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Judicial Watch • D Hornby Brock – 2007

D Hornby Brock – 2007

D Hornby Brock – 2007

Page 1: D Hornby Brock – 2007

Category:Federal Judges

Number of Pages:14

Date Created:November 4, 2008

Date Uploaded to the Library:November 01, 2014

Tags:Hornby, D Brock Hornby, Brock, committee, filing, 2007, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  JOJ-111) Person Reporting (last name, first, middle initial) Homby, Brock Court Organization District Maine Date Report 03/20/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge (active) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address United States District Court 156 Federal Street Portland, 04101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. SITI NS, (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Council Member The American Law Institute 
 
 
Member, Committee Science, Technology and the Law 	 
Member, Committee the Evaluation the First and Second Editions the 	 
Reference Manual Scientific Evidence 
II. AGREEMENTS. (Reporting individllal only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [Z] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2007 	Homby Zeller Associates (management consultants state govts human services areas) (See Section VIII-Addendum Section III(B)) 
IV. REIMBURSEMENTS -transportatio11, lodgi11g,food, entertai11me11l 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 	The American Law l/30-31/07 Tampa, Nominating Institute Committee 	 
American Bar 2/8-11/07 Miami, ABA Midyear Association Meeting 	 
The National Academies 3/21-23/07 Washington, CSTL Committee Meeting 	 
American College 4/15-20/07 Washington, Canada-US Legal Trial Lawyers Exchange 	 
Osgoode Hall Law 4/26-27/07 Toronto, Canada Class Action School (Toronto) Symposium 
 
 
paid travel, lodging and meal expenses 
paid some meal expenses for self  
paid travel, lodging and meal expenses 
paid travel, lodging and travel expenses for self-in Washington, and Williarrcburg, 
panel participant; paid travel, lodging and meal expenses 
 
 
 
Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 	 
Federal Judges 5/6-7/07 Arlington, Association 	 
American College 9/24-29/07 Montreal Ottawa, Trial Lawyers Canada 	 
Barreau Quebec 0/25-26/07 Montreal, Canada 	 
The National Academies /18-20/07 Washington, 
 
 
Annual Board Meeting 
Canada-US Legal Exchange 
Class Action Seminar 
CSTL Committee Meeting 
paid hotel and meal expenses 
paid travel, lodging and travel expenses for self 
.... 
panel participant; paid travel, lodging and meal expenses 
paid travel, lodging and meal expenses GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing ins/ructions.) [Z] NONE (No reportable gifts.) DESCRIPTION VALUE 
 
 
 
VI, LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
 
 
 
 
 
Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1t1c1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descnption Assets 
(including trust assets) 
 
Place (X) after each asset exempt fro prior disclosure 
Income during reporting period 
(I) Amount 
Code (A-H) 
(2) 
Type (e.g., 
div., rent, int.) 
Gross value end reporting period 
(I) Value Code (J-P) (2) Value Method Code 
(Q-W) 
(I) 
Type (e.g., 
buy, sell, 
redemption) 
Transactions during reporting period 
 
(2) 
Date 
Month- 
Day 
 
(3) (4) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,00t -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ===Assessment =Cash Market 
(See Column C2) =Book Value =Other ==Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
VII. 
INVESTMENTS and TRUSTS income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) Amount Code (A-H) (2) Type (e.g., div., rent. int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) 
 
(5) Place (X) after each asset 
Identity exempt from prior disclosure 
buyer/seller (if private transaction) Income Gain Codes: $1,000 less 1,00 -$2.500 =$2,501  $5.000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 .ess =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(See Columns and 03) =$2500001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (RearEstate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, tra11sacno11s r11.c1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Income Gain Codes: :::$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and 03) =$250,00 -$500,000 0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash Market 
L__{ee Column C2) Book Value V=o-Other Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions anc1udes those spouse and dependent children: see pp. 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,00  $2,500 c=$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00 -$I 00,000 =$I 00,00 -$1,000,000 Ill =$1,000,001 -$5,000,000 :=More than $5,000,000 Value Codes $15,000 less K=$15,001 -$50,000 L=$50,00 .$100,000 !00,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market 
(See Column C2) =Book Value V=Other -=Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity Month-Code Code buyer/seller Day (J-P) (A-H) (if private transaction) 
 
120. partnership purchased 2/11/02 $50,000 
121. Minnesota Life:endowment life Dividend 
122. Homby Zeller Properties LLC Dividend 
123. BACHZA, Inc. None 
124. 
125.  amounts contributed automatically recurrent 
126. basis employer and employee Income Gain Codes: =$1,000 less ,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(SeeColunms and 04) =$50,00 -$I 00,000 =St00,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes 5,000 .;s =$15,00I  $50,000 =$50,00 -SI 00,000 00,00 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than S50,000,000 Value Method Codes =Appraisal :=Cost (Real Fstate Only) Assessment ==Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) 
 
income derives from salary and distributions the management consulting firm which she fifty percent shareholder, officer and 
Part III(B): 
employee (subchapter corporation). There one other shareholder and officer. The firms income derives from contracts with state governments and, occasionally, nonprofit corporations. 
 
 
 
Name Person Reporting 
Date Report 
Hornby, Brock 
03/20/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIE AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544