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Judicial Watch • David R Herndon Financial Disclosure Report for 2003

David R Herndon Financial Disclosure Report for 2003

David R Herndon Financial Disclosure Report for 2003

Page 1: David R Herndon Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:15

Date Created:February 2, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Herndon, David R Herndon, Assessment, david, Estate, trust, Market, 2003, transactions, IRS, Financial Disclosure, ICE, CIA, income, Judge


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FINAlCIAL DISCLOSURE REPORT Government Act 1978 Calendar Year 2003 Li.C. app.  101-111) 	Person Re:porting (Last name, First name, Middle initial) Herndon, David 	Title (Article Judges indicate :active senior status; magistrate judges indicate full-or part-time) 
U.S. District Judge -Active Chambers, Office Address United State:i Courthouse 750 Missouri-Ave East l.ouiis, Illinois Court Organizatiorn Date Report  
Southern District Illinois  4/23/2004 ReportType (check appropriate type) Reporting Period Nomination, Date Initial Annual Final the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 

]IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part whe:re you have reportable: information. Sign last page. POSII'IONS. (Reporting indhriduat only; see_pp. 9-13 filing instructions> Ndjjl__ -1,si. Trustee Board Visitor's 

NAME ORGAN1ZATIONIENTITY Trust #1, #2, #3, #4, and Southern Illinois University School Law GRJEEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions) 
 NONE -(No reportable agireements.) 
AND TERMS 
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Name Person Reporting
FNANCIAL DISCLOSURE REPORT 
Date Report 
Herndon, David 
4/2312004 
DI. NON-INVESTMENT INCOME. 	instructions)
(Reporting individual and spouse; see pp. 17-24 offlling Filier's Non-Investment Incom 
 NOJ.'irE (No reportable non-investment income.)
(yours, not spouse's) Spom;e's Non-Investment Income-(If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for bonoraria) NONE (No reportablem>n-iinvestmentincome.)
SOURCE AND TYPE 
IV. 	REilURSElfEN'JS -transportation, lodging, food, entertainment. (llncludes those spouse amd dependent children. See pp. 25-27 instructions.) 
 NONE (No such repoiruable reimbursements.) 

Name Person Reporting Date Report Herndon, David 4/23/2004 
FINANCIAL DISCLOSURE REPORT Glli"f:S. (Includes th(J1se spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No such reportev Fin Auth Pollution Rev Rfdg Comwlth [.I BEOmun  
41.  -mu ksonville Fla Port Auth Rev Arpt Rev Rfdgrac ond  redemption  10-01  B  
42.  1is Cnty Wash Pub Util Dist  11-25  

buy 
OS-13
-ll..0111g Island Pwr Auth 
44. -lMO1 Health Edi Faes Rev Rfdg StLU BEO imun bondOil 
redemption 
10-01
4S. 1sas City Zoo bnpt l0/01/2003
redemption
07-01
46. -lPhoenix Ariz Rfdg Ser Il> mun bond 7/01/2016
-lPuerto Rico Muni Fin Agy Rev Ser 99A BEO 
munb ond 

47.
48. -lPuerto Rico Commonwealth Pub lmpt
49. -lPuerto Rico Mun Fin Agy Ser 8101/2011 
redemption 
02-03
so. .ou L-.Stl Cnty Rfdg Impt SerB BEO
Oil) 1un bond 
-fex.as Tex Pub FinAuth SerB BEO 
011) LUO bond 

