Skip to content

Judicial Watch • David R. Herndon – 2012

David R. Herndon – 2012

David R. Herndon – 2012

Page 1: David R. Herndon – 2012

Category:Federal Judges

Number of Pages:18

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:David R Herndon, HAMILTON, Estimated, Estate, 2012, Gross, trust, Market, assets, INVESTMENTS, transactions, Codes, reporting, Federal Judge, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Rev.112013 
FOR CALENDAR YEAR 2012 u.s.c. app. 101-1ll) Person Reporting (last name, first, middle initial) Herndon, David Court Organization U.S. District Court Southern District Illinois Date Report 05/02/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2012 12131/2012 Chambers Office Address United States Courthouse 750 Missouri Avenue East St. Louis,  
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Trustee  Trust #1, Assets 18-88  Trust,ee  Trust #2, Assets 89-122  Trustee  Trust #3, Assets 123-159  Trustee  Trust #4, Assets 160-170  Trustee  Trust Assets 171-181 Trust Assets 182-192  

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/02/2013 

III. N:_INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 Byron, Carlson, Petri Kalb LLC SALARY 

IV. REIMBURSEMENTS --transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  Mass Torts Made Perfect  02/09/2012  Philadelphia  American Conference  12/04/2012 and  New York City,  
Institute  12/05/2012 

PURPOSE  ITEMS PAID PROVIDED  
Speaker Education  airfare and airport parking expense  
Seminar  

Speaker Educational hotel (directly billed) airfare $226 Seminar 

05/02/2013 

10. 

11. 

12. 

05/02/2013 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[2] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[2] NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION VALUE CODE 

05/02/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private First Clover LeafBank checking acct  Interest Bank Edwardsville Checking account  Interest  spouse IRA Account Pershing IRA Account  Dividend  assets listed below -(IRA) Jarden Corp Sub 7.5% 5/1/17  Sold  01/26/12 -(IRA) First Horizon Natl Corp -(IRA) Fractional Kinder Morgan Mgmt  Spino (from line  02/14/12  cash lieu offractnl -(IRA) Fractional Kinder Morgan Mgmt  Spin off (from line I0)  05/15/12  cash lieu fractnl -(IRA) Fractional Kinder Morgan Mgmt  Spin off (from line 10)  08/14/12  cash lieu fractnl -(IRA) Fractional Kinder Morgan Mgmt  Spinoff (from line JO)  11/14/12  cash lieu fractnl  
IO. -(IRA) Kinder Morgan Mgmt  
11. -(IRA) Darden Restaurants  Buy  06/25/12  
12. -(IRA) Ebay Inc Com  
13. -(IRA) Kraft Foods Grp  Buy  09/25/12  
14. -(IRA) Kraft Foods Grp  Buy (add'!)  11/02/12  
15. -(IRA) Omnicom Group Inc  
16. -(IRA) Annaly Cap Mgmt Inc REIT  
17. -(IRA) Dreyfus Treasury Prime Income Gain Codes: =$1,000 less  B=$1,001 -$2,500  c=$2.501 -$5.000  D=$5.001 -$1 5.000  E=$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100.000 J00.00  $1.000.000 =$1.000.001 -$5.000,000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001  $50,000  L=$50.001 -$!00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250,001 -$500.000  0=$500,001 -$1.000.000  Pl=$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000  
P3=$25,000.00 -$50.000.000  P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/02/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Jncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (2) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

