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Judicial Watch • D Smith Brooks – 2005

D Smith Brooks – 2005

D Smith Brooks – 2005

Page 1: D Smith Brooks – 2005

Category:Federal Judges

Number of Pages:10

Date Created:August 2, 2006

Date Uploaded to the Library:December 19, 2014

Tags:SMITII, D Brooks Smith, Brooks, 2005, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Philadelphia University, Philadelphia, 
 
 
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II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) c: 
 NONE (No reportable agreements.) 
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AND TERMS 
 
 
 
05/09/2006 
SMITH, Brooks 
Ill. N-INVESTMENT ME, (Reporting individual and spouse; supp. 7-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
(yours, not spouses) 2005 Reliance Bank-Vice President, Commercial Lending -Salary. Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[Kl NONE (No reportable non-investment income.) 
 
AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainmenl (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
 
DESCRIPTION Cornell Law School 
USAID-East-West Mgmt Institute 
Dickinson School Law 
University Cincinnati Law School 
Academy Trial Lawyers Alegheny County 
Dickinson School Law 
 
 
 
 
Date Report 
SMITII, Brooks 
05/09/2006 GIFTS. (Includes those spouu and dependent children. See pp. 18-31 instructions.) 
[EJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 31-34 instructions.) 
[EJ NONE (No reportable liabilities.) 
 
DESCRIPTION 	VALUE CODE 
 
 
0510912006 
SMITII, Brooks 
VII. INVESTMENTS and TRUSTS -income, vatue. transactions (inc1ut1es those the spouse and dependent children.supp. u-s7 fitinc instructwnsJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset Amount (2) Type(e.g. not exempt from disclosure 
Value Value Type(e.g. 
exempt from prior disclosure Code 
div., ren4 Code Method buy, sell, 
merger, int) (J-P) Code 
(A-H) 
redemption) 
(Q-W) Euro Pac Growth Fc9 Dividend 
(2) (3) (4) (5) 
Date Value Gain Identity 
Month- Code Code buyer/seller 
Day (J-P) (A-H) (if private 
transaction) 
FNB Corp.(common>a Dividend 
FNB Corp.(commona Dividend 
First Natl Bkshares FL( Dividend Merger 115 Income Gain Codes: 1,000 less =$1,001-$2,500 =$2,501 -$5,000 D=S5,001-$15,000 E=St5,00t -$50,000 
(Sec Columns and D4) F=$50,001-$100,000 =$100,001-$1,000,000 HI=$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(Sec Columns and DJ) N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Vahle Method Codes Pl=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated 
 
 
05/09/2006 
SMITH, Brooks 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) lfnot exempt from disclOSUie 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
Place (X) after each asset 
exempt from prior disclosure 
 
I8. Reliance Bank-Accoun Interest 
I9. Reliance Bank-Accoun. Interest 
20. Reliance Bank Dividenct:A Income Gain Codes: $1,000 less =$1,001 -$2,500 1>2,50 -$5,000 D=S5,00I -$15,000 =$15,001-$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,00I -S5,000.000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 =$50,001 -$100,000 1>100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value W=Estimated 
 
Date Report 
SMITII, Brooks 
05/09/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions r;nc1um those the spo ana dependent children. see PP 34-57 fuinc instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g. 
(2) 
(4) 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Date Value Gain Identity 
(A-H) int.) (J-P) Code merger, Month -Code2 Code buyer/seller 
redemption) 
(Q-W) 
Day (if private transaction) (J-P) (A-H) 
35. Marathon Oil Corp. Dividend Buy 8/12 
36. 
National City Corp. Dividend Buy 12/9 
37. 
New York Cmnty Bancorp Dividend Buy 8/12 
 
38. 
 
Sell 9/28 
39. Nicor Inc. Dividend Buy 8/12 Income Gain Codes: A=S 1,000 less =St,001 -$2,500 =$2,50t -S5,000 =S5,00  15,000 E=Sl5,00I -$50,000 
(See Columru and D4) F=$50,001 -$100,000 =$100,001 -Sl,000,000 =Si,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 L=S50,00l -StOO.OOO =$100,001 -$250,000 
(See Columru and D3) =$250,001 -$500,000 O=$500,001 Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes Pl=$25,000,001 -$50,000,000 -Cost (Real Estate Only) =More than $50,000,000 T=CashMarlcet 
(See Column C2) =Appraisal =Other =Assessment 
U=Book Value W=Estimated 
 
05/09/2006 
SMITII, Brooks 
VII. INVESTMENTS and TRUSTS -income. varue, transactions rmdudes those the spouse and dependent children. see PP 34-57 filing instructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2)(I) (2) (I) not exempt fro disclosure 
Place (X) after each asset Amount Type(e.g. 
exempt from prior disclosure Code div., rent, 
(A-H) int) 
 
52. 
UPM Kyrnmene Corp. Dividend 
53. 
Conagra Foods Dividend 
54. 
55. Dominion Res. Inc. Dividend 
Value Code (J-P) Value Method Code (Q-W) 
Type(e.g. buy, sell, merger1 redemption) 
Buy 
Buy 
Sell 
Buy 
(2) Date Month-Day 
8/12 
8/12 
9113 
8/12 
(3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) income Gain Codes: =$1,000o less =$1,00I -$2,500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,00l -$50,000 
(See Columns and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Columns and 03) N=$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000.001  $50,000,000 =Cost (Real Estate Only) =Moro than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessment =Book. Value W=Estimated 
 
 
0510912006 
SMITII, Brooks 
VII. INVESTMENTS and TRUSTS -income. va1iu, transactions (includes those the spouse and dependent children.supp. N-57 offiling instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
Place (X) after each asset exempt from prior disclosure 
(1) (2) (I) (2) (1) Ifnot exempt from disclosure 
Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) 
Code div., rent, Code Method buy, sell, Date Value Gain Identity 
(A-H) int) (J-P) Code3 merger, Month- Code Code buyer/seller 
(Q-W) redemption) Day (J-P) (A-H) (if private 
transaction) 
 
69. Health Care Property Invs. Dividend Buy 8/12 
70. Health Care Rlty Tr. Dividend Buy 8/12 
71. Hospitality Properties Tr. Dividend Buy 9/13 
72. Liberty Property Tr. Dividend Buy 8/12 
73. Mack Cali Rlty Corp. Dividend Buy 8/12 
74. Nationwide Health Properties Dividend Buy 8/12 
75. Senior Housing Properties Tr. Dividend Buy 8/12 Income Gain Codes: 4t,000 orless 4t,OOI -S2,500 42,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00 -SI 00,000 =SIOO,OOl -Sl,000,000 =Sl,000,001-S5,000,000 More than $5,000,000 Value Codes =$15,000 less K=Sl5,00l -S50,000 =$50,00  00,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 41,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes 425,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CsshMarlcet 
(See Column C2) Q=Appraisal V=Olher =AsseSSlnent =Book Value W=Estimated 
 
05/09/2006 
SMITII, Brooks 
VIll. ADDITIONAL INFORMATION EXPLANATIONS. (Indicateparto/Report.) Held 
IRA with Ferris, Baker, Watts Merger 
Bancshares into Fifth Third Bancorp effective 1/5. Self-directed IRA with MT Bank rolled over IRA managed Federated Investment Counselling. Self-directed IRA with Raymond James rolled over IRA managed Federated Investment Counselling. Held self-directed IRA managed Federalted Investment Counselling. Numbers 14, 16, should indicate Dividend/Interest 
 
05/09/2006 
SMITII, Brooks 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorarfa and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
 
FILING INSTRUCTIONS 
 Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544