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Judicial Watch • David C. Norton – 2004

David C. Norton – 2004

David C. Norton – 2004

Page 1: David C. Norton – 2004

Category:Federal Judges

Number of Pages:16

Date Created:December 13, 2005

Date Uploaded to the Library:November 30, 2014

Tags:acquired, David C Norton, Norton, carolina, south, david, Estate, trust, 2004, assets, INVESTMENTS, TRUSTS, Codes, dividend, disclosure, reporting, Federal Judge, income, Judge


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bull; A0-10 Government Act 1978 
Rev.1/2004 
FOR CALENDAR YEAR 2004 U.S.C. app. . 101-111) Person Reporting (Last name, First name, Middle initial) Court Organization Norton, David U.S. District Court Title {Article Ill Judges indicate active senior status; ReportType (check appropriate type) magistrate juds indicate full parttime) Nomination, Date 
U.S. District Court Judge Initial @Annual Final Date ofReport 5/21/05 Repolting Petiod 111/04 12/ll/04 	Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
P.O. Box835 
with applicable laws and regulations. 
Charleston, 29402 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 offiling instructions) NONE -(No reportable positions.) 
Co-Trustee 	Trust (Trust 
Trustee 	Article Trust 
Trustee 	Article Trust 
 
 
....... 
.: ... 	(/)  
...,, ..,, c:: 
o-.- 
tnZ 
c:l> 
::oz 
II. AGREEMENTS. (Reprirting individual only; see pp. 14-16 filing instructions) 
-(No reportable agreements.) 
o:> ..., PARTIES AND TERMS 
FINANCJAL DISCLOSURE REPORT Name Person Reporting 
Date Report 
Norton, David 
- 
 ... 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) Filers Non-Investment Income 
l;z! NONE -(No reportable non-investment income.) 
AND TYPE 	GROSS INCOME (yows, not spouses) Spouses Non-Investment Income -(Ifyou were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria) NONE -(No reportable non-investment income.) 
SOURCE AND TYPE 2004 	Professor Pathology Medical University South Carolina -Salary  REIMJ3pRSEMENTS -transportation, lodging, food, entertainment. (lncludcS those spouse and dependent children. See pp. 25-27 instructions.) NONE -(No such reportable reimbursements.) George SOURCE ason University School Law 06/14/04-06120/04 Expenses for travel and food for Science the Courts for Judges seminar Santa Fe, New Mexico. 
 
 
 
 
 
 
 
 
-income, value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
Transactions during reporting peliod 
Gross value end 
Income during 
DesJiption Assets 
reporting period 
reporting peliod 
(including trust assets) 
not exempt from discloslllC 
(I)(1) 
 
(2) 
(l) (5) 
(2) 
Type (e.g. 
 
Place (X) after each asset exempt Date:Value Gain Identity Amount Type (e.g. buy, sell, 
Value Value 
Code2 Method 
(J-P) Code3 
(Q-W) 
 
Month- 
 
from prior disclosure 
Code2 Code! 
buyer/seller 
Code 
div. rent. 
(A-H) int.) 
(No reportable income, assets, transactions) 
DNONE 
AES Corp 	None 
AFLAC Inc 	None 
Agere Sys Inc Class 	None 
Agere Sys Inc Class 	None 
Alcoa Inc Dividend 
Alliance Berstein Tech Fund 	None 
Allianz Life Franklin Valuemark Dividend 
Altria Group Dividend 
American Express Dividend 
IO. American Intl Group Inc Dividend 
11. 
American Intl Group Inc Dividend 
 
12. 
Amgen Inc 	None 
 
13. 
ATT Corp Dividend 
 
ATT Wireless 	None 
 
14. 
 
ATT Wireless 	None 
 
15. 
 
16. 
Avaya 	None 
 
Bank America Dividend 
 
17. 
 
18. 
Bank ofNew York Inc Dividend .lntlemefGain C-olies: $1,00ll Jess SI;001-$2,500 $2,501-$5,000 
merger, Day 
 
(J-P) (A-H) (ifprivate 
redemption) 
 
transaction) 
Sold 10/26 
Sold IOn6 
Merger SS;OOJ.$15,000 al:>4) SSO;llOl.;$.HlQ;OOO $100,001-$1,000;000 $1.000,00!-$5,000,000 =More than $5;000,tmo v;ti)ef:cides: t1s,ooo-0r less $15;001-$50,000 $50;001-$100,060 $100,001$250,000 
(See Cl:llumns audD3) =$250,000$5:00,0.00 ss-00,oo.1s 1,ooo,ooo =$1,000.001$5,000,000 SS,000;00 -Sl5,000;0ll0 sis;eoaioa1.sso;ooo;ooo =.$More thou $50,000,000 
.Value.Metllod Codes =Appraisal Cost .(Real E 
Gross value end Transactions during reporting period 
Incomeduring 
Descriplion ofAssets 
reporting period 
reporting period 
(including trosl assets) 
(1) 
 
