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Judicial Watch • Dan Aaron Polster Financial Disclosure Report for 2005

Dan Aaron Polster Financial Disclosure Report for 2005

Dan Aaron Polster Financial Disclosure Report for 2005

Page 1: Dan Aaron Polster Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:15

Date Created:February 5, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Polster, Dan Aaron Polster, Market, 2005, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Board Directors Federal Bar Assn (Cleveland chapter) c;:t.c 

(...) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS 1998 U.S. Civil Service Retirement System (CSRS) vested pension for Dept. Justice service (1976-1998); paid upon retirement from judicial service 

03/28/2006
Polster, Dan 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME 
{yours, not spouse's) Cleveland-Marshall School Law-Adjunct Faculty $1,200 

-I/you were married during any portion the reporting year, complete this section. 
SOURCE AND TYPE 
Hahn, Loeser Parks (law finn) 

03/28/2006
Polster, Dan GIFTS. (Includes those spouse and dependent children. See pp. 26-31 instructions.) NONE (No reportable gifts.) 

VALUE CODE NONE (No reportable liabilities.) none 

03/28/2006
Polster, Dan 
VII. INVESTMENTS and TRUSTS -income, value, transactions rmc1ut1es those th spouse and dependent children. see pp. 1-1-s1 filing instrucoonsJ NONE (No reportable income, assets, transactions.) 
Desc ription sets (inclu ding trus assets) 
Place "(X)" after each set exempt from prior dis osure Income ring reporting period Gross value end "'JlOrting period Transactions ring reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure ount Code (A-H)  Typc( c.g. div., rent, int)  Value Code2 (J-P) alue Method Code3 (Q-W)  Typc(e.g. buy, sell, mer ger, redemption)  (2) Date Month-Day  (3) alue Code2 (J-P)  (4) Gain Code (A-H)  (5) Identit buyer/sel ler (if private transaction) Money Market Funds (MLynch) Interest 
Servicemaster Co. Dividend 
Lord Abbett Aff. Dividend sale 08/05 
Aim Ltd Mat Fund Dividend sale 08/05 
Calarnos Fund Dividend part. sale 08/05 Oakmark Intl Fund  Dividend Baron Growth  Dividend Hotchkis and Wiley Fd.  Dividend Amer. Gr. America  Dividend  
IO. Franklin Cust Fds Util  Dividend  
11. Putnam Floating Rate Inc  Dividend  
12.  
13. Allianz Pea Target Fund (formerly  Dividend  
Pimco Adv. Target Fund)  
14. Dreyfus Prem. Mun. Fund  Dividend  
15. Putnam College Adv. Gr. Fd.  Dividend  
16. Liberty Acom  Dividend  
17. Alcoa Inc  Dividend  part sale  part. sale  part sale  purchase  purchase  
sale  

08/05  
08/05  
08/05  
08/05  
08/05  

07/14 Income Gain Codes:  A=Sl,OOOorless =$1,001 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15,000  E=$15,001 -$50,000  
(See Colunms and 04)  F=$50,001 -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$ 15,000 less  K=$15,00J -$50,000  L=$50,001 -$100,000  M=S J00,001 -$250,000  
(See Colunms and 03)  N=$250,00I -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Methnd Codes =$25,000,001 -$50,000,000 =Cost (Real Esrate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Esrimated  

03/28/2006
Polster, Dan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (indudes those the spouse and dependent children. see pp. 1-1-s1of.filing instrucoonsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Inffiling instructWns) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including !rust assets) 

Place "(X)" after each asset exempt ftom prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, inL)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger. redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

52. Transistor Devices common Dividend 
53. Oakmark Intl Dividend 
54. Baron Growth  Dividend  purch  8/12  
55. Hotchkis and Wiley Small Cap  Dividend  purch  8/12  
56. State oflsrael Bond  Interest  
57. Trsy Bank Alex. Va.  Interest  sale  5127  
58. FirstBank Puerto Rico  Interest  purch  5127  
59. FirstBank Puerto Rico  Interest  sale  9/07  
60. Ford common  Dividend  
6I. Visteon {Ford spinoff)  Dividend  
62. Citigroup acq Ford spinofl)  Dividend  
63. Traveler's Insurance {Ford spinoff)  Dividend  
64. Unicom (form. Comm. Ed)  Dividend  
65. Warburg Pincus Growth  Dividend  
66.  
67. Money Market (ML)  Interest  
68. Transistor Devices common  Dividend Income Gain Codes: =$1,000 less =$1 ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000  E=SJ5,00l -S50,000  
(See Columns and 04) =$50,001 -$100,000 4100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50,000  L=$50,00l -$100,000 =$100,001 -$250,000  
(See Colwnns and DJ)  N=$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V-Dther =Assessment =Book Value  W=Estimated  

03/28/2006
Polster, Dan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent childreTL See pp. 34-57 of.filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt from discloswe  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy.sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

69. Oakmark Intl Fund  Dividend  add purch  9/01  
70. Aim Limited Maturity Fund  Dividend  sale  9/01  
71. Hotchkis and Wiley SmCap  Dividend  purch  9/01  
72. American America  Dividend  sale  9/01  
73. Gabelli Utilities  Dividend  purch  9/01  
74. Global Allocation  Dividend  purch  9/01  
75. Fidelity Adv Govt Invt  Dividend  purch  9/01  
76. State Israel Bond  Interest  
77. Ford common  Dividend  
78. Visteon (Ford spinoft)  Dividend  
79. Citigroup (acq. Ford spinoft)  Dividend  
80. Unicom (form. Comm. Ed)  Dividend  
81. Warburg Pincus Growth  Dividend  
82.  
83. ...-rrust**  Div,Int  
84. State oflsrael Bond  
85. Tenneco common Income Gain Codes:  A=Sl,OOOorless  B-Sl,001 -$2,500  c=$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000  G=$100,001 -$1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,00I -$50,000  L=$50,001 -$100,000  M=SI00,001-$250,000  
(See Columns and DJ}  N=$250,00 -$500,000 =$500,001 -$1,000,000 -Sl,000,001 -$5,000.000  P2=$5,000,00 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only} =More than $50,000,000 =Cash Market  
(See Column C2} =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -income. value, transactions (includes those the spouse and dependent children. see PP. 34-57of filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
86. 
Pactiv Corp 