SI.
S2. Charter Cnty Mich Arpt Rev Detroit 
metro BEOmun 
S3. -'lb.l>Ott Laboratories cmn 
S4. erican Express Income/Gain Codes: $1,001-$2,500S'.!,501-$5,000=$5,001-$15,000 $15,001-$50,000 More than $5,000,000 
(See Col umns and 04) $50,001-$100,000 $100,001-$1,000,000 Sl,000,001-$5,000,000 Value Ccides: $15,000 cir less =$15,001-$50,000 $50,001-$100,000 =$ 00,001-$250,000 (See Columns and D3) S250,000"S500,000 $500,001-$1,000,000 Sl,000,001-$5,000,000P2 25,000,000
S5,000,00I-$P3 =l>25,000,00J-$SO,OOO,OOO More than. $50,000,000 Value Mthod Codes =AJPpnusal Estate Only) Assessment Cash/Market=Cost (Real 
(See Colwru1 C2) =Book Value =Other =Estimated 
Name Person Reporting  Dae Report VIL  INVEST11ENTS and TRUSTS  -income. value, transcations (includes those the spouse arud dependent children. See pp. 34-57 offiling insitmctions.} Income during Gross value end Transactions during reporting period Description Assets 
reporting period reporting period 
including trust assets) not exempt disclosure(2)
(I) -(2) (l) (!) {2) (4) 'lace "(X)" after each asset exempt rom prior disclosure  Amount Cadet (AH}  Type (e.g. div. rent. int.)  Value Code2 (J-P)  Value Method Code.> (Q-W)  Type (e.g. buy, sell, merger, redemption)  Date: Month.Day  Value Code2 (J-P)  Gain Code (Am  Identity buyer/seller (if private transaction)  
55.  -An1erican International Grl[)up  
56.  --An1erican International Gr1oup  buy  02-11
An1erican International Grm,1p part. Sell 03-24
58. Automatic Data Processing Inc. cmn 1tomatic Data Processing Jnc. cmn 	buy 03-26
60. Awtomatic Data Processing Inc. cmn 	part. Sell 12-24
61. -Citigroup Inc cmn
62. 
Ch:vron Texaco Corp

63. 
Cisco Systems Inc. cmn
64. c:aColaCo
65. CalICoca Cola Jan 06CI 	expired 01-22
66. -Coc:aColaCo 	buy 07-30
Coi:aColaCo part. Sell 10-10
68. Strategies Fd. Inc 	sell 01-31
69. 70. EMiCCorp-Mass -mnMobil buy 05-13  
71.  neral Electric  

72. -HCA Inc 	buy 04-15 Income/1Gai11 Codes: i,llOO 01 less $1,001-$2,500  =$4,501-$5,000  =$5,001-$15,000 $15,001-$50,000  
(See Coll1DDJ1S and D4) $50,001-$100,000 Sl00,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Valoe Codes: $15,000 less  =$15,001-$50,000 $50,001$100,000  =SIOO;OOI-$250,000  
(See Collmm1S and 03} $250,000-$500,000  =$500,001-$1,000,000 Sl,000,00l-S5,00.000 SS,000,001 S25,000,000 $2:5,000,00I-S50,000,000 SMore than $50,000,000 Value Mi:thod Codes  =Appndsal Cost (Real Estate Only) Assessment Cash/Market  
(See Cohmm C:!)  =Book Value  =Other  =Estimated  

.FIN.Al'CIAL DISCLOSURE REPORT 
Daite Report 
Name Person Reporting 
Herndon, David 
4123/2004 -income, value, transeations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) INVESTMENTS a:rncll TRUSTS 
73. 74. 75. 76. 77. I)escription Assets (including trust assets) lace "(X)" after each asset ,exempt prior disclosure -He wlett Packard Co. --Ho Depot Inc cmn -Ho Depot Inc cmn -Home Depot Inc. cmn --' Cal Home Depot  Income during reporting period (1) (2) Ammmt Type (e.g. Code div. rent. (AH) int.) Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy, sell, merger, redemption) buy buy part Sell buy Transactions during reporting period Ifnot exempt from disclosure (5) Date: Value Gain. ld11tityof MonthCode2 Code buyer/sellerDay (J-P) (A (if private J..n l!_ansaction) 11-21 01-02 12-24 07-14  
78. 79. 80. 81. 82. 83. 84.   ICalI Home Depot --lnte:ICorp cmn -Inte1 Corp cmn --Kinder Morgan Energy Pmtn:ers --J der Morgan Energy Pmtn,ersKin --I NACorpcmn -lMe dcohealtb Solutions  expired buy part. Sell spin-off  08-20 05-13 05-13 08-25 see below for sale same yr.  
85. 86. 87. 88. 89.  -IMe dcohealth Solutions tlife Inc --lMerck Inc. cnm --l.lerck Co Inc cmn --I crosoft Corp cmn sell part. Sell  08-29 -12-24 stock split 0221-2003  
90. crosoft Corp cmn  part. Sell  12-24 Income/Gain Codes: $1,000 less  =$1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Collllllll:s and D4) $50,001-li!OO,OOO $100,001-$1,000,000 $l,000,001-S5,000,000 More than $5,000,000 Value Codes: $15,000 less  =$15,001-$50,000 $50,001-$100,000 SI00,001-5250,000  
(See ColUlllll:s and 03) $250,1)0()..$500,000 $500,001-$1,000,000 "'$1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000 Value Mt:thod Codes  =Appraisal Cost (Real Estate Only)  =Assessment Cash/Market  

FANCIAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
Herndon, David 
4/23/2004 
-income, value, transcations (includes those the spouse and dependent children, See pp. 34-57 filing instructions.) 
 VIl. INVESTMENTS and 1RUSTS 
Gross value 
Transactions during reporting Ifnot exempt from disclosure Value )escription Assets1 (includin trust assets) lace "(X)" after each asset mC1:mpt prior disclosure Income during reporting period (1) (2) Amount Type (e.g. Code drent. (A-H) int.)  iv. end jperiod reporting period (1) (2) {I) (2) (3) (4]1 ValValue Type (e.g. Dat Gain Identity Code2 Method buy, sell, MonthCode2 Code: buyer/seller (J-P) Code3 merger, Day (J-P) (A(ifprivat (Q-W) redemption) saction)  
91.  -1daq shares  sell 09-15  
92. 93. 94.  -JNo1them Trust Corp cm111 --1No1thern Trust Corp cmn -lNo1them Trust Corp cnm  buy 03-26 part.Sell 04-10  
95. 96. 97.  -IP zerlnc. cmn --llJn ileverPLC --,Via:com Inc-Cl cmn  
98. rporate High Yield Fund IliI Inc  sell 12-01  
99. 100.  -(::orporate High Yield Fund Inc --I'liglIt Income Opportunity Fu:nd  sell 10-10 -sell 12-18  
101. 102. 1aged High Income Ponfolio --sallltmon Brothers High Income Fund Inc.  sell 10-31  
103. 104. 105. CJ1mon Brothers 2008 Wclfidwide FDal -TRIlJST Bear Stems Brokerage Account --D11 General Money Market Fund Dividend  buy 02-07 assets detailed -below  
106.  --AbboIt Laboratories  
107. 108.  -All rican Express Company -An1erican International Groupi Sl,000 orle.,s $1,001-$2,500 $2,50 l-$5,000 $5,001-$15,000 Income/Gain Codes: $15,001-$50.000
(See Column:sand D4) $100,001-$1,000,000 $1,000,001-$5;000,000 =More than $5,000,000 
2.ValueJ $15,000 less SS0,001-$100,000 $100,001-$250,000 
Codes; $15,001-$50,000 
(See Colmnn!> and D3) $251,000-SSOO,OOO $500,001-$1,000,000 =SL000,001-$5,000,000 $5,000,00iS25,000,000 $25,1000,001-SS0,000,000 =$More than $50,000,000 Value Method! Codes APJPraisal =Cost (Real Estate Only) Assessment Cash/Market 
(See Column C2) =Book Value =Other =Estimated 