18. TRUST Pershing Brokerage Account  Int./Div.  trust assets listed below  
19. -Dreyfus Treasury Prime Inv  
20. -Fed Home Loan Bks Step 2021 9/23/11  Redeemed  03/23/12  
21. -Fed Home Loan Bks Step 2024 1/19/24  Buy  01/09/12  see below for sale same  
22. -Fed Home Loan Bks Step 2024 1/19/24  Redeemed  07/19/12  period  
23. -Fed Home Loan Bks Step 2020 12/29/20  Buy  03126112  see below for sale same  
24. -Fed Home Loan Bks Step 2020 12/29/20  Redeemed  06/29/12  perod  
25. -Fed Home Loan Bks Step 2024 07/30/24  Buy  07/20/12  see below for sale same  
26. -Fed Home Loan Bks Step 2024 07/30/24  Sold  12/13112  period  
27. -Jackson Cnty Sp! Oblig Truman Sports  
28. -Deschutes Cnty Ore Sch Dist 5.25%  
29. -State Pub Sch Bldg Auth Sch Rev 5.25%  
30. -West Chester Area Sch Dist Ser 311106  
31. -Cook Cnty ILL G/O Rfdg-Ser 5.25%  Redeemed  12/28/12  
32. -Houston Tex Util Sys Rev Rfdg Comb First  
33. -Connecticut Ser 11/1/21 B/E  
34. -Hampton Pub lmpt-Ser Fgic-Mbia Income Gain Codes: =$1.00-0 orless  B=$1,001 -$2.500  c=$2.501 -$5.000 =$5,001 -$15,000  E=$15.001 -$50,000  
(Sec Columns and D4) =$50.001 -$100.000 =$100,001 -$1.000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000,000 Value Codes  J=$15,000 less =$15.001 -$50.000  L=$50.00 -$I 00.0-00 =$100.001 -$250.000  
(See Columns and D3) =$250,00 -$500.000  0=$500.001-$1.000.000 =$1.000.001 -$5,000.000  1'2 45,000,001 -$25,000.0-00 =$25.000,001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes ""Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr ""Estimated  

05/02/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Jncome during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(1) (2) 
(2) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) (A-H) 
35. -Indiana Univ Revs Student Fee Ser 2/21108  
36. -Metropolitan Govt Nashville Davidson 1/01/25  Redeemed (part)  02/08/12  cusip change  
37. -Metropolitan Govt Nashville Davidson 5115123  Buy (add'!)  02/08/12  called lottery repurc  
38. -Metropolitan Govt Nashville Davidson 5/15/25  Buy (add'!)  12/12/12  
39. -Metropolitan Govt Nashville Davidson 5/15/23  
40. -Chicago ILL Sales Tax Rev Sale  
41. -Virginia Res Auth Clean Wtr 6/13/04  
42. -Humble Tex Indpt Sch Dist Sch Bldg 2/1/06  
43. -Victoria Tex Indpt Sch Dist Sch Bldg 6/15/07  
44. -Missouri Brd Pub Bldgs Sp! Oblg 4.5%  
45. -North Carolina Pub Impt Ser 4/14/10  
46. -Dallas Tex Wtrwks Swr Sys rev Rfdg Impt 4/1/06  
47. -Sally Hldgs LLC/Sally cap inc sub 10.5%  
48. -Jarden Corp Sub 7.5%  Sold  01/26/12  
49. -First Tenn Memphis Sub 5.05%  Buy  07102112  
50. -HCA Inc 6.375% 01/15/15  Buy  07/02/12  
51. -Chesapeake energy Corp 9.5%  Buy  07/02/12 Income Gain Codes: =$1,000 less =$1,001 -$2.500  c=$2.501 -$5,000 =$5,001 -$15.000 =$15.001 -$50,000  
(See Columns and 04)  f=$50.001 -$100.000 =$100.00 -$1.000.000  Ill=$1.000,001 -$5,000,000  112 =More than $5.000.000 Value Codes  J=$15.000 Jess =$15,001 -$50.000  L=$50.00 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.001 -$1,000,000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (2) (1) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. -Hanesbrands Inc Fixed Rate  Buy  04/17/12  
53. -Hanesbrands Inc Fixed Rate  Redeemed (part)  12/04/12  
54. -Southwestern Energy Med Term Notes 7.125%  
55. -Accenture PLC Ireland Shs ACN  
56. -American Tower Corp  Merged (with line 57)  01/03/12  merger securities exchange  
57. -American Tower REIT com  01/03/12  new name  
58. -Apple Inc  
59. -Bank America Corp  
60. -BoozAllen Hamilton Hldg Corp  Sold (part)  04/26/12  
61. -BoozAllen Hamilton Hldg Corp  Sold (part)  04/27/12  
62. -BoozAllen Hamilton Hldg Corp  Sold (part)  06/25/12  
63. -BoozAllen Hamilton Hldg Corp  Sold  06/26/12  
64. -Chesapeake Energy Corp  
65. -Church Dwight Inc  
66. -Colgate Palmolive  
67. -Darden Restaurants Inc Com  Buy  07/20112  
68. -EMC Corp (Mass) Com Income Gain Codes: =$1,000 less 8=$1,001 -$2.500 c=$2.501  $5.000 045,001 -$15.000 =$15,001 -$50,000 (Sec Columns and 04) f=$50,001. $100,000 =$100.001 -$1.000.000 =$1.000.001 -$5.000,000 =More than $5,000.000 
Value Codes =$15.000 less K=$15,00I -$50,000 =$50.001 -$100.000 =$100.00l $250,000 