(I) (2) 
(I) 
 
exempt from discloswe 
(3) 
Place (X} after each asset exempt Amount Type (e.g. 
from prior discl! Code div. rent. 
(A-H) int.) 
First Financial Holding Inc Dividend 
 
Type (e.g. Date: 
 
Value Value 
Value Gain Identity 
Code2 Method buy, sell, Month 
Code2 Code buyer/seller 
merger, 
(if private 
 
(J-P) Code3 Day 
(J-P) (A-H) 
redemption) 
transaction} 
(Q-W) 
 
Freescale Semiconductor Inc None 
56. 
Genentech Inc None 
57. 
General Electric Dividend 
58. 
General Electric Dividend 
59. 
General Electric Dividend 
60. 
General Motors Corp Dividend 
61. 
Gillette Dividend 
62. Spinoff 12/08 
K 
 
 
64. 
Goldman Sachs Group Inc Dividend 
 
Grand Strand WTR SWR Auth Interest 
 
HCA Inc Dividend 
65. 
Hartford Finacial Services Grp Dividend 
66. 
Hartford Capital Appreciation Fund A(IRA) Dividend 
67. 
Hewlett Packard Dividend 
68. 
Home Depot Inc Dividend 
69. 
Honeywell lntl Inc Dividend 
70. 
IBM Dividend 
71. 
lntel(IRA) Dividend 
72. ln:()l)tt1i#Gllin. Ciotles: =S1;:000. or-less SJ.001$2,5-00 =!,SOIS5;000 =SS;Octl-$15itl00 =$15;-001tSO;OOO 
-C61irnnsB1:amfD4) =SiQ;!OOlSJ.ooo $10ll;Ool.:SJ ;ll0G,lll)O :ttl $L,OOO;Ollh$S;OOO;ooo Mo11haiiS;OOO;WO 
2.:Mah.tt.Codes: =ti.5.;:POO_;Jess .iil:S;Ob:t..$50;000 $5.0;d!H-noo;OOO St00,001,SZ50,000 
(See Cdliirtms lilldD3) $250.0tlOSSOO,OOO $500;001-Sl .000,000 Si,OOO;OO 1$5,000,000 $5,000,001-$25,000,000 $25,000;1101-$50;000.000 =$More than $50,000.000 Value Method Codes Appraisal Cost (Real Estate Only) Assessment Cash/Market 
(See Column C2j =Book Value =Other =Estimated 
 
Norton, David  
5121105 Page 5of8 
VII. INVESTMENTS and -income, value. transcations (includes tlmse the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Description Assets 
reporting period 
(including bust assets) 
Gross value end Trans actions during reporting period 
reporting period 
 
not e.xempt 
from disclosure 
(1) (2) 
(1) 
Place (X) after each asset exempt 
Type (e.g. Date: 
 
Value Value 
Value Gain Identity 
Amount Type (e.g. 
buy, sell, Month- 
 
from prior disclosure Code div. rent. 
Code2 Method 
Code2 Code buyer/seller. 
Day 
 
(J-P) 
(ifprivate 
merger, 
 
(A-H) int.) 
(J-P) Code3 
redemption) 
(Q-W) 
 
Intel Dividend 
 
73. 
ln!Hsaction) 
76. IAC Interactive Corp Dividend 
Johnson Johnson Dividend 
Kimberly Clark Dividend 
 
77. exington Cnty School Dist 001 None Redemptio 02/01 
7. Lincoln National Corp Dividend 
 
80. 
Lincoln National Life Annuity(IRA) Dividend 
Lucent Technologies None 
MFS South Carolina Muni Bond Interest 
81. 
 
 
Mass Mutual Life Ins None 
82. 
 
83. 
McDonalds Corp Dividend 
 
84. 
Merrill Lynch Inc Dividend 
 
85. 
Microsoft Corp Dividend 
 
6. Morgan Chase Dividend 
Motorola Dividend 
87. 
BS. Company Dividend 
89. 
NCR None 
 
90. 
Neenah Paper Inc None 
J Spinoff 12106 lnCOlllefGain Cedes: Sil,000 less $1;001-$2,500 =$2,501 -$5,000 =$5,001-$15,00Q $15,00lSSo,ooo 
{See Columns and D4) $50,()0J-$1{)0,000 SI00,001-Sl,000,000 $1,000,001-$5,000,000 =More than $5,000;000 Viilue tl:!i ,-000 less $15,001$50,000 1:${),001-SlOO,OOO $l00;:()0142ii0,000 
(See Columns. mid D3) s2so;oo0:;ssoo;-000 $500;0Qt-S1 ,000,000 $1,000,001$5,UOO,OOO $5;000,00J-$25,0UO,iJOO $;r5;ooo;mn.sso.,oon;ooo $More than $50,000,000 Value Metl10d Codes =Apprliisal Cost {Real Estate U>nly) s =Assessme1rt =Cash/Market 
(SeeColimmC2) =BolikVillue =Other =Estimated Page of8 
5/21/05 
Norton, David 
-income, value, transcations (includes those oftlte spouse and ependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end.of Transactions during reporting period 
Description Assets (including trust assets) reporting period reporting period 
 
not exempt from 
(1) (2) 
(1) 
(!) 
(2) 
 
