Skip to content

Judicial Watch • David A. Faber – 2005

David A. Faber – 2005

David A. Faber – 2005

Page 1: David A. Faber – 2005

Category:Federal Judges

Number of Pages:8

Date Created:December 5, 2006

Date Uploaded to the Library:October 15, 2014

Tags:FABER, David A Faber, smith, david, stock, 2005, assets, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 u.s.c. app.  101-111) Person Reporting (last name, first, middle initial) FABER, DAVID Court Organization WEST VIRGINIA SOUTHERN Date Report 05/1212006 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) DISTRICT JUDGE (CHIEF) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 0110112005 12/3112005 
Sb. Amended Report Chambers Office Address P.O. BOX 4278 BLUEFIELD, 24701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable lllws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting Individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Member, Visiting Comrnitte WVU College Law C.::> 
(j)  ; r- ...,, _.c 
z 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) :r ::::.J :?: ;:-1c) 
[RJ NONE (No reportable agreements.) D:> --.--, 
..... 
l 
 
Date Report 
05/1212006 
FABER, DAVID 
III. NON-INVESTMENT INCOME. (Reportingindividual and spouse;see pp. 17-24 ofinstruclions.) Filers Non-Investment Income 
[RJ NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[RJ NONE (No reportable reimbursements.) 
 
 
Date Report 
FABER, YID 
05/12/2006 GIFTS. (Includes those spouse and dependenl children. See pp. 28-31 instructions.) 
[RJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
 
 
Date Report 
FABER, DAVID 
05/12/2006 
VII. INVESTMENTS and TRUSTS -income, value. transaawns (inc1w1es those the spouse and dependent children. see PP. J-1-s1 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(1) (2) (I) (2) (I) not exempt from disc 
Amount Code (A-H) Type(e.g. div. rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sel merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (S) Identity buyer/seller (if private transaction) Smith Barney Citigroup IRA Dividend Common Stocks: 
3.BAC 
5.MY 
7.HPT 
11.8-o 
12.NEWP Sym. Change Sym.Change 
16.SEIC 
17.SFA Income Gain Codes: A-$1,000orlcss =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 5,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 I00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 L=S 50,001 -$100,000 =$100,0lll -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,OOO,Olll -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,0lll -$50,000,000 =Cost (RealEstate Only) =More thao $50,000,000 =Cash Marlcet 
(See Column C2) =Appraisal V=Othcr =Assessment =Book Value =Estimated 
 
Date Report 
05/1212006 
FABER, YID 
VII. INVESTMENTS and TRUSTS -income, value, transactions (mcludes th{)Se {)/the spouse lllld dependent children. See pp. 34-57 {)fjiUng instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions dwing reporting period 
(1) (2) (I) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, inL) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sol merger, redemption) (2) Date Month-Day (3) Value Code2 (1-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. 
Sell Sell 1/10 1/10 
21.. ATML Sell Sell 1/10 8/23 
23.KMR Sell 8/23 
24.9JR Sell 8/23 
25. KMR Sell 8/23 
26.KMR Stock Div. 5/13 
27.KMR Sell 8/23 
28.KMR Stock Div. 2114 
29.KMR Sell cash lieu 8/23 2/14 
31. KMR cash lieu 5/13 
32. KMR Stock Div. 7/27 
33.19KMR Sell 8/23 
34. KMR cash lieu 9/21 lncomc Gain Codes: A=Sl,000 less B-Sl,001 -$2,500 c=$2,501 -$5,000 D-S5,00I -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001-SIOO,OOO G=$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =Mon: than $5,000,000 Value Codes J=$15,000 orless =$15,001 -$50,000 -s50,001 -s100,ooo =SJ00,001 -$250,000 
(See Columns aod 03) =$250,001 -$500,000 O=$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 -COst (Real Estate Only) =Mon: thao $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other S=Asst -Book Value W=Estimated 
 
 
Date Report 
05/1212006 
FABER, DAVID 
VII. INVESTMENTS and TRUSTS -income. value. transactions (includes those the spouse ant1 dependent chudren. see PP. 3-1-s1 filing instruaionsJ NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) {I) (2) (I) Ifnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int) Value Code (J-P) Value Method Code (Q-W) Type(c.g. buy, sel merger, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. Smith Barney Bank Deposit Program Interest 
36. USAA Money Market Interest 
37. Gold coin collection Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess K=$15,001-S50,000 L=S50,00l -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 -Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=BookValue =Estimated 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (IndicaupartofReport.) 
Except for the last two entries, all the assets listed Part VII were held the Salomon, Smith, Barney IRA identified Part VII. 
 
Date Report 
FABER, DAVID 
05/12/2006 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544