(Sec Columns and 03) =$250.00  $500,000 =$500,00 -$1.000,000 =$1,000.001 -$5.000.000 45.000,001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 
Value Method Codes =Cost (Real Estate Only) T=Cash Market =Appraisal =Assessment 
(Sec Column C2) U=Book Value =Other W=Estimated 

05/02/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2,501 -$5,000 =$5.001 -$15,000 =$15.001 -$50.000  
(See Columns and 04) =$50.001 -$I 00.000 =$I 00.00 -$I .000.000 =$1.000,001 -$5.000.000  I-12=More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 100,000 =$100,001 -$250,000  
(See Columns and 03) =$250.00 -$500.000  0=$500.001 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000,001 -$25,000,000 =$25.000,00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value =Other  W=Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) (2) (I) (3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. -Starwood Ppty Inc Com  Buy  04110112  
87. -!shares MSC! Emerging Mkts Index  
88. -SPDR GOLD Gold Shs  
89. TRUST Pershing Brokerage Account  Int./Div.  trust assets listed below  
90. -Drefus Treasury Prime  
91. -Accenture PLC Ireland  
92. -American Tower Corp  Merged (with line 93)  01/03/12  merger security exchanged  
93. -American Tower REIT com  01/03/12  name change  
94. -Apple Inc  
95. -Bank America Corp  
96. -Booz Allen Hamilton Hldg Corp  Sold (part)  04/26/12  
97. -Booz Allen Hamilton Hldg Corp  Sold (part)  04/27/12  
98. -Booz Allen Hamilton Hldg Corp  Sold (part)  06/20/12  
99. -Booz Allen Hamilton Hldg Corp  Sold  06/21/12  
100. -Chesapeake Energy Corp  
101. -Church Dwight Inc 02. -Colgate Palmolive  Sold  04/10/12 Income Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2,501  $5,000 =$5,001. $15.000  E=$15.001-$50,000  
(Sec Columns and 04) =$50,001 -$100.000 =$100,001 -$1,000.000 =$1.000.001 -$5,000.000  112 =More than $5.000.000 Value Codes  J=$15,000 less =$15,001 -$50.000  L=$50.001-$ 100.000  M=$100.001 -$250,000  
(See Columns and 03) =$250.001 -$500.000  0=$500,001-$1,000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25.000.000  
P3=$25.000.001 -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment o:=Cash Market  
(See Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/02/2013
VII. INVESTMENTS and uSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  -Darden Restaurants Inc com  Buy  06125112  
104.  -Darden Restaurants Inc com  Buy (add'!)  07/20/12  
105.  -EMC Corp (Mass) Com  
106.  -Ebay Inc Com  
107.  -Honeywell Intl Inc  
108.  -!shares Trust MSC! Emerging Markets EEM  
109.  -SPDR Gold Gold Shs  
110.  -Jarden Corp Com  
111.  -Kinder Morgan Energy Partners LTD partnershp  Sold (part)  11/02/12  
112.  -Kraft Foods Group Inc Com  Buy  09125112  
113.  -Kraft Foods Group Inc Com  Buy (add'!)  11/02/12  
114.  -Lowes Companies Inc  
115.  -Newell Rubbermaid Inc Com  
116.  -Omnicom Group Inc  
117.  -Philip Morris Intl Inc Com  Buy  01/24/12  
118.  -Schlumberger LTD  
119.  -Verizon Communications Com Income Gain Codes: =$1,000 Jess =$1,001 -$2,500  c=$2.501 -$5.000 =$5.001 -$15.000 415.001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100.00 -$1.000,000 =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 Jess  K=$15,00I -$50.000  L=$50.001  $100.000  M=$!00.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000  
1'3 =$25,000.001 -$50.000,000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Herndon, David 
05/02/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(!) (2) (I) 
(!) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