(3) (4) 
Place (X) aftr each asset exempt 
Value Value Type (e.g. Date: 
Value Identity 
Amount Type (e.g. 
from prior disclosure 
Code2 Method buy, sell, Month 
Codc2 Codel buyer/seller 
Code div. rent. 
Day 
 
(J-P) 
merger, 
 
(J-P) Code3 
(A-H) int.) 
redemption) 
(Q-W) 
(if private 
saction) 
 
92. Dividend 
 
Nokia Corp 
- Dividend 
 
Norfolk Southern 
North Carolina Rental Property (213) Rent 
 
Paragon Life Fixed Fund 
None Dividend 
 
Pepsico Inc 
95. Dividend 
 
Pfizer Inc 
96. Dividend 
Proctor Gamble 
 
Progress Energy Dividend 
 
98. 
Putnam Tax Smart FDS Equity Dividend 
100. Safeway Inc 
101. SBC Communications 
102. SBC Communications 
103. SCANA Corp 
104. SCBT 
105. Scherling Plough Corp 
106. Smith Barney Global Biotech Fund (IRA) 
107. Smucker 
108. South Carolina State Deferred Comp Plan 
 
None Dividend Dividend Dividen000,000 =$1,00o,001$5,600,000 .$l5,00l-$50;000 =SlOo,001-siso;oooL =$5U,OOI-UOO,-OOO 
.(.SH:lolilliJnsOIJnid:t>3} =S2se;oo0-o.:000 $500 ;001-$1,000,000 =$I ;000,001-$5,QOO.OOO $5;000,00 l-$25,000,000 
l?3 SiMoo;001-:SSO:,CfOO;tlOO =SMorethruJSS0,000,000 ValneMe1hodCodes =Appraisal Cost (Real Estate Only) Assessmem CashfMarkef 
(See Colunin C2) =Book Value =Other =Estimated 
 
Date ofRepmt 5121105 
(Indicate part Report.) 
 
 
 
 
 
 
 
 
 
Name Person Reporting Norton, David 
FINANeIAL DISCLOSURE REPORT 
5/21105 - 
IX. CERTIFICATION. certify that all infonnation given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. :further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are complian the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations wHOKNOWINGLy AND WILFULL yFALSIFIES ORF CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
David Norton 2004 Financial Disclosure -----Page 
VIII. ADDITIONAL INFORMATION EXPLANATIONS 
Section-i. POSITTONS 
Trust (Trust #1) See Attached Sheet for Contents 
..Trust (Trust #2) Closed 12/31/04 
rust (Trust #3) Closed 12/31/04 
Estate Late Wife Estate Closed 
 
Section VII. INVESTMENTS TRUSTS Item AFLAC, Inc. -Acquired through marriage 2004. Item 17. Bank America -Acquired through merger with Fleet Boston 
Financial Group 04/04/04. Item 38.-Walt Disney Co. -Acquired through marriage 2004. Item 46. Eli Lilly Co. -Merged from LLN Trust (Trust #3), prior 
closure 2004. Item 52. First Feeral Charleston, savings account. 2003 Report, showed two accounts, the accounts were combined 2004. Item 56. Freescale Semiconductor, Inc., spinoff based position Motorola 
Inc. Item 82. Mass Mutual Life Insurance -Acquired through marriage 2004. Item 90. Neenah Paper Inc., spinoff based position Kimberly Clark. 
 
 
 
 
 
 
Item 94. 
Item 99. 
Item 104. Item 106. 
Iteml08. 
 
Item 109. 
Item 119. 
David Norton 
 
 
Paragon Life Fixed Fund -Acquired through marriage 2004. 
Putnam Tax Smart FDS Equity -Acquired through 
SCBT -Acquired through merger with First National Orangeburg. 
 
Smith Barney Global Biotech Fund, formerly known Smith Barney 
 
South Carolina State Deferred Comp Plan -Acquired through marriage 2004. 
 
South Carolina State Retirement Plan -Acquired through marriage 2004. 
Suntrust Banks Inc. 
Financial Corp. 10/01/04. 
 
 
 
Trust 12/31/03 
Hilliard 
Account 
Stocks 
-Eli Lilly Co. vo.. tv.e  -Pfizer Inc. 
Vttlv.e 
 
Heartlan Bank 
Checking )Money JQ.I u.e Market 
Lain Farm 
 
Ragsdale 
VA11.e. 2.. 
Farm 
Tipton Farm