Skip to content

Judicial Watch • Daniel J Breen Financial Disclosure Report for 2008

Daniel J Breen Financial Disclosure Report for 2008

Daniel J Breen Financial Disclosure Report for 2008

Page 1: Daniel J Breen Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:11

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Daniel J Breen, waddell, Appraisal, Assessment, Estimated, Estate, Market, 2008, INVESTMENTS, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Breen_Daniel_J 

Name Person Reporting 
Date Report 
BREEN, DANIEL 
05/01/2009 
III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except far hanararia.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

JV. REIMBURSEMENTS --transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 a/filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION American Bar Association  2/07/2008-2/10/2008  Los Angeles, California American Bar Assocation  8/07/2008-8/J 1/2008  New York, New York Federal Judges Association  12/02/2008-J 2/03/2 008  Washington,  

PURPOSE  ITEMS PAID PROVIDED  
ABA Meeting  travel, lodging and meals  
ABA Meeting  travel and meals  
Meeting  travel, lodging and meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
VJ. LJAB JLJTJES, (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(Sec Columns and 04) =$50,001 -$100,000 =$I 00,00 -$1,000,000 =St,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ)  N=$250,001  $500,000  0=$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000.001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ssessment =Cash Market  
(See Column C2) =Book Value  V=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place "(X)" after each asset exempt from prior disclosure Amount Code (A-H)  (2) Type (e.g., div., rent, int.) Value Code (J-P)  (2) Value Method Code (Q-W) Type (e.g., buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. 
Ivy VIP Mny Mkt (x) Interest 

19. 
Waddell Reed High Income Port Dividend 

20. 
Waddell Reed Science Tech Port Dividend 

21. 
Waddell Reed Small Cap Growth Port Dividend 

22.  Waddell Reed Trgt. Fd. Intl. Growth Port  Dividend  
23.  Waddell Reed Value Port  Dividend  
24.  Waddell Reed Global Ntrl. Res. Port  Dividend  

Waddell Reed Mid Cap Gwth Port Dividend 
26. 
Waddell Reed Target Microcap Gwth Dividend 
27. 
Waddell Reed Target Energy Port Dividend 

28. 
Waddell Reed Dividend Income Dividend 	Sold 6/24 

30. ING Am. Fds. Gwth-Inc. Port Dividend 
ING Acct. 

31. Fidelity Contrafund  Dividend  
32. ING FMR Diversified Midcap  Dividend  
33. ING Morgan Small Cap Cove Eq. Port  Dividend  
34. ING An. Fds. Int'! Port  Dividend =$5,001 -$15,000 =$15.00 -$50,000 (See Columns and 04) =$50,00 -$100,000 Income Gain Codes: =$1,000 less =St,001 -$2,500 =$2,501 -$5,000 
0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15.000 less =$15,00 -$50.000 =$50,001 -$100,000 I00.001 -$250,000 (Sec Columns and 03) =$250,00t -$500,000 =$500,001 -$1.000,000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Mark 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) income Gain Codes: =$1,000 less =$1,00  $2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Columns and D4) =$50,001  $!00,000  G=SI 00,001 -$1,000,000 =$1,000,001 -$5,000,000  112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=$50,001  $100,000 =$100,001  $250,000  
(See Columns and DJ) =$250,001  $500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes  Q.=AppraisalR =Cost (Real Estate Only) =Assessment T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$t ,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,00t. $15,000 =$15,001  $50,000 (Sec Columns and 04) =$50,001  SJ00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnl =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) lncomc Gain Codes: =$1,000 less =St,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(Sec Columns and 04) =$50,001 -$100,000 =SI00,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 I00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86.  Waddell Reed Advisors Small Cap  Dividend  
87.  Waddell Reed Accumlative  Dividend  
88.  Waddell Reed Core Investment  Dividend  
89.  Waddell Reed Advisors Cash Managment  Dividend  

90. 
First State Bank (x) Interest 

91. 
BanCorp South (x) Interest 

92. 
Ivy VIP Asset Strategy (x) Dividend 

94. 
Ivy VIP Balanced Fd. (x) Dividend 
Ivy Energy Fd. (x) Dividend 
95. Ivy Global Nat'l Res. Fd. (x) Dividend 
97. Ivy Intl Grwth Fd. (x) Dividend 
Ivy Sci Tech Fd. (x) Dividend =$1,001 -$2,500 =S2,50t -$5,000 D=S5,00I -$15,000 =$15,001 -$50,000 Income Gain Codes: =$1,000 less =$t00,00I St,000,000 =St,000,00t  $5,000,000 =More tban $5,000,000 

(Sec Columns and 04) =$50,00t -$100,000 =$t5,00t  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Codes 5,000 less 
(See Columns and DJ) =$25,000,001  $50,000,000 =More tban $50,000,000 =Cost (Real Estate Only) =Assessment =Cash Market Value Method Codes =Appraisal 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544