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Judicial Watch • D Smith Brooks – 2010

D Smith Brooks – 2010

D Smith Brooks – 2010

Page 1: D Smith Brooks – 2010

Category:Federal Judges

Number of Pages:9

Date Created:September 13, 2013

Date Uploaded to the Library:December 19, 2014

Tags:D Brooks Smith, Brooks, program, smith, travel, lodging, school, university, court, 2010, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112011 
FOR CALENDAR YEAR 2010 U.S.C opp. JOI-I Ptrson Reporting (last name, Ont, middle Initial) Smilh, Brooks Court Organlzadon Third Circuit Court Appeals Dalo Report 05/15/20 Tiiie (Article lfi judgn lndlc:ate acdve 1onlor Illus; magistrate judges iodicate full. part-time) Judge-Active Rrport Typ (check 1pproprbl type) Nomination. Date Initial Annual Sb. Amended Report Final Reportlu: Period 01/01/2010 12/3 112010 Chambers Office Addrru the basis the lnfonnation contained this Report and any 
modtnc:alloDS pertalnlnc thereto, ls, DIY opinion. compU:anee Court Appeals, Ste 203 wilh applicable laws and recnlatlonL 
1798 Old Route 220N 
Dw!cansvillc, 16635 Reriewlng Officer Date 
 
IMPORTANT NOTES: The instrut:Jions accompanying this form must followed. Complete all parts, chttking the NONE box for each part where you have reportable infonnation. Sign last page. POSITIONS. (Reporting indiidual only; seepp. 9-JJ offilmg instrucMn:s.) 	NONE (No reportable positions.) POSffiON NAME ORGANIZATION/ENTITY Trustee 	Mount Aloysius College, Cresson, Board Counselors 	Penn State University -Dickinson School Law 
 
 
 
II. AGREElffiNTS. (Rqordng individual only; supp. 14-16 filing innmction:s.) 
[{] NONE (No reportable agreements.) 
 
 
 
 
05/15/2011 
Smith, Brooks 
 
III. N-INVESTMENT l1E. (Reponbrg lntflv/Jlual 11nd spome; pp. 11-24 filing instn1ctions.) Filers Non-Investment Income 
 
 
(yonn, not spouses) 2010 The Pennsylvania State University-Dickinson Law School-A djunct $23,578.00 
Professor Spring Sancstcr-Sec Part VnI Spouses Non-Investment Income -Ifyou wae rnarrid during tm.Yporri1m o/thereporting]fllr, complete dris sectiorL 
(Dollar amount not quired except for honor aria.) NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
2010 	Reliance Banlc -Vice President, Business Banker -Salary Law Johns University School 04/13/2010-04/14/201C Queens, Moot Ce>urt Competition Travel, food and lodging Law 	 
PCIUl State University 03/25/2010-03/26/2010 Carlisle, Speaker CLE Program Travel, food and lodging Dickinson School Law 
 
 
 
 
 
 
Name Ptnon Rrportinc 
Date Report 
OS/IS/2011 	Arizona St:uc University 04/24/2010-04/27/201C Phoenix, Legal Program Travel, food and lodging Sandra Day OConnor College Law 	 
University Pittsburgh OS/05/2010..05/06/201C Pittsburgh, Speaker CLE Program Travel, food and lodging School ofl.aw 	 
Foundation for Research 08/06/2010..08/12J2010 Bozeman, Educational Program Travel, food and lodging Economics the Environment 
 
 
New Yori:: Law School 09/25/2010-09m/20JO New York, Moot Court Competition Travel, food and lodging 	 
Academy ofTrial Lawyers 10/6/2010-IOn/2010 Fannington, Bar Association Meeting Travel, food and lodging 
 
10. 	 
Duquesne Univer.;ity Law 11/412010-11/0S/2010 Pittsburgh, Speaker Legal Seminar Travel, food and lodging School 
 
11. 
 
12. 
 
13. 
 
 
 
 
 
Date Report 
 
Smith, Brooks 
05/1512011 GIFfS. (lnd11da tJro1 1po11u and dqJnlknt drildrm; uepp. 28-31 ofjilinK instnlaions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
 
VI. LIABILITIES. (Ind11da thou ofspolllie and dependmt t:hlldren; pp. 31-31 filing lnltlllCIJDIU.) 
[{] NONE (No reportable liabilities.) 
 
 
 
05/15/2011 
Smith, Brooks 
.VII. INVESTMENTS and TRUSTS -ilrCo wzte. ,,,,nsoa1ons (lndllfla 11111u ofqosr onuqe,,un1 cloi14ms; mpp. Ju0o1f111ng insrrllClions.J NONE (No reportable income, assets, tranractions.) 
Description Alsell 1acomc dna Gross value Transaetions during reporting period mcludini: tnis1 assets) reporting period reporting period 
 
 
(2) (I) (2)(2) 
G>.ln Identity 
PlaOl (X) ar.:t each ISsct 
exmipl Imm prior disclosure 
Value 
Value Value Type (e.g., Date 
AmOUlll 
Code 
Code2 Code 
div JClll, Code2 Method buy, sell, mmldJJ!yy 
buycr/acllcr 
(A-H) orint.) (IP) Codc3 n:dcinption) 
(J-P) (A-H) (if private 
traDSaelioa) 
(Q-W) lnronic Galo Codos: -SI.COO i.ss a$1,001  Sl.SOO $2.SOl  SS,000 SS.001-SU.000 E-SIS,001  SSO.DOO 
(See Cohums and 04) F--SS0.001  $100.000 GSI00,001-Sl.000.000 -Sl.000.0Cll -SS.D00.000 More thon SS.000.000 ValueCodes J-SU,000 llumns illld 04) FSS0,001  SI00,000 SI00.001  Sl.000,000 =Sl,000,001  SS,000,000 112-Moro than ss.000.000 Value Codes -=Sl5,000or less KSl5,00l -S5o.ooo L-SSO,GOl -SI00,000 SI00,001. S2SO.ooo 
(Sec Columns 1od 03) -SlS0,001  SS00,000 OSS00,001  Sl,000.000 =Sl,OOO.OOl SS.000.000 =SS,000,001525,000,000 -ru.000.001  sso.000.000 Mo tbs SS0.000,000 Value le:hod Codes Q,Appnisal -cc.a (Rl Emtc Only) sA> -cash ul:et 
(Sec Co!mm C2) U=BookValuc: VOthcr -Estilr.lted 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndiaueparlofrqon.) 
Part IllA: Represents services from 0111112010 through 04126120!0 Held eliance Bank 401(k) Self dutttCd IRA Reliance Bank-Checking AccounCJ asset inadvertantly admitted from prior year report AST UBS Dynamic Alpha changed names AST Morgan Strategic Opportunities Port 3/10/2010 
 
 
 
 
 
Dt.te Rqiort 
Smith, Brooks 
OS/1512011 
 
 
 
 
 
IX. CERTIFICATION. certify that all Information given above (Including lnfonnation pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any lnform:atlon not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honor:arl:a and the :acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE 11115 REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544