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Judicial Watch • D Hornby Brock – 2006

D Hornby Brock – 2006

D Hornby Brock – 2006

Page 1: D Hornby Brock – 2006

Category:Federal Judges

Number of Pages:17

Date Created:September 10, 2007

Date Uploaded to the Library:November 01, 2014

Tags:D Brock Hornby, Brock, price, 2006, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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DISTRICT MAINE BROCK HORNBY 
DISTRICT JUDGE 
April 24, 2007 
........ 
 
 
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Committee Financial Disclosure :::z,,,. 
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a- One Columbus Circle, N.E., Suite 2-301 ::uz 
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Washington, D.C. 20544 aj;: 
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Re: 
Dear Committee Financial Disclosure: 
 
 
 
that was being transferred IRA Brokerage Acct. Rowe Price #2. 2006 report was therefore moved Line 110, the last entry for that brokerage account. 
 
 
 
 
always have the past. cash management account Rowe Price part brokerage account. All investments this brokerage account are listed below the header, Brokerage Acct Rowe Price (Page Line 39), and are indicated inark before the cash management account, stock, etc. 
 
 
Committee Financial Disclosure April24, 2007 Page reported this always have the past. cash management account Rowe Price part IRA brokerage account. All investments this brokerage account are listed below the header, IRA Brokerage Acct Rowe Price (Page Line 57). All investments this IRA brokerage account are listed below the header and are indicated /1- mark before the cash management account, stock, etc. 
brokerage account. All investments this brokerage account are listed below the header, IRA Brokerage AcctT. Rowe Price (Page Line 82). All investments this IRA brokerage account are listed below the header and 
11are indicated -mark before the cash management account, stock, etc. 
Although spaces are inserted when the report prepared set off the investments contained each account header, the software will not print those spaces the final 
11-11 
version. That the reason for using the marks set them off. 
Please contact you have additional questions. 
 
 
 
 
enclosure FedEx Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 u.s.c. app.  /0/-111) Person Reporting (last name, first, middle initial) Court Organization Date Report. 
Homby, Brock District Maine 03/21/2007 Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
District Judge (active) Nomination, Initial Date Annual Final 01/01/2006 12/31/2006 
 
Sb. Amended Report Chambers Office Address the basis ofthe information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
with applicable laws and regulations. 
United States District Court 
156 Federal Street 
Portland, 04101 
 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-JJ instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee, Irrevocable Life Insurance Trust Estate Plan; Terminated 9/6/2006 
Member, Board Visitors University ofMaine School ofLaw; Resigned 10/26/2006 
Council Member The American Law Institute Member, Committee Science, Technology and the Law Member, Committee the Evaluation the First and Second Editions the Reference Manual Scientific Evidence The National Academies The National Academies o(J):Zc> ..,,rri ::;;::: ::0 -+= :::0  
II. REE MEN TS. (Reporting individual only; see pp. 14-16 instructions.) lliJ NONE (No reportable agreements.) PARTIES AND TERMS 
 
 
 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
 
AND TYPE 
Homby Zeller Associates (management consultants state govts human services areas) (See Section VIII-Addendum Section IIl(B)) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmeni 
(Includes those spouse anddependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION New York Intellectual Property Law Assn Dinner Honoring the Federal Judiciary New York City 3/24/06; paid travel, lodging and 
meal expenses for self  
 
Osgoode Hall Law School, Toronto, Canada Panel participant Third Annual Symposium Class Actions Toronto, Canada 4/6-7 /06; paid travel, lodging and meal expenses 
First Amendment Center 
American Bar Association 
 
Date Report 
Hornby, Brock 
03/21/2007 
expenses for self and spouse Georgetown University Law Center Conference the Judiciary Washington, 9/27-29/06; paid travel, lodging and meal expenses Gulfcoast Legal Services Inc. Dinner speaker 25th anniversary celebration Bradenton, 0/6/06; paid travel, lodging and meal expenses for self The American Law Institute Restitution Advisers Meeting Philadelphia 0/13-14/06; paid travel, lodging and meal expenses 
The American Law Institute Council Meeting New York City 10/18-21106; paid travel, lodging and meal expenses 
First Amendment Center Conference Justice and Journalism Washington, 11/28-29/06; paid travel, lodging and meal expenses 
 
 
 
 
 
 
 
Date Report 
Hornby, Brock 
03/21/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.) 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[RJ NONE (No reportable liabilities.) 
VALUE 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and depetident children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during reporting period 
(2) Amount 
(I) 
Type (e.g. Code 
div., rent. Transactions during reporting period 
(I) Type(e.g.  buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
Gross value end reporting period 
(2) 
Value 
 
(I) 
Value Code 
Method 
(A-H) int.) Code Bank America accounts Interest E*Trade Bank accounts Interest 
GMAC Bank account Interest 
Emigrant Direct Interest 
Gorham Savings Bank Interest close 2/14 
PayPal Money Mkt Interest 
Camden Nat! Bank Interest buy 3/23 
 
 
sell 10/24 
U.S. Savings Bonds None 
U.S. Treasury Bills Notes Interest 
 
10. 
Maine State Turnpike Authy Bonds Interest buy 1/24 bonds) Maine Health Higher Edu. Bonds total) Interest buy 6/12 
 
12. 
Puerto Rico Public Finance Corp. Interest 
 
13. 
Bangor Ser. gen) obligation bond Interest buy 3/3 
 
14. 
Scarborough gen) obligation bond Interest buy 5/22 
 
15. 
Puerto Rico public improvement None buy 3/29 
 
16. 
Puerto Rico Hwy Transp. Auth. bond None buy 11/10 
 
17. 
J.B. Hanauer Co. money mkt acct Interest 
 
 
open Income Gain Codes: =Sl,000 less B=Sl,001 -$2,500 C=S2,501 -$5,000 D=S5,001-Sl5,000 =$I 5,00 -S50,000 
(SecColumns and D4) F=$50,001 -SI00,000 G=SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than SS,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and D3) N=S2SO,OO -$500,000 0=$500,001 -$1,000,000 =Sl,000,001 -SS,000,000 P2=$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (RealEstate Only) =More than $50,000,000 T=CashMarl