87. 
JPMorgan Chase 

88. 
Sprint Corp 

89. 
M.Lynch Money Market 

90. 
U.S. GNM bonds 

91. 
Alltel common 

92. 
Ampal Israel Preferred 

93. 
Ind. Dev. Bank oflsrael Pref. 

94. 
Amer New Persp 

95. 
Lord Abbett Devel Fd. 

96. 
Amer Inc. Amer. 

97. 
American Washington Mut 

98. 
Calamos Growth 

99. 
Oakmark Intl Fund 

100. 
Hotchkis and Wiley Smallcap 

101. 
Baron Growth 02. Amer. Growth America Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (1)  (2)  (I)  Ifnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., ren int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

add purch 
sale 
add purch 
add purch 
part sale 
part sale 
part sale 
part sale 
3/01 3/01 3/01 3/01 8/05  
8105 8/05 8/05 Income Gain C.Odes: =$1,000 less  B-$1,001 -$2,500 -$2,501 -$5,000 =$5,00  $15,000 =$15,001 -$50,000  
(See Columns and 04)  F-$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,00l -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Colunms and 03)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 -$1,000,001-$5,000,000 -$5,000,00 -$25,000,000 Value Method Codes  P3=$25,000,001-$50,000,000 =Cost (Roal Estate Only)  P4=More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

03/28/2006
Polster, Dan 
VII. INVESTMENTS and TRUSTS -income. value, transactions findt1es those th spouse and dependent children. see PP. 3-1-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
{including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
{I)  (2)  (I)  (2)  (I)  lfnot excmpt Jrom disclosure  
Amount Code (A-H)  Type(e.g. div., rent, inL)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (AH)  (5) Identity buyer/seller (if private transaction) Income Gain Codes:  A=Sl,000 orless =$1,001 $2,500  c=$2,501 -$5,000  D=S5,00l -Sl5,000 =$15,001 -$50,000  
(Seo Columns and 04) =$50,001 -$100,000  G=SI 00,!Xll 1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=SIS,001 -$50,000  L=$50,001 -$100,000 =$100,001-$250,000  
(See Columns and DJ)  N=$250,00 -$500,000  0=$500,001-$1,000,000 =Sl,OOO,OOl -S5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value Estimated  

Polster, Dan 
03/28/2006 
VII. INVESTMENTS and TRUSTS -income, va1ue, 1ransacuons (lncJuw those the spouse and dependent children. see pp. 1-1-s1 filing instructionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X) after each asset 
exempt from prior disclosure 

120. 
Valero (acquired Kaneb Pipeline 
Pref.) 

121. 
Nuveen Ohio Munic. Fd. 

122. 
Davis Venture 

123. 
Ohio St.Air Qual Bonds Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disc10S1UC  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code3 (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

124. Eaton Vance Tax Managed Gr. (fo1JJ1erly Eat.Vance Marath.Fd 125. Cedar Fair  
126. American Express Co.  
127. Chevron/Texaco  
128. Alcoa Inc  sale  7/14  
129. Eon Labs Inc.  sale  7125  
130. Holly Corp  sale  1/10  
131. ICICI Bank Ltd  sale  8/04  
132. XTO Energy  
133. Franklin, Ohio Munic. Bond  purch  8/25  
134. Dreyfus Premier Mun.  purch 1991  
135. Dreyfus Premier Mun.  sale-entire  8/04  
136. America Movil  purch  9121 Income Gain Codes: 1,000 less =$1,001-$2,500 :$2,501 -$5,000  0-$5,001-$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =SI 00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000  L-$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 :$1,000,001-$5,000,000 :$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value Esrimated  

03/28/2006
Polster, Dan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those th spouse and dependent children. see PP 1-1-s1 filing instrucwnsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I) Amount Code (A-H) Place "(X)" (2) Type (e.g. div., rent, int.)  (I) Value Code {i-P)  (2) Value Method Code (Q-W)  (I) Type(e.g. buy, sell, metger, redemption)  Ifnot exempt fiomdisclosure  
(2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

137. Corning  pun:h  9/21  
138. Ameriprise Financial (spinofffrom American Express)  spin off  10/3 Genentch Inc  pun:h  1115  
140. Harris Corp Del  pun:h  7114  
141. Hewlett-Packard  purch  9/21 Income Gain Codes:  A=$1,000or less  B-SJ,001-$2,500 -$2,501 -$5,000  0=$5,00J -$15,000  E=$15,001 -$50,000  
(See Colunms and 04)  F-$50,001-$100,000  G=SJ00,001-$1,000,000 =Sl ,000,001-$5,000,000 =More than $5,000,000 lue Codes  ]=$15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Colunms and DJ)  N=$250,001 -$500,000  o=$500,001 -Sl ,000,000 =$1,000,001 -$5,000,000  P2-$5,000,00J -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Eatate Only) =More than $50,000,000  T=CashMarlcet  
(See Column CZ) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
Polster, Dan 
03/28/2006 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 

03/28/2006
Polster, Dan 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 

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