120.  -Waters Corp Com  Sold  12/21/12  
121.  -Annaly Cap Mgmt Inc Com REIT  
122.  -Starwood Ppty Inc com  Buy  04/I 0/12  
123.  TRUST Pershing Brokerage Account  Int./Div.  trust assets listed below  
124.  -Dreyfus Treasury Prime Money Market  
125.  -Accenture PLC Ireland Shs  
126.  -American Tower Corp  Merged (with line 127)  01/03/12  merger securities exchange  
127.  -American Tower REIT  Open  01/03/12  new name  
128.  -Apple Inc  
129.  -Bank America Corp  
130.  -Booz Allen Hamilton Hldg Corp  Sold (part)  04/26/12  
131.  -Booz Allen Hamilton Hldg Corp  Sold (part)  04/27/12  
132.  -Booz Allen Hamilton Hldg Corp  Sold (part)  06/20/12  
133.  Booz Allen Hamilton Hldg Corp  Sold  06/21/12  
134.  -Chesapeake Energy Corp  
135.  -Church Dwight Inc  
136.  -Colgate Palmolive Income Gain Codes: =$1,000 less  B=$1,00I -$2,500  c=$2.501 -$5,000 =$5.001 -$15,000 =$15 .00 -$50,000  
(See Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  111 =$1.000.001 -$5.000.000  112=More than $5,000.000 Value Codes  J=$15.000 less  K=$15,00I -$50.000  L=$50.001 -$100.000 =$!00.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000  0=$500,001 -$1.000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000,000  
1'3 =$25,000.001 -$50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other ""Estimated  

FINANCIAL DISCLOSURE REPORT 
Herndon, David 
05/02/2013 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(1) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

137.  -Darden Restaurants Inc Com  Buy  06/25/12  
138.  -Darden Restaurants Inc Com  Buy (add'!)  07/20/12  
139.  -EMC Corp (Mass) Com  
140.  -Ebay Inc Com  
141.  -Honeywell Intl Inc  
142.  -ALPS ETF Alerian Mlp Etf  
143.  -GreenHaven Continuous Commodity Index  Sold  04/09/12  
144.  -!Shares Trust MSC! Emerging Markets Index EEM  
145.  -!Shares SP Midcap 400 Value Index  
146.  -Jarden Corp Com  
147.  -Kinder Morgan Energy Partners  
148.  -Kraft Foods Group Inc Com  Buy  09/25/12  
149.  -Kraft Foods Group Inc Com  Buy (add'J)  11/02/12  
150.  -Lowes Companies Inc  
151.  -Newell Rubbermaid Inc Com  
152.  -SPDR Gold Gold Shs  
153.  -Omnicom Group Inc Income Gain Codes: =$1.000 less =$1.00 -$2,500  c=$2,501 -$5,000  D=$5.00l -$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50,001 -$100.000 I00.00 -$1.000.000 =$1,000.001 -$5.000.000  112 =More than $5,000.000 Value Codes  J=$15.000 less =$15,001 -$50.000  L=$50.001 -$!00.000 =$100.001 -$250.000  
(See Columns and D3) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value =Other  W=Estimated  

Herndon, David 
05/02/2013

ins1r11c1ions.J
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) (I) (2) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

154.  -Philip Morris Intl Inc Com  Buy  01/24112  
155.  -Schlumberger LTD  
156.  -Verizon Communications Com  
157.  -Waters Corp Com  Sold  12/21112  
158.  -Annaly Cap Mgmt Inc Com  
159.  -Starwood Ppty Inc Com  Buy  04/10/12  
160.  TRUST Pershing Brokerage Account  Int./Div.  trust assets listed below  
161.  -Dreyfus Treasury Prime Inv  
162.  -ALPS EtfTr Alerian MLP Etr  
163.  -Claymore Exchange Traded Guggenheim  Sold  07/05/12  
164.  -GreenHaven Continuous Commodity Index  Sold  04/09/12  
165.  -!Shares Trust MSC! Emerging Markets Index EEM  
166.  -!Shares SP Midcap 400 Value Index  
167.  -Powershares QQQ Unit Ser  
168.  -SPDR GOLD Gold Shs  
169.  -SPDR SP Midcap 400 ETF Unit Ser  
170.  -WisdomTree Emerging Mkts Equity  Buy  07/05/12 Income Gain Codes: =$I ,000 Jess  8=$1 ,001 -$2,500  c=$2.501  $5.000 =$5,001 -$15.000 =$15,001 -$50,000  
(Sec Columns and D4)  F=$50,00J -$1 00,000 =$1 00.001 -$1 .000.000 =$1.000.001 -$5.000.000  112 =More than $5,000,000 Value Codes  J=$I 5,000 Jess =$15.001 -$50.000 =$50.001  00.000 =$1 00.001 -$250.000  
(Sec Columns and D3) =$250,00  $500,000  0=$500,001. ,000.000 =$1,000.001 -$5,000.000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/02/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting pe1iod  ofreporting period  