Dat1 Report 
Name Person Reporting 
Herndon, David 
4/23/2004 
-income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instructions.)  INV1H:STMENTS an.d 1RUSTS
109. 110. >escription Assets ncluding trust assets) lace "(X)" after each assel 1:xempt prior disclosure -Almerican International Group --A1 to1 natic Data Processing Im:  Income during reporting period (2) Amount Type (e.g. Code div. rent. (A-H) int.)  Gross value end reporting period (l) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy, sell, merger, redemption) buy buy Transactions during reporting period Ifnot exempt from disclosure (3) (SJ1 Date: Value Gain Identity Month-Code Code buyer/seller Day (JP) (A(if private i.n tr_ansaction) 05-28 05-08  
lll.  -Ci1t :oup Inc  
ll2.  -ChCVlronTexaco Corp  
113.  -ChCVlonTexaco Corp  buy  05-28  
114. 115.  -Ci sco Systems Inc --Coca Cola  
116. ll7. ll8.  -Ex :XO 11Mobi1Corp --Cime:Depot  buy  01-02  
121.  -lnl :el :orp 
122.  -Inl:el :orp  buy  05-28  
123. 124. 125.  -Ki nde Morgan Energy Partners LTD partnership --MlBNA Corp --Mi JHealth Solutions  spin-off  08-20 see below for sale same yr.  
126.  -Mi:deoHealth Solutions Inc 
 sell  08-26 Income/Gain Code.: $1,CIOO less $1,001-$2,500 $2,SO 1-$5 ,000 $5,001-$15,000 $1:5.001-$50.000  
(See Col111mns and 04) $:50,,001-$100,000 SlOO,OOl-Sl,000,000 Sl,000,001$5,000,000 =More than $5,000,000 Value Coes: $15,,000 Jess $15,001-$50,000 SS0,001-$100,000  =$100,001-$250,000  
(See Columns and 03}  =$250,000-$500,000 $500,001-Sl,000,000 Sl.000,001-$5,00(1,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000  =$More than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment Cash!Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Date Report 
Name Person Reporting 
Herndon, David
4/23/2004 
.VII,. J:N'VJ!:STMENTS and 1RUSTS -income, value. transcations (includes those the spouse and dependent children. See pp. 34-57 offiling instmctions.} (ii >escriptio Assets eluding trust assets} fii ace "{X)" after each asset excmplt prior disclosure Income during reporting period (I} (2) Amount Type (e.g. Code div. rent (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method! (J-P) Code3 (Q-W)  (1) Type (e.g. buy, sell, merger, redem ptio Transactions duri reporting period not exempt from disclosure (2) Date: Month-Day Value Code2 (J-P) (5) Identity Code buyeriseller (A(if private on)  
127. 128. 129. 130. 131. 132. etli --Mercl'Colnc --Miere1softCorp -NI Shares QQQ --NI Shares QQQ --Nrthem Trust Corp  buy buy sell buy  05-08 05-28 09-10 05-28 stock split 0221-2003 see below for sale same yr.  
133. 134. 135.  -Pfizer Inc --Pfizer Inc --Urlile verPLC  buy  05-28  
136. Bear Sterns Securitfos Corp Dividend  assets detailed below  
137. 138.  -Dr i.ls General Money Market Fund --Al:)bOIll Laboratories  
139. 140. 141.  -Arne11ican Express Company --Arne11ican International Group --Ar International Group buy  05-28 
142.  -Al natic Data Processing Inc.  buy  05-08  
143. 144.  -Ci --C onTexaco Corp lncome/Gain Codes: $1,000 less $1,001-$2,500 $,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,.001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes; $15,.000 less $15,001-$50,000 $50,001-$100,000 $I00,001-S250,000  
(See Columns and 03) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5.,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than SS0,000,000 Value Me:thod Codes Ap1praisal Cost (Real Estate Only) Assessment CashlMarket  

FINANC11AL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
Herndon, David 
4/23/2004 
-income, value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
VII. INVESTMENTS and TRUSTS 
145. 146. 147. 148. 149. 150. 151. 152. 153. (ii >escription Assets aeluding trust assets) llace "(X)" after each asset c:xemptp fiom prior disclosure -ClleVI ronTexaco Corp --Cisea Systems Inc -CCa Cola --falXOnMobilCorp --Ge:nei"l1I Electric --HI Inc --Hewl Packard -Hme: Depot Inc ---In1telCorp Income during reporting period (I) (2) Amotmt Type (e.g. Code div. rent. (A-H) int.) Gross value end reporting period (I) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy, sell, merger, redemption) buy buy buy buy buy Transactions during reporting period not exempt from disclosure (2) (3) Date: Value Month-Code Day (JP) 05-28 05-08 05-08 11-21 01-02 (4]1 (5) Identity Code: buyer/seller (A(if private t1