (3) 
(5) 
Place "(X)" afler each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction)  Sold (part)  11/15/12  
155.  Sold (part)  12/27/12  
156. 157.  (GP)  Distribution Distribution  Sold (part)  04113/12  See Note# See Note# Note  
158.  Sold (part)  06/29112  
159.  Sold (part)  07/20/12  
160.  Sold (part)  10/03/12  
161.  Sold (part)  11/16/12  
162.  --Apex Companies LLC  None  See Note  
163.  --Archway Marketing Services Inc  None  Sold  07/10/12  See Note  
164.  --Transit Wireless LLC  None  See Note 65.  --Freedom Innovations LLC  None  Sold  02/16112  See Note  
166.  --Hamilton State Bancshares Inc  None  See Note#4  
167.  --Oceus Networks Inc.  None  See note#  
168.  --Nautilus Neurosciences Inc  None  See Note#4  
169.  --Optimal Solutions Integration,lnc  None  See Note#4  
170.  --TowerCo Holdings LLC  None  Sold  10/01/12  See Note Income Gain Codes: =$1.000 less  B=$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
{Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$t00.000 =$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmen1 =Cash Market  
{Sec Column C2) =Book Value =Other =Es1ima1ed  

McMahon, Colleen 
08/13/2013 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes 11rose spouse and dependent c1rudren; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (I) (I) (2) (3) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  CoI =$1.000.001 -$5.000,000 =$5.000.001 -$25,000.000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Mclhod Codes Appraisal c::Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colunrn C2) =Book Value =01hcr -=Estimated  

Date Report 
McMahon, Colleen 
08/13/2013 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

188.  NYS Donn 5.7 Due 7/1/13  Interest  Sold  01/18112  
189.  City Health Hosp Due 2/15/13  Interest  
190.  NYS Mtg Agency Due 10/1/17  Interest  Sold (part)  05103112  
191.  State Donn Due 9/1/12  Interest  Redeemed  09/01/12  
192.  State Donn 4.125 Due 4/1/13  Interest  
Fund  Distribution  Buy (add'!)  12/21112  See Note#  
194.  Sold (part)  07/16/12  
195.  Sold (part)  12/31112  
196.  Safe Bulkers Inc(Com)  Dividend  Buy (add'!)  01/12112  
197.  Buy (add'!)  04/11112  
198.  Buy (add'!)  07/05/12  
199.  Buy (add'!)  10/08/12  
200. West 12th Street LLC(Working Capital Loan)  None  Buy (add'!)  04/16/12  
201.  Artisanal Cheese LLC(Bridge Loan)  None  
202.  Nassau Point Partners  Distribution  Sold (part)  12112/12  See Note#  
203.  Nassau Point Partners  Distribution  Sold (part)  12/12/12  See Note#  
204.  Camulos BioEnergy Debt Holdings LLC  None Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.SOI -$5.000  0=$5.001-$t5.000  E=$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$I 00.000 =$I 00,00 -$1.000,000  Ill =$1,000.001 -$5.000.000  112 =More than $5.000.000 Value Codes 415.000 less  K=$15,001  $50.000 =$50.001 -$100.000 =$I00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.00t -$25.000.000  
1'3 =$25.000.00 -$50.000.000 =More lhan $50.000.000 Value Method Codes =Appraisal =Cos1 (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

08/13/2013
McMahon, Colleen 
VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) (1) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  "Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  trnnsaction)  

205.  Camulos BioEnergy Partners LLC  None  
206.  Camulos Fountain Hills Partners LLC  None  
207.  Camulos Gateway Partners LLC  None  
208.  Camulos Gateway Partners LLC  None  
209.  Asling Investors JII  Distribution  Buy (add'I)  03/01/12  See Note#  
210.  Buy (add'!)  06/25/12  
211.  Buy (add'!)  07/19/12  
212.  Buy (add'  08/14/12  
213.  Buy (add'!)  12/05/12  
214.  Sold (part)  12/10/12  
215.  Distributed (part)  02/09/12  See Note line 336  
216.  Eastern Growth Capital  None  
217.  Eastern Growth Capital  None  Sold (part)  03/27/12  
218.  Sold (part)  12/28/12  
219.  Eastern Growth Capital LP(IRA)  None  Sold (part)  03/27/12  
220.  Sold (part)  12/28112  
221.  Linx-Metaltech Investment LLC  Interest  Sold (part)  03/30/12 Inc ome Gain Codes: =$1.000 less  6=$1.001-$2.500 =$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$I 00.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 kss =$15.001 -$50.000 =$50.00 I00.000 I00.00 -$250.000  
(See Columns and 03) =$250.00I -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Esta1c Only) =Assessment =Cash Market  
(Sec Column C2) =Bo Value  V=Othcr =Estimated  

08/13/2013
McMahon, Colleen 

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income



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