Skip to content

Judicial Watch • D Smith Brooks – 2008

D Smith Brooks – 2008

D Smith Brooks – 2008

Page 1: D Smith Brooks – 2008

Category:Federal Judges

Number of Pages:12

Date Created:October 21, 2009

Date Uploaded to the Library:December 19, 2014

Tags:Incorporated, D Brooks Smith, Brooks, smith, travel, school, filing, 2008, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Smith_Brooks_D 
 
Ill. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 of.filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
AND TYPE (yours, not spouses) 2008 The Pennsylvania State University-Dickenson Law School-Development Course and Lecturing -See Part VIII $24,000.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2008 Reliance Bank -Vice President, Commercial Lending -Salary  
New York Law School 09/06/2008 -New York, Moot Court Competition Travel, food and lodging 09/07/2008 
Georgetown Univesity School 03/18/2008-03/19/2008 Washington, D.C. Moot Court Competition Travel, food and lodging Law 
Ave Maria Law School 04/19/2008-04/20/2008 Ann Arbor, Moot Court Competition Travel, food and lodging 
ALl-ABA 04/02/2008-04/05/2008 Scottsdale, Panelist Seminar Travel, food and lodging 
Pennsylvania Bar Assn Civil 04/05/2008-04/06/2008 New York, Speaker Seminar Travel, food and lodging Litig. Section 
Allegheny County Bar Assn 06/ 19/2008-06/20/2008 Seven Springs, Bench-Bar Conference Food and lodging George Mason University School Law 07/05/2008-07/09/2008 Sedona, Education Seminar Travel, food and lodging Academy Trial Lawyers 10/01/2008-10/02/2008 Farmington, Professional Assn Activi Food and lodging 
 
 
 
 
 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[2J NONE (No reportable gifts.) 
DESCRIPTION VALUE 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [2J NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
Name Person Reporting 
Date Report 
Smith, Brooks 
-05115/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) -i---. ----- 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
Amount 
Type (e.g., Value Value 
 
Date 
 
Value 
Gain 
Identity 
Place (X) after each asset 
Type (e.g., 
Code 
Code 
div., rent, Code 
Method 
Month -Code 
buyer/seller 
exempt from prior disclosure 
buy, sell, 
(I) (2) 
(I) (2) 
(2) 
(3) 
(4) (5) 
 
(A-H) int.) (J-P) 
Code 
redemption) 
Day 
(if private 
(A-H) 
transaction) 
(Q-W) 
------- 
Sold 1/19 (part) 
Sold 11/26 
54. 
Yerison Communication Dividend Buy 02/19 
 
55. 
Sold 11/26 Income Gain Codes; =Sl ,000 less =Sl ,OOl -S2,500 =$2,50 -SS,000 =S5,001 -St5,000 E=S15,00l -S50,000 
(See Columns and 04) =$50,001  SI00,000 =SIOO,OOt -Sl,000,000 Ill =Sl ,000,001 -S5,000,000 =More than S5,000,000 Value Codes =St 5,000 less 15,00 -$50,000 =$50,00 I00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl ,OOO,OOl -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
Name Person Reporting 
Date Report 
Smith, Brooks 
05/15/2009 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions during reporting period 
(including trust assets) reporting period 
reporting period 
(I) 
(2) 
(2) (I) 
(I) 
(2) 
(4) 
(.S.) 
Place (X) after each asset exempt from prior disclosure  ----- Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) 
69. Sold 
 
70. ING Groep Sponsored ADR Dividend Buy 
71. 
Sold 
72. 
Kimberly Clark Corporation Dividend Buy 
 
73. 
Sold 
 
74. 
Lilly Eli Company Dividend Sold 
 
 
Date 
Month- 
Day 
 
11/26 
05/13 
10/16 
03/20 
11/26 
11/26 
Value Gain Identity 
Code Code 
buyer/seller (J-P) 
(if private transaction) (A-H) 
Buy 11/07 
76. Philip Morris International Incorporated Dividend Sold 11/26 
77. PNC Finl Svcs Group Dividend Buy 10116 
78. Sold 11/26 
 
Regions Financial Corporation Dividend Buy 05107 
80. 
81. Royal Dutch Schell PLC Dividend 
82. 
83. Suntrust Banks Incorporated Dividend 
84. 
 
85. 
 
 
Sold 07/22 
Buy 11/20 
Sold 11/26 
Buy 01/10 
Buy (add!) Buy (add!) 02/08 02/11 Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,50 -S5,000 =S5,00I -$15,000 =Sl5,00I -$50,000 
(See Columns and 04) F=S50,001-SI00,000 =SI00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than SS,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns 03} =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =S25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal ==Cost (Real Esta Only) =Assessment =Cash rket 
(See Column C2) =Book lue V=Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parlo/ReporL) 
Part llIA: Represents services from 07/01/08 through 12/31/08 
Part VII (X) Exempt from disclosure 2007 Held elf directed IRA with Prudential Annuity Services (formerly American Skandia) Self directed IRA 3)Philip Morris International Incorporated was received from Stock Dividend Spin Off Distribution from Altria Group Incorporated March 2008 4)AST Balanced Asset Allocation was renamed 7/21/2008 AST Academic Strategies Asset Allocation 
 
 
Name Person Reporting 
Date Report 
Smith, Brooks 
 0511512009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFtES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  I04) 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544