(I) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

171.  TRUST Pershing Brokerage Account  Int./Div.  trust assets listed below  
172.  -Dreyfus Treasury Prime Inv  
173.  -ALPS EtfTr Alerian MLP Etf  
174.  -Claymore Exchange Traded Guggenheim  Sold  07/05/12  
175.  -GreenHaven Continuous Com Index  Sold  04/09/12  
176.  -!shares Trust MSCI Emerging Markets Index EEM  
177.  -!Shares SP Midcap 400 Value  
178.  -Powershares QQQ Unit Ser  
179.  -SPDR GOLD Gold Shs  
180.  -SPDR SP Midcap 400 ETF Unit Ser  
181.  -WisdomTree Emerging Mkts Equity  Buy  07/05/12  
182.  Trust Pershing Brokerage Account  Int./Div.  trust assets listed below  
183.  -Dreyfus Treasury Prime Inv  
184.  -ALPS Etr Alerian MLP Etf  
185.  -Claymore Exchange Traded Guggenheim  Sold  07/05/12  
186.  -GreenHaven Continuous Commodity Index  -Sold  04/09/12  
187.  -!shares Trust MSC! Emerging Markets Index EEM Income Gain Codes: =$1.000 less 41.001 -$2,500  c=$2.501 -$5.000 45,001 -$15,000 =$15.001 -$50,000  
(See Coh.unns and 04)  F=$50,001 -$100.000 =$100,001 -$1,000.000 =$1.0000001 -$5,000.000 =More than $5,000.000 Value Codes  J=$1 5.000 less =$15.001 -$50.000  L=$50,00 -$100,000  M=$100.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 4500.00 -$1.000,000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Othcr =Estimated  

Herndon, David 
05/02/2013
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions (1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income dming  Gross value end  Transactions during reporting period  
(including trust assets)  repo11ing period  ofreporting period  

(I) (2) (I) (I) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) 	transaction) 
188.  -!Shares SP MidCap 400 Value  
189.  -PowerShares QQQ Unit Ser  
190.  -SPDR GOLD Gold Shs  
191.  -SPDR SP MidCap 400 ETF Unit Ser  
192.  -WisdomTree Emerging Mkts Equity  Buy  07/05/12 Income Gain Codes: =$1,000 less =$1,001 -$2.500 c=$2.501 -$5,000 0=$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and D4) F=$50.00 -$100.000 =$100,001 -$1.000.000 =$1,000.001 -$5.000.000 =More than $5.000.000 
Value Codes =$15.000 less =$15,001 -$50.000 L=$50.00 -$100.000 =$!00.001 -$250.000 

(See Columns and D3) =$250,001 -$500.000 0=$500,00 -$1.000,000 =$1,000.001 -$5.000.000 1'2 =$5.000.001 -$25,000,000 
1'3 =$25,000.001 -$50,000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :=:Cash Market (See Column C2) =Other 

U=Book Value 	W=Estimated 

Date Report 
05/02/2013
Herndon, David
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
Dreyfus Treasury Prime Inv Money Market Account 
IRA account summarized line 
Trust line 
Trust line 
Trust line 124 
Trust line 161 
Trust line 172 
Trust line 183 

Lines 17, 19, 90, 124, 161, 172, 183 Dreyfus Treasury Prime Inv Money Market Account was used vehicle hold cash equivalent assets for purchase 
other investments and place sale proceeds pending other investments. Consequently, money moved and out these accounts with great frequency and attempt was made distinguish each transaction unless specifically requested. 
Lines 6-9 fractional shares Kinder Morgan Mgmt: Instead paying cash dividends, Kinder Morgan issued fractional shares stock. 
The fractional shares have monetary value and market until they accumulate equal full share. 
All trust assets are accounted for herein. According your instructions, the aggregate income and values were reported lines 18, 89, 123, 160, 171, 182. Identification the trusts was omitted for security purposes, but will provided requested. Naturally, the records each individual trust are available for the committee's inspection upon request. 

05/02/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: David Herndon 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544